Our business Specials Trading in North America is a part of the Fixed Income Financing business ... Maintaining strict compliance with regulatory and legal requirements. * Working closely with sales ...
Our business Specials Trading in North America is a part of the Fixed Income Financing business ... Maintaining strict compliance with regulatory and legal requirements. * Working closely with sales ...
Institutional Fixed Income Sales
Dallas, TX ยท On-site
High level of integrity, professionalism, and commitment to regulatory compliance. * Series 7 and ... fixed income products. * Provide realtime market commentary, trade ideas, and relative value ...
Institutional Fixed Income Sales
Dallas, TX ยท On-site
High level of integrity, professionalism, and commitment to regulatory compliance. * Series 7 and ... fixed income products. * Provide realtime market commentary, trade ideas, and relative value ...
Institutional Fixed Income Sales
Dallas, TX ยท On-site
High level of integrity, professionalism, and commitment to regulatory compliance. * Series 7 and ... About the Team HilltopSecurities' Fixed Income department has over 2,000 Tier I institutional and ...
Institutional Fixed Income Sales
Dallas, TX ยท On-site
High level of integrity, professionalism, and commitment to regulatory compliance. * Series 7 and ... About the Team HilltopSecurities' Fixed Income department has over 2,000 Tier I institutional and ...
Retail Fixed Income Trader
$14.50 - $16.75/hr
Wells Fargo is seeking a Fixed Income Trader to join the Retail Trading department within Wealth ... Compliance with state law registration and licensing requirements is mandatory. In addition to ...
Retail Fixed Income Trader
$14.50 - $16.75/hr
Wells Fargo is seeking a Fixed Income Trader to join the Retail Trading department within Wealth ... Compliance with state law registration and licensing requirements is mandatory. In addition to ...
Our business Specials Trading in North America is a part of the Fixed Income Financing business ... Maintaining strict compliance with regulatory and legal requirements. * Working closely with sales ...
Our business Specials Trading in North America is a part of the Fixed Income Financing business ... Maintaining strict compliance with regulatory and legal requirements. * Working closely with sales ...
Fixed Income Financing Trading - Analyst
Manhattan, NY ยท On-site
$110K - $125K/yr
Our business Specials Trading in North America is a part of the Fixed Income Financing business ... Maintaining strict compliance with regulatory and legal requirements. * Working closely with sales ...
Fixed Income Financing Trading - Analyst
Manhattan, NY ยท On-site
$110K - $125K/yr
Our business Specials Trading in North America is a part of the Fixed Income Financing business ... Maintaining strict compliance with regulatory and legal requirements. * Working closely with sales ...
Fixed Income Agency Trader
Dallas, TX ยท Hybrid
Design and implement scalable fixed income trading workflows, serve as the business SME with ... Ensure compliance with SEC, FINRA, and MSRB regulations, collaborate with Sales, Client Onboarding ...
Fixed Income Agency Trader
Dallas, TX ยท Hybrid
Design and implement scalable fixed income trading workflows, serve as the business SME with ... Ensure compliance with SEC, FINRA, and MSRB regulations, collaborate with Sales, Client Onboarding ...
Fixed Income Agency Trader
Dallas, TX ยท On-site
Design and implement scalable fixed income trading workflows, serve as the business SME with ... Ensure compliance with SEC, FINRA, and MSRB regulations, collaborate with Sales, Client Onboarding ...
Fixed Income Agency Trader
Dallas, TX ยท On-site
Design and implement scalable fixed income trading workflows, serve as the business SME with ... Ensure compliance with SEC, FINRA, and MSRB regulations, collaborate with Sales, Client Onboarding ...
Our business Specials Trading in North America is a part of the Fixed Income Financing business ... Maintaining strict compliance with regulatory and legal requirements. * Working closely with sales ...
Our business Specials Trading in North America is a part of the Fixed Income Financing business ... Maintaining strict compliance with regulatory and legal requirements. * Working closely with sales ...
Fixed Income Agency Trader
Dallas, TX ยท On-site
Design and implement scalable fixed income trading workflows, serve as the business SME with ... Ensure compliance with SEC, FINRA, and MSRB regulations, collaborate with Sales, Client Onboarding ...
Fixed Income Agency Trader
Dallas, TX ยท On-site
Design and implement scalable fixed income trading workflows, serve as the business SME with ... Ensure compliance with SEC, FINRA, and MSRB regulations, collaborate with Sales, Client Onboarding ...
Fixed Income Agency Trader
New York, NY ยท Hybrid
Design and implement scalable fixed income trading workflows, serve as the business SME with ... Ensure compliance with SEC, FINRA, and MSRB regulations, collaborate with Sales, Client Onboarding ...
Fixed Income Agency Trader
New York, NY ยท Hybrid
Design and implement scalable fixed income trading workflows, serve as the business SME with ... Ensure compliance with SEC, FINRA, and MSRB regulations, collaborate with Sales, Client Onboarding ...
Design and implement scalable fixed income trading workflows, serve as the business SME with ... Ensure compliance with SEC, FINRA, and MSRB regulations, collaborate with Sales, Client Onboarding ...
Design and implement scalable fixed income trading workflows, serve as the business SME with ... Ensure compliance with SEC, FINRA, and MSRB regulations, collaborate with Sales, Client Onboarding ...
Fixed Income Trader
Minneapolis, MN ยท On-site
$75K - $89K/yr
Executes buy and sell orders for fixed-income securities at prices that are advantageous ... compliance with established policies. Maintains good working relationships with brokers and ...
Fixed Income Trader
Minneapolis, MN ยท On-site
$75K - $89K/yr
Executes buy and sell orders for fixed-income securities at prices that are advantageous ... compliance with established policies. Maintains good working relationships with brokers and ...
Fixed Income Trader
Harrisburg, PA ยท On-site
$75K - $89K/yr
Executes buy and sell orders for fixed-income securities at prices that are advantageous ... compliance with established policies. Maintains good working relationships with brokers and ...
Fixed Income Trader
Harrisburg, PA ยท On-site
$75K - $89K/yr
Executes buy and sell orders for fixed-income securities at prices that are advantageous ... compliance with established policies. Maintains good working relationships with brokers and ...
Fixed Income Trader
Harrisburg, PA ยท On-site
$75K - $89K/yr
Executes buy and sell orders for fixed-income securities at prices that are advantageous ... compliance with established policies. Maintains good working relationships with brokers and ...
Fixed Income Trader
Harrisburg, PA ยท On-site
$75K - $89K/yr
Executes buy and sell orders for fixed-income securities at prices that are advantageous ... compliance with established policies. Maintains good working relationships with brokers and ...
Fixed Income Trader
Philadelphia, PA ยท On-site
$75K - $89K/yr
Executes buy and sell orders for fixed-income securities at prices that are advantageous ... compliance with established policies. Maintains good working relationships with brokers and ...
Fixed Income Trader
Philadelphia, PA ยท On-site
$75K - $89K/yr
Executes buy and sell orders for fixed-income securities at prices that are advantageous ... compliance with established policies. Maintains good working relationships with brokers and ...
WI ยท On-site
Design and implement scalable fixed income trading workflows, serve as the business SME with ... Ensure compliance with SEC, FINRA, and MSRB regulations, collaborate with Sales, Client Onboarding ...
Fixed Income Agency Trader
Fort Worth, TX ยท On-site
Design and implement scalable fixed income trading workflows, serve as the business SME with ... Ensure compliance with SEC, FINRA, and MSRB regulations, collaborate with Sales, Client Onboarding ...
Fixed Income Agency Trader
Fort Worth, TX ยท On-site
Design and implement scalable fixed income trading workflows, serve as the business SME with ... Ensure compliance with SEC, FINRA, and MSRB regulations, collaborate with Sales, Client Onboarding ...
Fixed income, Compliance, Trace knowledge * Experience , if possible, with Securitized products business or non-liquid markets. * Additionally, what comes with PM for Ardia dedicated instance and ...
Quick apply
Fixed income, Compliance, Trace knowledge * Experience , if possible, with Securitized products business or non-liquid markets. * Additionally, what comes with PM for Ardia dedicated instance and ...
Head of Fixed Income Product
Milwaukee, WI ยท On-site
$229K - $240K/yr
Serve as the primary crossfunctional point of contact across Investments, Distribution, Legal, Compliance, and Operations, driving alignment and seamless delivery of all fixed income initiatives.
Head of Fixed Income Product
Milwaukee, WI ยท On-site
$229K - $240K/yr
Serve as the primary crossfunctional point of contact across Investments, Distribution, Legal, Compliance, and Operations, driving alignment and seamless delivery of all fixed income initiatives.
Fixed Income Compliance information
See salary details
$13.94 - $16.63
12% of jobs
$16.63 - $19.32
13% of jobs
$19.45 is the 25th percentile. Wages below this are outliers.
$19.32 - $22.01
11% of jobs
The median wage is $23.64 / hr.
$22.01 - $24.69
24% of jobs
$24.69 - $27.38
12% of jobs
$29.73 is the 75th percentile. Wages above this are outliers.
$27.38 - $30.07
4% of jobs
$30.07 - $32.76
9% of jobs
$32.76 - $35.45
6% of jobs
$35.45 - $38.13
4% of jobs
$38.13 - $40.82
2% of jobs
$40.82 - $43.51
3% of jobs
$13
$26
$43
How much do fixed income compliance jobs pay per hour?
What is the difference between Fixed Income Compliance vs Fixed Income Trading?
| Aspect | Fixed Income Compliance | Fixed Income Trading |
|---|---|---|
| Primary Focus | Ensuring adherence to regulations and internal policies in fixed income securities | Buying and selling fixed income securities to generate profit |
| Required Credentials | Certifications like Series 7, Series 63, or Series 24 often preferred | Series 7, Series 63, or Series 55 typically required |
| Work Environment | Regulatory departments, compliance teams, financial institutions | Trading floors, investment banks, asset management firms |
| Key Responsibilities | Monitoring trades, implementing compliance policies, risk management | Executing trades, market analysis, portfolio management |
While Fixed Income Compliance focuses on regulatory adherence and risk mitigation within fixed income securities, Fixed Income Trading involves actively buying and selling these securities to achieve investment objectives. Both roles require similar certifications and often work within the same financial institutions, but their core functions differ significantly.
Is fixed income compliance a good career?
What cities are hiring for Fixed Income Compliance jobs?
Cities with the most Fixed Income Compliance job openings:
What states have the most Fixed Income Compliance jobs?
States with the most job openings for Fixed Income Compliance jobs include:
What are popular job titles for Fixed Income Compliance?
Popular job titles for Fixed Income Compliance:

Fixed Income Financing Trading - Analyst
Manhattan, NY โข On-site
Other
Posted 25 days ago
Key responsibilities
Manage positions and risk arising from client trading demands by sourcing liquidity and facilitating trades in the repo market.
Engage in market making in US corporate bonds in repo, and manage trading risk and hedging positions in USD short-term interest rate curves.
Work closely with sales and counterparties to facilitate client trading strategies, and contribute to market analysis and desk process improvements.
Job description
Specials Trading in North America is a part of the Fixed Income Financing business which sits within Rates Trading. The Specials business interfaces with a broad range of clients across hedge funds, asset managers, central banks, other dealers and internal cash desks. It is a multi-asset business quoting repo pricing across both investment grade and high yield credit markets. Specials Trading delivers liquidity to the firmโs key strategic partners that operate in the North American Fixed Income Credit space via a team of dedicated repo traders and repo sales.
The desk belongs to the global FIF offering which includes Sovereign, Credit and Emerging Markets financing desks.
OpportunityTo work in a fast moving trading role in the heart of the Credit Repo market. The main objective is to manage positions and risk arising from demands of both internal and external clients by facilitating their trading strategies.
This is done by sourcing liquidity from bond holders to match up and lend onwards to a diverse client base and internal trading desks. These flows are quoted by a dedicated repo sales team, as well as via direct interactions between trading and relevant counterparties.
The candidate would contribute ideas and operate in both short term interest rate markets and credit markets, using a variety of products to mitigate risks arising from trading positions.
The hired trader would work closely with multiple teams and provide commentary and market analysis, as well as managing the day to day flow activity and risk in our combined trading book.
The last few years has seen significant progress in the development of e-trading and electronification in our business, and there is opportunity to assist with further progress of the business in this direction.
The candidate would also occasionally be expected to assist the Sovereign repo desk.
Job responsibilities- Market making in US corporate bonds in repo.
- Managing trading risk and hedging positions in USD short term interest rate curves.
- Maintaining strict compliance with regulatory and legal requirements.
- Working closely with sales to facilitate client trading strategies.
- Engaging directly with multiple counterparties and interdealerโbrokers to build business through meetings, calls, dinners and events.
- Writing trader commentaries on intraโday market analysis by investigating flow trends, macro news and leveraging internal research.
- Look to streamline desk process where required and help advance the desk automation and eโtrading agenda.
- Assist with the post trade process by ensuring the accuracy of all bookings and to ensure internal controls are followed.
- Previous relevant experience gained within a similar Banking Markets role.
- An interest and a desire to learn more about global financing markets, rates and credit products.
- Attention to detail and the ability to manage multiple time sensitive processes in a pressured environment.
- Analytical mind and proactive attitude to problem solving.
- Ability to work as part of a close team with a strong focus on counterparty relationship management.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicantsโ and employeesโ religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
JPMorgan Chase & Co. is an Equal Opportunity Employer, including Disability/Veterans.
About Next Frontier Capital
Sourced by ZipRecruiter
Industry
Investment clubs and venture capital companies
Company size
1 - 10 Employees
Headquarters location
Bozeman, MT, US
Year founded
2015