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Fixed Income Compliance Jobs (NOW HIRING)

UBS

Fixed Income Trader

New York, NY · On-site

$137K - $160K/yr

Your role Does the fixed income markets interest you? Do you like to work in a fast-paced ... compliance policies Join us At UBS, we know that it's our people, with their diverse skills ...

Td

Fixed Income DTC Settlement Analyst

New York, NY · On-site

$95K - $115K/yr

Ensure compliance with SEC, FINRA, and internal policies * Support audits, inquiries, and control ... fixed income securities operations * Strong hands-on expertise with DTC settlement workflows

US Bank

Fixed Income Trader

Milwaukee, WI · Hybrid

The Fixed Income Trader is responsible for executing purchases and sales of Treasury, Agency ... regulatory, compliance, and accounting concepts impacting Corporate Treasury and institutional ...

U.S. Bank

Fixed Income Trader

Milwaukee, WI · On-site

The Fixed Income Trader is responsible for executing purchases and sales of Treasury, Agency ... regulatory, compliance, and accounting concepts impacting Corporate Treasury and institutional ...

US Bank

Fixed Income Trader

Harrisburg, PA

$75K - $89K/yr

Executes buy and sell orders for fixed-income securities at prices that are advantageous ... compliance with established policies. Maintains good working relationships with brokers and ...

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All JobsFixed Income Compliance Jobs

Fixed Income Compliance information

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How much do fixed income compliance jobs pay per hour?

As of Jun 20, 2026, the average hourly pay for fixed income compliance in the United States is $26.29, according to ZipRecruiter salary data. Most workers in this role earn between $19.23 and $31.49 per hour, depending on experience, location, and employer.

What is the difference between Fixed Income Compliance vs Fixed Income Trading?

AspectFixed Income ComplianceFixed Income Trading
Primary FocusEnsuring adherence to regulations and internal policies in fixed income securitiesBuying and selling fixed income securities to generate profit
Required CredentialsCertifications like Series 7, Series 63, or Series 24 often preferredSeries 7, Series 63, or Series 55 typically required
Work EnvironmentRegulatory departments, compliance teams, financial institutionsTrading floors, investment banks, asset management firms
Key ResponsibilitiesMonitoring trades, implementing compliance policies, risk managementExecuting trades, market analysis, portfolio management

While Fixed Income Compliance focuses on regulatory adherence and risk mitigation within fixed income securities, Fixed Income Trading involves actively buying and selling these securities to achieve investment objectives. Both roles require similar certifications and often work within the same financial institutions, but their core functions differ significantly.

More about Fixed Income Compliance jobs
What cities are hiring for Fixed Income Compliance jobs? Cities with the most Fixed Income Compliance job openings:
What states have the most Fixed Income Compliance jobs? States with the most job openings for Fixed Income Compliance jobs include:
What job categories do people searching Fixed Income Compliance jobs look for? The top searched job categories for Fixed Income Compliance jobs are:
Fixed Income Compliance jobs near you
Infographic showing various Fixed Income Compliance job openings in the United States as of June 2026, with employment types broken down into 53% Full Time, 33% Part Time, and 14% Contract. Highlights an 91% Physical, 5% Hybrid, and 4% Remote job distribution, with an average salary of $54,687 per year, or $26.3 per hour.
Senior Compliance Officer - Fixed Income

Senior Compliance Officer - Fixed Income

Susquehanna International Group, LLP

Philadelphia, PA • On-site

Full-time

Posted 23 days ago

Job description

Overview
We are seeking a highly motivated individual to join our team as a Senior Fixed Income Compliance Officer. In this role the individual will provide real-time regulatory guidance and oversight to the firm's fixed income trading and sales teams. The role ensures that business activities across the product spectrum comply with relevant regulatory requirements and internal policies. The position requires deep product knowledge, strong communication skills, and the ability to translate regulatory expectations into practical and relevant guidance. The successful candidate will partner closely with front-office stakeholders, manage regulatory risk, support surveillance and control frameworks, and contribute to a strong culture of compliance.
In this role, you will:
  • Collaborate with the business to enhance processes, drive efficiencies, and support strategic growth initiatives.
  • Advise on regulatory considerations for new business initiatives, algorithmic trading, complex transactions, and desk-level enhancements.
  • Support new system and platform implementations, regulatory change initiatives, and control enhancements.
  • Prepare documentary support, coordinate with internal groups, and help draft responses to regulatory inquiries and requests for information.
  • Develop and maintain relationships with senior business stakeholders.
  • Provide day-to-day guidance on regulatory questions, trading rules, market conduct, and policy interpretation.
  • Identify emerging risks related to market structure, regulatory change, or product development.
  • Work closely with other members of the trading compliance team in the US and globally, ensuring coordination and collaboration.

What we're looking for
  • 5-10+ years of compliance experience within fixed income markets.
    Strong understanding of fixed income products (e.g., corporates, municipals, Treasuries, MBS/ABS, repo).
  • Working knowledge of relevant regulations, including:
  • Exchange Act rules, MSRB rules, FINRA fixed income obligations, Regulation M, Rule 144, Rule 10b-5, SEC/FINRA reporting rules, and market abuse regimes.
  • Excellent judgment, communication skills, and ability to provide concise, practical advice
  • Experience interacting with traders and senior business stakeholders.
  • Relevant licenses (e.g., Series 7, 24) or willingness to obtain.

If you're a recruiting agency and want to partner with us, please reach out to recruiting@sig.com. Any resume or referral submitted in the absence of a signed agreement will not be eligible for an agency fee.
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