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Fixed Income Compliance Jobs (NOW HIRING)

Samprasoft

Technologist - Fixed Income

Boston, MA · On-site

Business Analyst / Technologist for Fixed Income At an expert level lead Fixed Income Trading ... Follow the company's Software Development Lifecycle (SDLC) ensuring compliance throughout the ...

CFA Institute

Fixed Income Trader

Houston, TX · On-site

$70 - $100/hr

Trading / Fixed Income Reports to: Chief Investment Officer Location Location: Houston, TX / On ... High level of integrity and commitment to ethical and compliant conduct. Compensation and Benefits

Santander

CIB Markets Fixed Income, Analyst

Madison, WI · On-site

$110K - $135K/yr

CIB Markets Fixed Income, Analyst Country: United States of America It Starts Here: Santander is a ... Ensure adherence to company policies, regulatory requirements, and compliance standards. * Support ...

Peak6 Investments LLC

$180 - $240/hr

Design and implement scalable fixed income trading workflows, serve as the business SME with ... Ensure compliance with SEC, FINRA, and MSRB regulations, collaborate with Sales, Client Onboarding ...

New

Jobtailor

Director, Fixed Income Trading

Manhattan, NY · On-site

$180 - $250/hr

Collaborating with Internal Partners including Compliance, Risk Management, and senior leadership ... Representing Fifth Third as a thought leader in fixed income markets Requirements * Bachelor ...

US Bank

Fixed Income Trader

Minneapolis, MN

$75K - $89K/yr

Executes buy and sell orders for fixed-income securities at prices that are advantageous ... compliance with established policies. Maintains good working relationships with brokers and ...

US Bank

Fixed Income Trader

Philadelphia, PA

$75K - $89K/yr

Executes buy and sell orders for fixed-income securities at prices that are advantageous ... compliance with established policies. Maintains good working relationships with brokers and ...

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Fixed Income Compliance information

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How much do fixed income compliance jobs pay per hour?

As of Aug 22, 2026, the average hourly pay for fixed income compliance in the United States is $26.29, according to ZipRecruiter salary data. Most workers in this role earn between $19.23 and $31.49 per hour, depending on experience, location, and employer.

What is the difference between Fixed Income Compliance vs Fixed Income Trading?

AspectFixed Income ComplianceFixed Income Trading
Primary FocusEnsuring adherence to regulations and internal policies in fixed income securitiesBuying and selling fixed income securities to generate profit
Required CredentialsCertifications like Series 7, Series 63, or Series 24 often preferredSeries 7, Series 63, or Series 55 typically required
Work EnvironmentRegulatory departments, compliance teams, financial institutionsTrading floors, investment banks, asset management firms
Key ResponsibilitiesMonitoring trades, implementing compliance policies, risk managementExecuting trades, market analysis, portfolio management

While Fixed Income Compliance focuses on regulatory adherence and risk mitigation within fixed income securities, Fixed Income Trading involves actively buying and selling these securities to achieve investment objectives. Both roles require similar certifications and often work within the same financial institutions, but their core functions differ significantly.

Is fixed income compliance a good career?

Fixed income compliance is a specialized field within financial regulation that involves ensuring firms adhere to laws and policies related to bond and debt securities. It requires strong knowledge of financial regulations, attention to detail, and often certification such as the Series 7 or 24. The role offers stability and opportunities for advancement in the finance industry.
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Fixed Income Compliance jobs near you
Infographic showing various Fixed Income Compliance job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 84% Full Time, 11% Part Time, and 4% Contract. Highlights an 92% Physical, 3% Hybrid, and 5% Remote job distribution, with an average salary of $54,687 per year, or $26.3 per hour.

Senior Compliance Officer - Institutional Fixed Income

Robert W Baird & Co

Milwaukee, WI • Hybrid

Full-time

Re-posted 20 days ago

Job description

About the Role:

We are seeking a seasoned Senior Compliance Officer - Institutional Fixed Income to serve as a strategic partner to our Institutional Fixed Income Broker Dealer Capital Markets businesses. This is an opportunity to play a key advisory role at the intersection of business and regulation, influencing complex trading and capital markets activity while helping shape a best-in-class compliance program. In this role, you will lead the development, implementation, and ongoing enhancement of policies and procedures, while providing expert regulatory guidance to ensure alignment with SEC, FINRA, and MSRB requirements. This position offers broad exposure across institutional trading, sales, underwriting, and research activities spanning corporate, municipal, government agency, and asset-backed securities.

This position offers flexibility with 3 days per week in our Milwaukee office and 2 days remote.

The Impact You'll Make:

  • Serve as a trusted advisor and primary escalation point for senior business leaders on fixed income sales and trading regulatory and supervisory matters

  • Research, analyze, and interpret complex regulatory rule releases, regulatory notices, and disciplinary actions and serve as an active participant on the firm's Regulatory Review Committee

  • Create, implement, maintain and test written supervisory procedure manuals, compliance unit manuals, and associate procedures covering fixed income business practices

  • Act as a key driver for SEC, FINRA, and MSRB examinations, regulatory inquiries, internal audits, and subpoena responses

  • Facilitate SEC and FINRA onsite and remote-based regulatory exams.

  • Design and enhance exceptionreporting logic to support effective supervisory oversight of business activities

  • Write Compliance Notes as needed to communicate new policies and procedures to associates

  • Develop and deliver ad hoc and annual training on regulatory requirements and business practice standards

  • Drive best execution oversight and serve on the firm's Fixed Income Best Execution Committee

What You'll Bring to Baird:

  • Strong judgment and ability to articulate regulatory risk and supervisory practices within the context of business practices

  • Excellent communication skills with the ability to effectively communicate orally or in writing with associates at all levels of the firm and with external regulators

  • Strong analytical, organizational, critical thinking, and problem-solving skills

  • Minimum 5 years' experience operating in highvolume, timesensitive trading environments

  • Bachelor's degree required

  • Securities Industry Essentials (SIE) Exam, Series 7, and Series 24 licenses required

  • Established record of effective business writing skills

  • Experience and comfort with analyzing complex data

  • Elevated level of curiosity and comfort with the unfamiliar or unknown.

  • Knowledge regarding FINRA Rules 2232, 2242, 5310 & 6730, and MSRB Rules G-14, G-15, G-18 & G-30

  • Experience withFINRA TRACE and MSRB RTRS data

  • Bloomberg and Tradeweb terminal skills

  • Ability to facilitate discussions across business, Legal, Compliance and Control Room functions

Compensation and Benefits:

  • Compensation and bonus are commensurate with experience, performance and/or firm profitability

  • You'll have the opportunity to advance your career while enjoying our comprehensive benefits designed for your life, career and future

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Baird is committed to diversity and provides employment opportunities to all employees and applicants for employment without regard to race, color, religion, sex, pregnancy, citizenship, national origin, age, disability, military service, veteran status, sexual orientation, gender identity or expression, genetic information, or any other status protected by law.

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