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Fixed Income Compliance Jobs (NOW HIRING)

UBS

Fixed Income Trader

New York, NY · On-site

$137K - $160K/yr

Your role Does the fixed income markets interest you? Do you like to work in a fast-paced ... compliance policies Join us At UBS, we know that it's our people, with their diverse skills ...

Td

Fixed Income DTC Settlement Analyst

New York, NY

$95K - $115K/yr

Ensure compliance with SEC, FINRA, and internal policies * Support audits, inquiries, and control ... fixed income securities operations * Strong hands-on expertise with DTC settlement workflows

Marex

Fixed Income Operations Analyst - VN2859

New York, NY · On-site

$70K - $90K/yr

Marex is seeking a Fixed Income Operations Analyst who will support the Credit, Rates, MBS, Repo ... Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC and ...

Santander

CIB Markets Fixed Income, Analyst

Madison, WI

$110K - $135K/yr

CIB Markets Fixed Income, Analyst Country: United States of America It Starts Here: Santander is a ... Ensure adherence to company policies, regulatory requirements, and compliance standards. * Support ...

New

Santander

CIB Markets Fixed Income, Analyst

Manhattan, NY · On-site

$110K - $135K/yr

CIB Markets Fixed Income, Analyst Country: United States of America It Starts Here: Santander is a ... Ensure adherence to company policies, regulatory requirements, and compliance standards. * Support ...

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All JobsFixed Income Compliance Jobs

Fixed Income Compliance information

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How much do fixed income compliance jobs pay per hour?

As of Jul 31, 2026, the average hourly pay for fixed income compliance in the United States is $26.29, according to ZipRecruiter salary data. Most workers in this role earn between $19.23 and $31.49 per hour, depending on experience, location, and employer.

What is the difference between Fixed Income Compliance vs Fixed Income Trading?

AspectFixed Income ComplianceFixed Income Trading
Primary FocusEnsuring adherence to regulations and internal policies in fixed income securitiesBuying and selling fixed income securities to generate profit
Required CredentialsCertifications like Series 7, Series 63, or Series 24 often preferredSeries 7, Series 63, or Series 55 typically required
Work EnvironmentRegulatory departments, compliance teams, financial institutionsTrading floors, investment banks, asset management firms
Key ResponsibilitiesMonitoring trades, implementing compliance policies, risk managementExecuting trades, market analysis, portfolio management

While Fixed Income Compliance focuses on regulatory adherence and risk mitigation within fixed income securities, Fixed Income Trading involves actively buying and selling these securities to achieve investment objectives. Both roles require similar certifications and often work within the same financial institutions, but their core functions differ significantly.

What is the highest paying job in compliance?

In compliance, senior roles such as Chief Compliance Officer or Head of Compliance typically have the highest salaries, often exceeding six figures annually. These positions require extensive experience, leadership skills, and often certifications like CRCM or CAMS, and they oversee compliance programs across organizations, including fixed income firms.

Are compliance jobs well paid?

Fixed income compliance jobs are generally well paid, especially for professionals with relevant certifications like the Series 7 or 63 and experience in regulatory environments. Salaries vary based on experience, location, and firm size but tend to be competitive within the finance industry.

Will compliance be replaced by AI?

Fixed Income Compliance professionals oversee adherence to regulations in bond markets, and AI tools are increasingly used to automate routine tasks such as data analysis and monitoring. However, human judgment remains essential for interpreting complex regulations and making nuanced decisions, so AI is seen as a complement rather than a complete replacement in this role.

Is compliance a dead-end job?

Fixed Income Compliance is a specialized role focused on ensuring adherence to regulations in bond and debt markets. It offers opportunities for career growth through certifications like the Series 7 or 63, and skills in risk management and regulatory knowledge are valuable. While some compliance roles can be routine, advancing to senior or managerial positions is common with experience and additional qualifications.
More about Fixed Income Compliance jobs
What cities are hiring for Fixed Income Compliance jobs? Cities with the most Fixed Income Compliance job openings:
What states have the most Fixed Income Compliance jobs? States with the most job openings for Fixed Income Compliance jobs include:
What job categories do people searching Fixed Income Compliance jobs look for? The top searched job categories for Fixed Income Compliance jobs are:
Fixed Income Compliance jobs near you
Infographic showing various Fixed Income Compliance job openings in the United States as of July 2026, with employment types broken down into 1% As Needed, 82% Full Time, 12% Part Time, and 5% Contract. Highlights an 94% Physical, 2% Hybrid, and 4% Remote job distribution, with an average salary of $54,687 per year, or $26.3 per hour.

Senior Compliance Officer - Fixed Income

Susquehanna International Group, LLP

Philadelphia, PA • On-site

Full-time

Re-posted 5 days ago

Job description

Overview
We are seeking a highly motivated individual to join our team as a Senior Fixed Income Compliance Officer. In this role the individual will provide real-time regulatory guidance and oversight to the firm's fixed income trading and sales teams. The role ensures that business activities across the product spectrum comply with relevant regulatory requirements and internal policies. The position requires deep product knowledge, strong communication skills, and the ability to translate regulatory expectations into practical and relevant guidance. The successful candidate will partner closely with front-office stakeholders, manage regulatory risk, support surveillance and control frameworks, and contribute to a strong culture of compliance.
In this role, you will:
  • Collaborate with the business to enhance processes, drive efficiencies, and support strategic growth initiatives.
  • Advise on regulatory considerations for new business initiatives, algorithmic trading, complex transactions, and desk-level enhancements.
  • Support new system and platform implementations, regulatory change initiatives, and control enhancements.
  • Prepare documentary support, coordinate with internal groups, and help draft responses to regulatory inquiries and requests for information.
  • Develop and maintain relationships with senior business stakeholders.
  • Provide day-to-day guidance on regulatory questions, trading rules, market conduct, and policy interpretation.
  • Identify emerging risks related to market structure, regulatory change, or product development.
  • Work closely with other members of the trading compliance team in the US and globally, ensuring coordination and collaboration.

What we're looking for
  • 5-10+ years of compliance experience within fixed income markets.
    Strong understanding of fixed income products (e.g., corporates, municipals, Treasuries, MBS/ABS, repo).
  • Working knowledge of relevant regulations, including:
  • Exchange Act rules, MSRB rules, FINRA fixed income obligations, Regulation M, Rule 144, Rule 10b-5, SEC/FINRA reporting rules, and market abuse regimes.
  • Excellent judgment, communication skills, and ability to provide concise, practical advice
  • Experience interacting with traders and senior business stakeholders.
  • Relevant licenses (e.g., Series 7, 24) or willingness to obtain.

If you're a recruiting agency and want to partner with us, please reach out to recruiting@sig.com. Any resume or referral submitted in the absence of a signed agreement will not be eligible for an agency fee.
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