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Fixed Income Compliance Jobs in Minnesota (NOW HIRING)

Executes buy and sell orders for fixed-income securities at prices that are advantageous ... compliance with established policies. Maintains good working relationships with brokers and ...

Help manage a $1.3B fixed-income investment portfolio with direct visibility to executive leadership. * Partner closely with the CFO, Finance leadership, Risk, Compliance, Accounting, and external ...

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Strategic leadership role supporting a $6B+ balance sheet and $1.3B fixed-income portfolio ... Partner with Finance, Accounting, Risk, Compliance, and external advisors to support regulatory ...

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You will be responsible for ensuring compliance with any relevant SOX processes related to your ... Deferred compensation plan, if the team member meets the required income threshold Life Time is a ...

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Fixed Income Compliance information

What is the difference between Fixed Income Compliance vs Fixed Income Trading?

AspectFixed Income ComplianceFixed Income Trading
Primary FocusEnsuring adherence to regulations and internal policies in fixed income securitiesBuying and selling fixed income securities to generate profit
Required CredentialsCertifications like Series 7, Series 63, or Series 24 often preferredSeries 7, Series 63, or Series 55 typically required
Work EnvironmentRegulatory departments, compliance teams, financial institutionsTrading floors, investment banks, asset management firms
Key ResponsibilitiesMonitoring trades, implementing compliance policies, risk managementExecuting trades, market analysis, portfolio management

While Fixed Income Compliance focuses on regulatory adherence and risk mitigation within fixed income securities, Fixed Income Trading involves actively buying and selling these securities to achieve investment objectives. Both roles require similar certifications and often work within the same financial institutions, but their core functions differ significantly.

What is the highest paying job in compliance?

In compliance, senior roles such as Chief Compliance Officer or Head of Compliance typically have the highest salaries, often exceeding six figures annually. These positions require extensive experience, leadership skills, and often certifications like CRCM or CAMS, and they oversee compliance programs across organizations, including fixed income firms.

Are compliance jobs well paid?

Fixed income compliance jobs are generally well paid, especially for professionals with relevant certifications like the Series 7 or 63 and experience in regulatory environments. Salaries vary based on experience, location, and firm size but tend to be competitive within the finance industry.

Will compliance be replaced by AI?

Fixed Income Compliance professionals oversee adherence to regulations in bond markets, and AI tools are increasingly used to automate routine tasks such as data analysis and monitoring. However, human judgment remains essential for interpreting complex regulations and making nuanced decisions, so AI is seen as a complement rather than a complete replacement in this role.

Is compliance a dead-end job?

Fixed Income Compliance is a specialized role focused on ensuring adherence to regulations in bond and debt markets. It offers opportunities for career growth through certifications like the Series 7 or 63, and skills in risk management and regulatory knowledge are valuable. While some compliance roles can be routine, advancing to senior or managerial positions is common with experience and additional qualifications.
What are popular job titles related to Fixed Income Compliance jobs in Minnesota? For Fixed Income Compliance jobs in Minnesota, the most frequently searched job titles are:
What job categories do people searching Fixed Income Compliance jobs in Minnesota look for? The top searched job categories for Fixed Income Compliance jobs in Minnesota are:
What cities in Minnesota are hiring for Fixed Income Compliance jobs? Cities in Minnesota with the most Fixed Income Compliance job openings:
Infographic showing various Fixed Income Compliance job openings in Minnesota as of July 2026, with employment types broken down into 1% As Needed, 81% Full Time, 13% Part Time, and 5% Contract. Highlights an 94% Physical, 2% Hybrid, and 4% Remote job distribution.

Fixed Income Trader

US Bank

Minneapolis, MN

$75K - $89K/yr

Full-time

Medical, Dental, Vision, Life, Retirement, PTO

Re-posted 23 days ago


U.S. Bank rating

8.2

Company rating: 8.2 out of 10

Based on 359 frontline employees who took The Breakroom Quiz

51st of 170 rated banks


Job description

At U.S. Bank, we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our shared ambition to life, and each person is unique in their potential. A career with U.S. Bank gives you a wide, ever-growing range of opportunities to discover what makes you thrive at every stage of your career. Try new things, learn new skills and discover what you excel at-all from Day One.

Job Description

RESPONSIBILITIES

Responsible for the profitable execution of fixed-income securities purchases and sales to satisfy the needs of investment portfolio managers, investment managers, customers and others as required. Executes buy and sell orders for fixed-income securities at prices that are advantageous; considering the size of the order, the trading supply and prevailing market conditions. Keeps informed of relevant conditions and trends concerning corporate and specialized securities markets to detect changes and to allow for timely planning and action. Maintains detailed records of all transactions to ensure that accurate accountings are made in compliance with established policies. Maintains good working relationships with brokers and securities dealers and negotiates prices. Provides appropriate investment and company management groups with sound and timely information and recommendations concerning market trends, buy and sell activity, fixed-income securities pricing and price volatility and transaction timing.

BASIC QUALIFICATIONS

- Six months to two years of trading experience in investment and securities industry.

- High school diploma or equivalent.
PREFERRED SKILLS/EXPERIENCE

- Knowledge of fixed-income securities and their markets, trading characteristics and approaches, and factors influencing price trends.

- Basic knowledge and proficiency in the techniques of trading.

- Experience of valuing and pricing fixed-income securities.

- Knowledge of trade-related activities occurring on various securities exchange floors and on various electronic trading systems.

- Strong interpersonal and relationship management skills.

- Effective verbal and written communication skills.

- Experience using SQL/Python to extract, analyze and manipulate data.

- Experience using Power BI/Tableau to create data visualization dashboards.

If there's anything we can do to accommodate a disability during any portion of the application or hiring process, please refer to ourdisability accommodations for applicants.

Benefits:

Our approach to benefits and total rewards considers our team members' whole selves and what may be needed to thrive in and outside work. That's why our benefits are designed to help you and your family boost your health, protect your financial security and give you peace of mind. Our benefits include the following:

  • Healthcare (medical, dental, vision)

  • Basic term and optional term life insurance

  • Short-term and long-term disability

  • Pregnancy disability and parental leave

  • 401(k) and employer-funded retirement plan

  • Paid vacation (from two to five weeks depending on salary grade and tenure)

  • Up to 11 paid holiday opportunities

  • Adoption assistance

  • Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law

Review our full benefits available by employment status here.

U.S. Bank is an equal opportunity employer. We consider all qualified applicants without regard to race, religion, color, sex, national origin, age, sexual orientation, gender identity, disability or veteran status, and other factors protected under applicable law.

E-Verify

U.S. Bank participates in the U.S. Department of Homeland Security E-Verify program in all facilities located in the United States and certain U.S. territories. The E-Verify program is an Internet-based employment eligibility verification system operated by the U.S. Citizenship and Immigration Services. Learn more about theE-Verify program.

The salary range reflects figures based on the primary location, which is listed first. The actual range for the role may differ based on the location of the role. In addition to salary, U.S. Bank offers a comprehensive benefits package, including incentive and recognition programs, equity stock purchase 401(k) contribution and pension (all benefits are subject to eligibility requirements). Pay Range: $75,820.00 - $89,200.00

U.S. Bank will consider qualified applicants with arrest or conviction records for employment. U.S. Bank conducts background checks consistent with applicable local laws, including the Los Angeles County Fair Chance Ordinance and the California Fair Chance Act as well as the San Francisco Fair Chance Ordinance. U.S. Bank is subject to, and conducts background checks consistent with the requirements of Section 19 of the Federal Deposit Insurance Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures.

Applicants must be able to comply with U.S. Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety policies.

Posting may be closed earlier due to high volume of applicants.


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About U.S. Bank

Sourced by ZipRecruiter

U.S. Bank is a reputable and established financial institution that plays a significant role in the banking sector. With a history spanning over 150 years, U.S. Bank has built a strong foundation of trust and reliability. As a comprehensive bank, they offer a wide array of financial products and services to cater to the diverse needs of their customers, including individuals, businesses, and communities. Customer satisfaction is of utmost importance to U.S. Bank. They prioritize delivering exceptional service and fostering long-term relationships with their clients. Through their extensive network of branches and advanced digital banking platforms, U.S. Bank ensures convenient access to their services, empowering customers to manage their finances efficiently and securely.

Industry

Banking and credit intermediation

Company size

10,000+ Employees

Headquarters location

Minneapolis, MN, US

Year founded

1863

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