Fixed Income Trader
$75K - $89K/yr
Executes buy and sell orders for fixed-income securities at prices that are advantageous ... compliance with established policies. Maintains good working relationships with brokers and ...
$75K - $89K/yr
Executes buy and sell orders for fixed-income securities at prices that are advantageous ... compliance with established policies. Maintains good working relationships with brokers and ...
$75K - $89K/yr
Executes buy and sell orders for fixed-income securities at prices that are advantageous ... compliance with established policies. Maintains good working relationships with brokers and ...
$100K - $130K/yr
Help manage a $1.3B fixed-income investment portfolio with direct visibility to executive leadership. * Partner closely with the CFO, Finance leadership, Risk, Compliance, Accounting, and external ...
New
$100K - $130K/yr
Help manage a $1.3B fixed-income investment portfolio with direct visibility to executive leadership. * Partner closely with the CFO, Finance leadership, Risk, Compliance, Accounting, and external ...
New
Fixed Income Underwritings * Corporate bonds * Municipal bonds * ABS * Brokered CDs * Rule 144A ... Ensure compliance with internal accounting policies, U.S. GAAP, and broker-dealer control standards ...
Fixed Income Underwritings * Corporate bonds * Municipal bonds * ABS * Brokered CDs * Rule 144A ... Ensure compliance with internal accounting policies, U.S. GAAP, and broker-dealer control standards ...
$100K - $145K/yr
Strategic leadership role supporting a $6B+ balance sheet and $1.3B fixed-income portfolio ... Partner with Finance, Accounting, Risk, Compliance, and external advisors to support regulatory ...
New
$100K - $145K/yr
Strategic leadership role supporting a $6B+ balance sheet and $1.3B fixed-income portfolio ... Partner with Finance, Accounting, Risk, Compliance, and external advisors to support regulatory ...
New
Minneapolis, MN · On-site
$80K - $121K/yr
... fixed-income investment portfolio, wholesale funding activities, and liquidity position. This position partners closely with the CFO, SVP/Finance, SVP/Controller, Accounting, Risk, Compliance, and ...
Quick apply
Minneapolis, MN · On-site
$80K - $121K/yr
... fixed-income investment portfolio, wholesale funding activities, and liquidity position. This position partners closely with the CFO, SVP/Finance, SVP/Controller, Accounting, Risk, Compliance, and ...
Minneapolis, MN · On-site
$80K - $121K/yr
... fixed-income investment portfolio, wholesale funding activities, and liquidity position. This position partners closely with the CFO, SVP/Finance, SVP/Controller, Accounting, Risk, Compliance, and ...
Quick apply
Minneapolis, MN · On-site
$80K - $121K/yr
... fixed-income investment portfolio, wholesale funding activities, and liquidity position. This position partners closely with the CFO, SVP/Finance, SVP/Controller, Accounting, Risk, Compliance, and ...
Saint Paul, MN · On-site
$146K - $241K/yr
... ensure compliance with all internal policies and external requirements. The team creates ... Focusing on fixed income investments, leverage business perspectives to lead robust financial ...
Saint Paul, MN · On-site
$146K - $241K/yr
... ensure compliance with all internal policies and external requirements. The team creates ... Focusing on fixed income investments, leverage business perspectives to lead robust financial ...
Saint Paul, MN · On-site
$146K - $241K/yr
... ensure compliance with all internal policies and external requirements. The team creates ... Focusing on fixed income investments, leverage business perspectives to lead robust financial ...
Saint Paul, MN · On-site
$146K - $241K/yr
... ensure compliance with all internal policies and external requirements. The team creates ... Focusing on fixed income investments, leverage business perspectives to lead robust financial ...
... ensure compliance with all internal policies and external requirements. The team creates ... Focusing on fixed income investments, leverage business perspectives to lead robust financial ...
... ensure compliance with all internal policies and external requirements. The team creates ... Focusing on fixed income investments, leverage business perspectives to lead robust financial ...
Detailed knowledge of investments and investment products required, including equity, fixed-income ... Broad experience with investment management-related compliance testing methodologies and regulatory ...
Detailed knowledge of investments and investment products required, including equity, fixed-income ... Broad experience with investment management-related compliance testing methodologies and regulatory ...
Detailed knowledge of investments and investment products required, including equity, fixed-income ... Broad experience with investment management-related compliance testing methodologies and regulatory ...
Detailed knowledge of investments and investment products required, including equity, fixed-income ... Broad experience with investment management-related compliance testing methodologies and regulatory ...
... and fixed income mandates, ensuring requirements are documented and routed appropriately. * Partner with Legal, Compliance, Portfolio Management, Trading, Client Operations, Client Contract and ...
... and fixed income mandates, ensuring requirements are documented and routed appropriately. * Partner with Legal, Compliance, Portfolio Management, Trading, Client Operations, Client Contract and ...
... and fixed income mandates, ensuring requirements are documented and routed appropriately. * Partner with Legal, Compliance, Portfolio Management, Trading, Client Operations, Client Contract and ...
... and fixed income mandates, ensuring requirements are documented and routed appropriately. * Partner with Legal, Compliance, Portfolio Management, Trading, Client Operations, Client Contract and ...
... and fixed income mandates, ensuring requirements are documented and routed appropriately. * Partner with Legal, Compliance, Portfolio Management, Trading, Client Operations, Client Contract and ...
... and fixed income mandates, ensuring requirements are documented and routed appropriately. * Partner with Legal, Compliance, Portfolio Management, Trading, Client Operations, Client Contract and ...
Minneapolis, MN · On-site
$131K - $180K/yr
Serve as a key liaison across business lines and second and third Lines of Defense (Compliance ... Strong knowledge of clearing broker-dealer regulations, equity and fixed income trading processes ...
Minneapolis, MN · On-site
$131K - $180K/yr
Serve as a key liaison across business lines and second and third Lines of Defense (Compliance ... Strong knowledge of clearing broker-dealer regulations, equity and fixed income trading processes ...
$131K - $180K/yr
Serve as a key liaison across business lines and second and third Lines of Defense (Compliance ... Strong knowledge of clearing broker-dealer regulations, equity and fixed income trading processes ...
$131K - $180K/yr
Serve as a key liaison across business lines and second and third Lines of Defense (Compliance ... Strong knowledge of clearing broker-dealer regulations, equity and fixed income trading processes ...
Minneapolis, MN · On-site
$115K - $140K/yr
Responsible, under direct supervision, for executing trades of structured product fixed income ... compliance checks. * Interact with senior traders, research partners and other internal ...
Minneapolis, MN · On-site
$115K - $140K/yr
Responsible, under direct supervision, for executing trades of structured product fixed income ... compliance checks. * Interact with senior traders, research partners and other internal ...
Minneapolis, MN · On-site
$115K - $140K/yr
Responsible, under direct supervision, for executing trades of structured product fixed income ... compliance checks. * Interact with senior traders, research partners and other internal ...
Minneapolis, MN · On-site
$115K - $140K/yr
Responsible, under direct supervision, for executing trades of structured product fixed income ... compliance checks. * Interact with senior traders, research partners and other internal ...
Chanhassen, MN · On-site
$72K/yr
You will be responsible for ensuring compliance with any relevant SOX processes related to your ... Deferred compensation plan, if the team member meets the required income threshold Life Time is a ...
Chanhassen, MN · On-site
$72K/yr
You will be responsible for ensuring compliance with any relevant SOX processes related to your ... Deferred compensation plan, if the team member meets the required income threshold Life Time is a ...
Provide operational support for equity, fixed income, derivatives, private equity, and investment ... Reporting & Compliance Support * Generate and distribute investment-related reports and operational ...
New
Provide operational support for equity, fixed income, derivatives, private equity, and investment ... Reporting & Compliance Support * Generate and distribute investment-related reports and operational ...
New
| Aspect | Fixed Income Compliance | Fixed Income Trading |
|---|---|---|
| Primary Focus | Ensuring adherence to regulations and internal policies in fixed income securities | Buying and selling fixed income securities to generate profit |
| Required Credentials | Certifications like Series 7, Series 63, or Series 24 often preferred | Series 7, Series 63, or Series 55 typically required |
| Work Environment | Regulatory departments, compliance teams, financial institutions | Trading floors, investment banks, asset management firms |
| Key Responsibilities | Monitoring trades, implementing compliance policies, risk management | Executing trades, market analysis, portfolio management |
While Fixed Income Compliance focuses on regulatory adherence and risk mitigation within fixed income securities, Fixed Income Trading involves actively buying and selling these securities to achieve investment objectives. Both roles require similar certifications and often work within the same financial institutions, but their core functions differ significantly.

$75K - $89K/yr
Full-time
Medical, Dental, Vision, Life, Retirement, PTO
Re-posted 23 days ago
8.2
Based on 359 frontline employees who took The Breakroom Quiz
51st of 170 rated banks
At U.S. Bank, we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our shared ambition to life, and each person is unique in their potential. A career with U.S. Bank gives you a wide, ever-growing range of opportunities to discover what makes you thrive at every stage of your career. Try new things, learn new skills and discover what you excel at-all from Day One.
Job DescriptionRESPONSIBILITIES
Responsible for the profitable execution of fixed-income securities purchases and sales to satisfy the needs of investment portfolio managers, investment managers, customers and others as required. Executes buy and sell orders for fixed-income securities at prices that are advantageous; considering the size of the order, the trading supply and prevailing market conditions. Keeps informed of relevant conditions and trends concerning corporate and specialized securities markets to detect changes and to allow for timely planning and action. Maintains detailed records of all transactions to ensure that accurate accountings are made in compliance with established policies. Maintains good working relationships with brokers and securities dealers and negotiates prices. Provides appropriate investment and company management groups with sound and timely information and recommendations concerning market trends, buy and sell activity, fixed-income securities pricing and price volatility and transaction timing.
BASIC QUALIFICATIONS
- Six months to two years of trading experience in investment and securities industry.
- High school diploma or equivalent.
PREFERRED SKILLS/EXPERIENCE
- Knowledge of fixed-income securities and their markets, trading characteristics and approaches, and factors influencing price trends.
- Basic knowledge and proficiency in the techniques of trading.
- Experience of valuing and pricing fixed-income securities.
- Knowledge of trade-related activities occurring on various securities exchange floors and on various electronic trading systems.
- Strong interpersonal and relationship management skills.
- Effective verbal and written communication skills.
- Experience using SQL/Python to extract, analyze and manipulate data.
- Experience using Power BI/Tableau to create data visualization dashboards.
If there's anything we can do to accommodate a disability during any portion of the application or hiring process, please refer to ourdisability accommodations for applicants.
Benefits:
Our approach to benefits and total rewards considers our team members' whole selves and what may be needed to thrive in and outside work. That's why our benefits are designed to help you and your family boost your health, protect your financial security and give you peace of mind. Our benefits include the following:
Healthcare (medical, dental, vision)
Basic term and optional term life insurance
Short-term and long-term disability
Pregnancy disability and parental leave
401(k) and employer-funded retirement plan
Paid vacation (from two to five weeks depending on salary grade and tenure)
Up to 11 paid holiday opportunities
Adoption assistance
Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law
Review our full benefits available by employment status here.
U.S. Bank is an equal opportunity employer. We consider all qualified applicants without regard to race, religion, color, sex, national origin, age, sexual orientation, gender identity, disability or veteran status, and other factors protected under applicable law.
E-Verify
U.S. Bank participates in the U.S. Department of Homeland Security E-Verify program in all facilities located in the United States and certain U.S. territories. The E-Verify program is an Internet-based employment eligibility verification system operated by the U.S. Citizenship and Immigration Services. Learn more about theE-Verify program.
The salary range reflects figures based on the primary location, which is listed first. The actual range for the role may differ based on the location of the role. In addition to salary, U.S. Bank offers a comprehensive benefits package, including incentive and recognition programs, equity stock purchase 401(k) contribution and pension (all benefits are subject to eligibility requirements). Pay Range: $75,820.00 - $89,200.00U.S. Bank will consider qualified applicants with arrest or conviction records for employment. U.S. Bank conducts background checks consistent with applicable local laws, including the Los Angeles County Fair Chance Ordinance and the California Fair Chance Act as well as the San Francisco Fair Chance Ordinance. U.S. Bank is subject to, and conducts background checks consistent with the requirements of Section 19 of the Federal Deposit Insurance Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures.
Applicants must be able to comply with U.S. Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety policies.
Posting may be closed earlier due to high volume of applicants.
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U.S. Bank is a reputable and established financial institution that plays a significant role in the banking sector. With a history spanning over 150 years, U.S. Bank has built a strong foundation of trust and reliability. As a comprehensive bank, they offer a wide array of financial products and services to cater to the diverse needs of their customers, including individuals, businesses, and communities. Customer satisfaction is of utmost importance to U.S. Bank. They prioritize delivering exceptional service and fostering long-term relationships with their clients. Through their extensive network of branches and advanced digital banking platforms, U.S. Bank ensures convenient access to their services, empowering customers to manage their finances efficiently and securely.
Banking and credit intermediation
10,000+ Employees
Minneapolis, MN, US
1863