ZipRecruiter

Log In

2

Full Time Ria Firm Jobs (NOW HIRING)

VIKA TALENT SOLUTIONS

Tax Supervisor

Dayton, OH · Hybrid

$107K - $141K/yr

Dayton, OH (Hybrid remote in Moraine, OH 45439) Job Type: Full time Permanent with Direct client ... Set individual goals that support departmental and firm goals. Qualifications: * Bachelor's or ...

PeopleFluent

Chief Compliance Officer

Boston, MA · On-site

... for RIA's and detailed experience with 1940 Act (Mutual Funds). Key Responsibilities: * Develop a detailed understanding of firm's business to manage compliance and federal securities law and ...

W3Global Inc.

Associate Financial Advisor

San Mateo, CA · Hybrid

$150K - $225K/yr

... Type - Full Time / Hybrid * A Bay Area wealth management firm with over $3B in assets under management, serving more than 1,000 clients. * Combines the personalized approach of an independent RIA ...

RIA Recruiting

Client Service Associate

Wilmington, NC · On-site

$50K - $60K/yr

Allegiance Financial Group Advisory Services, an established financial planning and investment management firm located in Wilmington, NC currently has an excellent career opportunity for a full-time ...

Potomac

Sales Associate

Bethesda, MD · On-site

$50K/yr

... broker-dealer and RIA channel Headquartered in Bethesda, MD, we combine institutional-grade ... firm. This is a full-time, on-site position at our home office in the Avocet Tower in downtown ...

next page

Showing results 1-20

All JobsRia Firm JobsFull Time Ria Firm Jobs

Full Time Ria Firm information

See salary details

$41.5K

$151.2K

$269.5K

How much do full time ria firm jobs pay per year?

As of Jul 11, 2026, the average yearly pay for full time ria firm in the United States is $151,203.00, according to ZipRecruiter salary data. Most workers in this role earn between $111,500.00 and $185,000.00 per year, depending on experience, location, and employer.

What is the difference between Full Time Ria Firm vs Registered Investment Advisor?

AspectFull Time Ria FirmRegistered Investment Advisor
CredentialsTypically requires SEC or state registration, CFP, or CFA certificationsSame credentials often required, including CFP or CFA
Work EnvironmentOffice-based, client-facing, advisory servicesSimilar, client meetings, portfolio management, compliance
Employer & Industry UsageRia firms are registered entities providing advisory servicesLegal designation for firms or individuals offering investment advice

Both roles involve providing investment advice and require similar credentials. A Full Time Ria Firm is a registered entity offering advisory services, while a Registered Investment Advisor is a legal designation for firms or individuals in the industry. The main difference lies in the context: one refers to the firm, the other to the registration status.

Can financial advisors make $500,000 a year?

Full-time financial advisors at RIA firms can potentially earn $500,000 or more annually, especially with high net worth clients, strong sales skills, and experience. Earnings often include base salary, commissions, and bonuses, and reaching this level typically requires years of building a client base and obtaining relevant certifications like the CFP or CFA.

What jobs make $1,000,000 a year?

In the context of a full-time RIA (Registered Investment Advisor) firm, high-earning roles such as senior financial advisors, partners, or firm owners can earn $1,000,000 or more annually through client fees, commissions, and profit sharing. Success in these roles typically requires extensive experience, a strong client base, and advanced certifications like the CFA or CFP. Such compensation levels are more common in established firms with high-net-worth clients and a focus on wealth management.

How much does RIA pay per hour?

Full-time Registered Investment Advisors (RIAs) typically earn between $20 and $50 per hour, depending on experience, location, and firm size. Entry-level positions may pay closer to the lower end, while experienced advisors with certifications like CFP or CFA can earn higher wages. Compensation often includes bonuses and commissions based on client assets and performance.

How much can you make as an RIA?

As a Registered Investment Advisor (RIA), earnings vary based on assets under management, client base, and experience. RIAs typically earn a fee-based income, often a percentage of assets under management, which can range from 1% to 2% annually, leading to six-figure or higher incomes for successful firms. Compensation also depends on the firm's size, location, and the advisor’s credentials and performance.
What cities are hiring for Full Time Ria Firm jobs? Cities with the most Full Time Ria Firm job openings:
What are the most commonly searched types of Ria Firm jobs? The most popular types of Ria Firm jobs are:
What states have the most Full Time Ria Firm jobs? States with the most job openings for Full Time Ria Firm jobs include:
What job categories do people searching Full Time Ria Firm jobs look for? The top searched job categories for Full Time Ria Firm jobs are:
Full Time Ria Firm jobs near you
Registered Sales Assistant

Registered Sales Assistant

Windward Capital Management Company

Westwood, CA • On-site

$72K - $90K/yr

Full-time

Medical, Dental, Vision, Retirement

Re-posted 29 days ago

Job description


Registered Sales Assistant
Position reference: RIA/Broker Dealer
Job Posting: 11/01/2021
Organization
A well -established West Los Angeles based financial services firm consisting of two operating entities: an SEC Registered Investment Advisor. We offer investment advice to high net worth and institutional clients, including personal investors, IRA accounts, profit sharing plans, corporations, trusts and foundations. A full-service FINRA registered introducing broker dealer and licensed insurance agency serving retail and institutional clients.
Qualifications
Series 7, 63/66 licenses required. 2-5 years experience with an RIA or broker-dealer in a back-office capacity including order entry. BS/BA College degree or equivalent experience required. A demonstrated expertise with Advent/Moxy or other portfolio management systems is highly desired. Working knowledge with back office brokerage systems is a must. Proficiency with Microsoft Office (Excel and Word) and Adobe Acrobat necessary. This is a highly visible position. Excellent oral and written communication skills and the ability to work well in a coordinated team environment is essential.
Position description

This is a fast-paced industry dealing with highly confidential information. The position is two-fold. First, your responsibilities will include assisting the CEO and other registered representatives in servicing their clients on a daily basis. This includes setting up meetings responding to customer inquiries/requests, preparing presentation packages for client meetings. Your responsibilities will also include trade order entry and release, along with other back office operations and office administration. You will help open customer accounts and due data input for the operations area. Communications with customers is also an essential part of your responsibilities, along with other administrative responsibilities.
Additional information
Locations: Westwood, CA, United States
Position starts: Immediate
Hours: Full-time
Salary range: Based on experience
Duration: Permanent
Work Types: Regular
Contact information
To be provided upon interview selection
How to apply
To apply please e-mail your resume or qualifications to: spene@windwardcapital.com