ZipRecruiter

Log In

2

Full Time Ria Firm Jobs in Chicago, IL (NOW HIRING)

Cresset Capital

ASSOCIATE, DATA ENGINEER

Chicago, IL · On-site

$16.50 - $21.50/hr

About Cresset Cresset is a firm built by clients, for clients. As an independent, award-winning ... Recognized by Barron's and Forbes among the nation's top RIA firms, and as one of the industry ...

Retirement Plan Advisors

Be Seen First

Accountant II / III

Chicago, IL · On-site

$90K - $125K/yr

We are a registered investment adviser (RIA) specializing in defined contribution (DC) retirement ... firm. Essential Duties and Responsibilities: * Calculate, create, reconcile, and verify company ...

Aprio

Senior Market Strategist

Chicago, IL

$200K - $225K/yr

... RIA) with responsibility for market views and portfolio communication. * Deep fluency in ... firm. Perks/Benefits we offer for full-time team members: - Medical, Dental, and Vision Insurance ...

Invesco

Associate ETF Specialist

Downers Grove, IL · On-site

$80K - $100K/yr

These channels include Broker-Dealer (independent and wirehouse), RIA, and Private Client Groups ... Full time Worker Type Employee Job Exempt (Yes / No) Yes Workplace Model Pursuant to Invesco ...

Invesco

Associate ETF Specialist

Downers Grove, IL · Hybrid

$80K - $100K/yr

These channels include Broker-Dealer (independent and wirehouse), RIA, and Private Client Groups ... Full time Worker Type Employee Job Exempt (Yes / No) Yes Workplace Model Pursuant to Invesco ...

All JobsRia Firm JobsFull Time Ria Firm JobsFull Time Ria Firm Jobs in Chicago, IL

Full Time Ria Firm information

See Chicago, IL salary details

$42.8K

$155.8K

$277.6K

How much do full time ria firm jobs pay per year?

As of Aug 24, 2026, the average yearly pay for full time ria firm in Chicago, IL is $155,761.00, according to ZipRecruiter salary data. Most workers in this role earn between $114,900.00 and $190,600.00 per year, depending on experience, location, and employer.

What is the difference between Full Time Ria Firm vs Registered Investment Advisor?

AspectFull Time Ria FirmRegistered Investment Advisor
CredentialsTypically requires SEC or state registration, CFP, or CFA certificationsSame credentials often required, including CFP or CFA
Work EnvironmentOffice-based, client-facing, advisory servicesSimilar, client meetings, portfolio management, compliance
Employer & Industry UsageRia firms are registered entities providing advisory servicesLegal designation for firms or individuals offering investment advice

Both roles involve providing investment advice and require similar credentials. A Full Time Ria Firm is a registered entity offering advisory services, while a Registered Investment Advisor is a legal designation for firms or individuals in the industry. The main difference lies in the context: one refers to the firm, the other to the registration status.

What are the most commonly searched types of Ria Firm jobs in Chicago, IL?

The most popular types of Ria Firm jobs in Chicago, IL are:

What are popular job titles related to Full Time Ria Firm jobs in Chicago, IL?

For Full Time Ria Firm jobs in Chicago, IL, the most frequently searched job titles are:

What job categories do people searching Full Time Ria Firm jobs in Chicago, IL look for?

The top searched job categories for Full Time Ria Firm jobs in Chicago, IL are:

Full Time Ria Firm jobs near you
Infographic showing various Full Time Ria Firm job openings in Chicago, IL as of August 2026, with employment types broken down into 100% Full Time. Highlights an 87% In-person, and 13% Remote job distribution, with an average salary of $155,761 per year, or $74.9 per hour.

Supervisor BD/RIA (Series 7&24)

San Blas Securities

Chicago, IL • On-site

$65K - $115K/yr

Full-time

Re-posted 17 days ago

Job description

About San Blas Securities:
San Blas Securities is a rapidly growing, full-service investment bank and independent advisor network. We provide our advisors and their clients with exceptional service and innovative financial solutions. We foster a collaborative and supportive work environment where our employees can thrive and grow professionally.
We are seeking a highly organized and detail-oriented Compliance Supervisor to help support our regulatory and compliance efforts. This is an opportunity to work with the Compliance team led by the Chief Compliance Officer in a highly collaborative atmosphere. The position is full-time, based in Chicago, with less than 10% travel. Adhere to FINRA Rule 3110 requires a firm to establish and maintain a system to supervise the activities of its associated people that is reasonably designed to achieve compliance with the applicable securities laws and regulations and FINRA rules.
Competitive Compensation + bonus based on experience.  $80 - $100K
Responsibilities include:
  • Review and enforce the firms Written Supervisory Procedures and Compliance initiatives.
  • Manage Firm’s Onboarding Training Program for compliance with new hires
    • Schedule new hire training
    • Assist in administering firm annual training and advisor attestations
    • Schedule targeted training as required
  • Foster a culture of compliance
  • Document supervisory activities
  • Review advisors purchase and sales blotter
  • Review advisors communications to (and from) clients
  • Review/report customer complaints to CCO
  • Assist in conducting Branch Exams
  • Assist in review and follow up with exception reports generated by Compliance which require action from supervisors
Qualifications
  • Bachelor’s degree or experience equivalent
  • FINRA Series 7 and FINRA Series 24 required
  • 3 – 5 years relevant experience at RIA and BD or industry regulator
  • Working knowledge of the Investment Advisers Act, the Investment Company Act, and related regulatory requirements; application of SEC rules
  • Familiarity with RBC and Schwab back-office a plus

 

Powered by JazzHR

ENRocUBt1P