ZipRecruiter

Log In

1

Fixed Income Compliance Jobs in Texas (NOW HIRING)

CFA Institute

Fixed Income Trader

Houston, TX · On-site

$70 - $100/hr

Trading / Fixed Income Reports to: Chief Investment Officer Location Location: Houston, TX / On ... High level of integrity and commitment to ethical and compliant conduct. Compensation and Benefits

Altruist

Senior Manager, Fixed Income Trading

Dallas, TX · On-site

$107K - $146K/yr

Partner cross-functionally with Operations, Compliance, and Finance to align trading initiatives ... Serve as a trusted fixed income resource helping advisors-including enterprise firms-grow their ...

Hilltop Holdings

Compliance Officer

Dallas, TX · On-site

The Compliance Officer responsibilities may include providing compliance surveillance, monitoring ... Fixed Income business lines. * . FINRA Series 7 is required. Series 24 and 53 licenses preferred.

Hilltop Holdings

Compliance Officer

Dallas, TX · On-site +1

The Compliance Officer responsibilities may include providing compliance surveillance, monitoring ... Fixed Income business lines. * . FINRA Series 7 is required. Series 24 and 53 licenses preferred.

next page

Showing results 1-20

All JobsFixed Income Compliance JobsFixed Income Compliance Jobs in Texas

Fixed Income Compliance information

What is the difference between Fixed Income Compliance vs Fixed Income Trading?

AspectFixed Income ComplianceFixed Income Trading
Primary FocusEnsuring adherence to regulations and internal policies in fixed income securitiesBuying and selling fixed income securities to generate profit
Required CredentialsCertifications like Series 7, Series 63, or Series 24 often preferredSeries 7, Series 63, or Series 55 typically required
Work EnvironmentRegulatory departments, compliance teams, financial institutionsTrading floors, investment banks, asset management firms
Key ResponsibilitiesMonitoring trades, implementing compliance policies, risk managementExecuting trades, market analysis, portfolio management

While Fixed Income Compliance focuses on regulatory adherence and risk mitigation within fixed income securities, Fixed Income Trading involves actively buying and selling these securities to achieve investment objectives. Both roles require similar certifications and often work within the same financial institutions, but their core functions differ significantly.

Is fixed income compliance a good career?

Fixed income compliance is a specialized field within financial regulation that involves ensuring firms adhere to laws and policies related to bond and debt securities. It requires strong knowledge of financial regulations, attention to detail, and often certification such as the Series 7 or 24. The role offers stability and opportunities for advancement in the finance industry.

What are popular job titles related to Fixed Income Compliance jobs in Texas?

For Fixed Income Compliance jobs in Texas, the most frequently searched job titles are:

What job categories do people searching Fixed Income Compliance jobs in Texas look for?

The top searched job categories for Fixed Income Compliance jobs in Texas are:

What cities in Texas are hiring for Fixed Income Compliance jobs?

Cities in Texas with the most Fixed Income Compliance job openings:

Fixed Income Compliance jobs near you
Infographic showing various Fixed Income Compliance job openings in Texas as of August 2026, with employment types broken down into 1% As Needed, 86% Full Time, 10% Part Time, and 3% Contract. Highlights an 92% Physical, 3% Hybrid, and 5% Remote job distribution.

Fixed Income Trader

Houston, TX • On-site

CFA Institute
Education • 201 - 500 employees
Learn more about CFA Instituteexternal

$70 - $100/hr

Other

Medical, Dental, Vision, Retirement, PTO

Posted 6 days ago

Job description

Department

Department: Trading / Fixed Income Reports to: Chief Investment Officer

Location

Location: Houston, TX / On-site Employment type: Full-time, exempt

Position Summary

We are seeking a Fixed Income Trader to execute and manage trades across fixed income securities on behalf of the firm and its clients. The trader will be responsible for price discovery, execution, providing market color to portfolio managers, and managing risk within established limits. The ideal candidate combines strong quantitative ability, sound market judgment, and can perform under pressure in fast-moving markets.

Key Responsibilities
  • Execute trades in fixed income instruments including government bonds, corporate bonds, agency mortgage-backed securities and agency debentures.
  • Solicit competitive bids and offers, manage bid/ask spreads, and source liquidity across broker dealers, and electronic trading platforms.
  • Monitor markets, research, interest rate movements, credit spreads, and macroeconomic developments, and communicate relevant market color to portfolio managers.
  • Partner with portfolio managers to implement investment strategies and execute orders efficiently while minimizing market impact and transaction costs.
  • Maintain accurate trade records and ensure timely, accurate trade capture, confirmation, and settlement in coordination with operations team.
  • Build and maintain relationships with sell-side dealers, brokers, and trading counterparties.
  • Ensure all trading activity complies with regulatory requirements, firm policies, internal controls, and cooperate with compliance, risk, and audit functions.
Qualifications
  • Bachelor’s degree in finance, economics or related field; advanced degree or CFA a plus.
  • Proficiency with trading and analytics platforms such as Bloomberg, MarketAxess, and Excel.
  • Strong understanding of fixed income products, yield curve dynamics, duration and convexity.
Skills and Attributes
  • Excellent quantitative and analytical skills with strong attention to detail.
  • Strong verbal and written communication skills for interacting with portfolio managers, broker dealers and client service/marketing.
  • High level of integrity and commitment to ethical and compliant conduct.
Compensation and Benefits
  • Competitive base salary commensurate with experience, plus bonus. ($70-$100k)
  • Health, dental, and vision insurance; retirement plan with match; paid time off; and other benefits as applicable.
#J-18808-Ljbffr

Apply