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Part Time Series 63 Jobs (NOW HIRING)

Robert W Baird & Co

Part-Time Client Specialist

Sheboygan, WI · On-site

$17 - $22.50/hr

This is a Part-Time role working 22.5 hours a week. Check out this video to learn more about the ... Must have Active Securities Industry Essentials (SIE) Exam, Series 7, and Series 66 or Series 63 ...

Baird

Part-Time Client Specialist

Sheboygan, WI · On-site

This is a Part-Time role working 22.5 hours a week. Check out this video to learn more about the ... Must have Active Securities Industry Essentials (SIE) Exam, Series 7, and Series 66 or Series 63 ...

Morgan Stanley

Service Associate - Part-Time

Denver, CO · On-site

$35K - $75K/yr

Willingness to obtain Series 7 (GS) and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA) * Willing to work 20-30 hours per week Reports To: * Service Manager WHAT YOU CAN EXPECT FROM MORGAN ...

Morgan Stanley

Service Associate - Part-Time

Denver, CO · On-site

$35K - $75K/yr

Willingness to obtain Series 7 (GS) and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA) * Willing to work 20-30 hours per week Reports To: * Service Manager WHAT YOU CAN EXPECT FROM MORGAN ...

Morgan Stanley

Service Associate - Part-Time

Denver, CO · On-site

$35K - $75K/yr

... Series 63 (AG) and Series 65 (RA) Willing to work 20-30 hours per week Reports To: Service Manager WHAT YOU CAN EXPECT FROM MORGAN STANLEY: At Morgan Stanley, we raise, manage and allocate capital ...

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Part Time Series 63 information

What is the difference between Part Time Series 63 vs Part Time Series 7?

AspectPart Time Series 63Part Time Series 7
Required CredentialsFINRA Series 63 licenseFINRA Series 7 license
Work EnvironmentState securities regulations, compliance rolesBroader securities trading, investment advising
Industry UsagePrimarily for securities registration and state complianceFor securities sales, trading, and investment recommendations

The Part Time Series 63 license focuses on state securities regulations and compliance, often required for securities agents. The Part Time Series 7 license covers a wider range of securities activities, including trading and investment advising. While both are essential in the securities industry, Series 63 is more about registration and compliance, whereas Series 7 allows for broader securities transactions.

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Part Time Series 63 jobs near you
Infographic showing various Part Time Series 63 job openings in the United States as of August 2026, with employment types broken down into 1% Internship, 84% Full Time, 12% Part Time, 1% Temporary, and 2% Contract. Highlights an 83% Physical, 4% Hybrid, and 13% Remote job distribution.

Part-Time Client Specialist

Robert W Baird & Co

Sheboygan, WI • On-site

$17 - $22.50/hr

Part-time

Posted 16 days ago

Job description

About the Role:
As a Client Specialist at Baird, you'll play a pivotal role in delivering outstanding client service and operational support to one or more Financial Advisors. You'll be at the heart of the client experience-coordinating onboarding, managing communications, supporting account operations, and helping organize impactful client events. Your work will directly contribute to the success of Baird's Private Wealth Management business, where true wealth management means understanding each client's unique vision and tailoring solutions to help them succeed. This is a Part-Time role working 22.5 hours a week.
Check out this video to learn more about the day in the life of our Client Assistants and Client Specialists!
The Impact You'll Make:
  • Responsible for client onboarding coordination, which includes managing Financial Advisor(s) prospect pipeline, assisting with proposal generation, preparing new account paperwork, opening accounts, transitioning new assets to Baird and establishing an ongoing communication/client service plan

  • Gain knowledge of and leverage partnership with Baird's Corporate Resource Groups to provide the best wealth management solutions to clients

  • Answers all incoming phone calls and handles as appropriate. Manages client needs where possible and advises Financial Advisor of action taken

  • May schedule client appointments and/or conference room for appointments

  • Assemble/generate materials including paperwork and reports for client meetings

  • Understand and ensure business adherence with firm and financial industry regulatory policies

  • May manage FA and Team's social media presence (website, LinkedIn, X, etc.)

  • Maintain Client Relationship Management (CRM) system for Financial Advisor(s), as well as leverage the platform to manage the client relationship through mailings, reporting, e-mail tracking, and more, with the goal of implementing well-defined client service models

  • May organize and coordinate seminars and client events at the direction of Financial Advisor(s). Develops client lists, designs material and seminar/meeting content, coordinates PowerPoint presentations and follows through with client contact

  • Seek ways to enhance FA(s) business effectiveness and marketability

  • Initiates and completes all transactions required to fully service client accounts i.e. paperwork, correspondence, client request fulfillment and special projects as needed

  • May enter security orders including stocks, bonds, fixed income, options, annuities and other investment vehicle orders per Financial Advisors' instructions or upon client's verbal direction

  • May also provide back-up to other teams and the branch when necessary, as well as perform other duties and special projects as necessary

  • Proactively review investment opportunities on a daily basis & notify Financial Advisor(s) to take action on those opportunities with the goal of driving the Financial Advisors' business. Specifically, this may include funds available/money line, maturing securities, reorg items, and previous days' activities

What You'll Bring to Baird:
  • 2+ years of prior industry and/or administrative work experience

  • Must have Active Securities Industry Essentials (SIE) Exam, Series 7, and Series 66 or Series 63 and Series 65 licenses or be willing to study and obtain within 18 months of hire. Training and resources to be provided and paid for by Baird. If not fully licensed, title will be Client Assistant

  • Proficient in Microsoft Office suite (Word, Excel, PowerPoint) with the ability to learn and effectively navigate Baird's Private Wealth Management technology platforms

  • Excellent verbal and written communication skills; ability to adeptly exchange ideas and information

  • Detail oriented with an emphasis on accuracy

  • Strong organizational skills -- consistent ability to prioritize workflow of team to achieve specific goals in a timely manner

  • Understands compliance regulations and correspondence policies. Maintains client confidentiality in all situations

  • Good analytical and critical problem-solving skills

  • Bachelor's degree preferred, not required

Baird is committed to diversity and provides employment opportunities to all employees and applicants for employment without regard to race, color, religion, sex, pregnancy, citizenship, national origin, age, disability, military service, veteran status, sexual orientation, gender identity or expression, genetic information, or any other status protected by law.

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