ZipRecruiter

Log In

1

Fixed Income Compliance Jobs (NOW HIRING)

PNC

Fixed Income Trader - Buy Side

Philadelphia, PA

As a Fixed Income Trader within PNC's Asset Management Group organization, you will be based in ... Ensures compliance by developing knowledge of capital markets, market structure and regulatory ...

Fifth Third

Fixed Income Trading Analyst

Manhattan, NY · On-site

$54.40 - $111.50/hr

Ensure proper documentation and compliance with regulatory requirements. * Contribute to product ... Fixed Income Trading Analyst Total Base Pay Range 54,400.00 - 111,500.00 USD Annual At Fifth Third ...

Td

Fixed Income DTC Settlement Analyst

New York, NY · On-site

$95K - $115K/yr

Ensure compliance with SEC, FINRA, and internal policies * Support audits, inquiries, and control ... fixed income securities operations * Strong hands-on expertise with DTC settlement workflows

Imea

Fixed Income Portfolio & Data Analyst

Boston, MA · On-site

$90 - $130/hr

The Fixed Income Portfolio & Data Analyst supports the firm's Municipal and Taxable Fixed Income ... Collaborative team player with experience working across investment, marketing, compliance, and ...

Marex

Fixed Income Operations Analyst (VN2859)

New York, NY · On-site

$70K - $90K/yr

Marex is seeking a Fixed Income Operations Analyst who will support the Credit, Rates, MBS, Repo ... Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC and ...

next page

Showing results 1-20

All JobsFixed Income Compliance Jobs

Fixed Income Compliance information

See salary details

$13

$26

$43

How much do fixed income compliance jobs pay per hour?

As of Aug 22, 2026, the average hourly pay for fixed income compliance in the United States is $26.29, according to ZipRecruiter salary data. Most workers in this role earn between $19.23 and $31.49 per hour, depending on experience, location, and employer.

What is the difference between Fixed Income Compliance vs Fixed Income Trading?

AspectFixed Income ComplianceFixed Income Trading
Primary FocusEnsuring adherence to regulations and internal policies in fixed income securitiesBuying and selling fixed income securities to generate profit
Required CredentialsCertifications like Series 7, Series 63, or Series 24 often preferredSeries 7, Series 63, or Series 55 typically required
Work EnvironmentRegulatory departments, compliance teams, financial institutionsTrading floors, investment banks, asset management firms
Key ResponsibilitiesMonitoring trades, implementing compliance policies, risk managementExecuting trades, market analysis, portfolio management

While Fixed Income Compliance focuses on regulatory adherence and risk mitigation within fixed income securities, Fixed Income Trading involves actively buying and selling these securities to achieve investment objectives. Both roles require similar certifications and often work within the same financial institutions, but their core functions differ significantly.

Is fixed income compliance a good career?

Fixed income compliance is a specialized field within financial regulation that involves ensuring firms adhere to laws and policies related to bond and debt securities. It requires strong knowledge of financial regulations, attention to detail, and often certification such as the Series 7 or 24. The role offers stability and opportunities for advancement in the finance industry.
More about Fixed Income Compliance jobs

What cities are hiring for Fixed Income Compliance jobs?

Cities with the most Fixed Income Compliance job openings:

What states have the most Fixed Income Compliance jobs?

States with the most job openings for Fixed Income Compliance jobs include:

What job categories do people searching Fixed Income Compliance jobs look for?

The top searched job categories for Fixed Income Compliance jobs are:

Fixed Income Compliance jobs near you
Infographic showing various Fixed Income Compliance job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 84% Full Time, 11% Part Time, and 4% Contract. Highlights an 92% Physical, 3% Hybrid, and 5% Remote job distribution, with an average salary of $54,687 per year, or $26.3 per hour.

AVP, Fixed Income Compliance Officer

Jefferies

Manhattan, NY • On-site

$120K - $140K/yr

Full-time

Medical, Dental, Vision, Life, Retirement, PTO

Posted 10 days ago

Job description


AVP, Fixed Income Compliance Officer
Location: New York, NY
This position is well-suited for a candidate with strong analytical and technical skills who is interested in developing fixed income compliance expertise. The successful candidate will assist with compliance reporting, metrics, dashboards, monitoring, data analysis, and process improvements, while supporting the broader team on regulatory and advisory matters.
Key Responsibilities
  • Support the Fixed Income Compliance Advisory team through data analysis, reporting, and preparation of compliance metrics related to Fixed Income Sales & Trading activity.
  • Develop, maintain, and enhance recurring reports, dashboards, trackers, and management information used to monitor compliance risks, regulatory obligations, and control processes.
  • Assist with compiling and analyzing data related to U.S. Rates, Credit products, primary dealer activities, Treasury auctions, certifications, disclosures, and other fixed income regulatory requirements.
  • Help identify trends, exceptions, and potential issues through review of trade, surveillance, monitoring, and control data.
  • Partner with Compliance, Technology, Operations, Risk, and other control functions to improve reporting processes, data quality, workflow efficiency, and control documentation.
  • Support the preparation of materials for internal meetings, governance forums, regulatory inquiries, audits, and management updates.
  • Assist with compliance monitoring and testing activities, including data gathering, sample selection, documentation, and issue tracking.
  • Maintain internal trackers for regulatory obligations, remediation items, compliance reviews, policies, procedures, and training initiatives.
  • Support the development and maintenance of desk guidance, procedures, training materials, and other compliance documentation.
  • Participate in special projects focused on automation, reporting enhancements, dashboard creation, process improvement, and cross-product Fixed Income compliance support.

Qualifications
  • Bachelor's degree required.
  • 5+ years of compliance, legal, regulatory, audit, risk, or related financial services experience.
  • Exposure to fixed income products, sales and trading, or broker-dealer activities preferred.
  • Working knowledge of U.S. securities and broker-dealer regulations, including FINRA and SEC rules; familiarity with CFTC, Federal Reserve, Treasury, or other fixed income-related requirements a plus.
  • Strong analytical, communication, and organizational skills, with sound judgment and attention to detail.
  • Ability to work collaboratively with business, Compliance, Legal, Operations, Technology, and other control partners.
  • Proficiency in Microsoft Excel, Word, and PowerPoint; Bloomberg experience preferred.

Primary Location: New York, NY Full Time Salary Range of $120,000-$140,000.
#LI-MB1
About Us
Jefferies is a leading global, full-service investment banking and capital markets firm that provides advisory, sales and trading, research, and wealth and asset management services. With more than 40 offices around the world, we offer insights and expertise to investors, companies, and governments.
At Jefferies, we are committed to building a culture that provides opportunities for all employees regardless of our differences and supports a workforce that is reflective of the communities where we work and live. As a result, we are able to pool our collective insights and intelligence to provide fresh and innovative thinking for our clients.
Jefferies is committed to creating and sustaining a workforce that welcomes individuals from all backgrounds to apply. Our employment decisions are made without regard to race, creed, color, national origin, ancestry, religion, pregnancy, age, medical condition, physical or mental disability, marital status, domestic partner status, sex, sexual orientation, gender, gender identity or expression, veteran or military status, genetic information, reproductive health decisions, or any other factor protected by applicable law. We are committed to hiring the most qualified applicants and complying with all federal, state, and local equal employment opportunity laws. As part of this commitment, Jefferies will extend reasonable accommodation to individuals with disabilities, as required by applicable law.
The salary offered will take into consideration an individual's experience level and qualifications. In addition to salary, Jefferies Financial Group is proud to offer a comprehensive benefits package to eligible, full-time employees or part-time employees, who are scheduled to work at least 30 hours or more per week, including an annual discretionary incentive and retention bonus, competitive employee benefits, including: medical, dental & vision coverage; 401(k); life, accident, and disability insurance; and wellness programs. Jefferies also offers paid time off packages that include planned time off (e.g., vacation), unplanned time off (e.g., sick leave), and paid holidays, and for full-time employees, paid parental leave.

Apply