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Fixed Income Compliance Jobs in Minnesota (NOW HIRING)

Royal Bank of Canada

Senior Data Analyst

Minneapolis, MN · On-site

$70K - $130K/yr

Ensure adherence to governance, compliance, and data quality standards What do you need to succeed ... fixed income, advisory etc.) * Strong analysis skills, primarily investigating and explaining ...

Royal Bank of Canada

Senior Data Analyst

Minneapolis, MN · On-site

$70K - $130K/yr

Ensure adherence to governance, compliance, and data quality standards What do you need to succeed ... fixed income, advisory etc.) * Strong analysis skills, primarily investigating and explaining ...

U.S. Bank

PFMAM Director - Minnesota

Minneapolis, MN · On-site

Ensure adherence to compliance, legal, and risk standards, including supervisory responsibilities ... Strong knowledge of institutional asset management solutions, including LGIPs, fixed income, SMA ...

US Bank

PFMAM Director - Minnesota

Minneapolis, MN · Hybrid

Ensure adherence to compliance, legal, and risk standards, including supervisory responsibilities ... Strong knowledge of institutional asset management solutions, including LGIPs, fixed income, SMA ...

Koniag Tech

Group Financial Controller

Minneapolis, MN · On-site

... AR, payroll, fixed assets, and revenue recognition; deliver accurate, on-time consolidated ... compliance with lender reporting requirements and financial covenants. * Ensure sales tax, income ...

Koniag Tech

Group Financial Controller

Minneapolis, MN · On-site

$140 - $210/hr

... AR, payroll, fixed assets, and revenue recognition; deliver accurate, on-time consolidated ... compliance with lender reporting requirements and financial covenants. * Ensure sales tax, income ...

CBRE

CBRE Accounting Talent Community

Bloomington, MN · On-site

Income and Expense review/analysis or GL Review * Understanding of Balance Sheet (BS), Income ... Audit and Compliance Senior Accountant * Bachelor's degree in Accounting/Finance preferred, willing ...

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All JobsFixed Income Compliance JobsFixed Income Compliance Jobs in Minnesota

Fixed Income Compliance information

What is the difference between Fixed Income Compliance vs Fixed Income Trading?

AspectFixed Income ComplianceFixed Income Trading
Primary FocusEnsuring adherence to regulations and internal policies in fixed income securitiesBuying and selling fixed income securities to generate profit
Required CredentialsCertifications like Series 7, Series 63, or Series 24 often preferredSeries 7, Series 63, or Series 55 typically required
Work EnvironmentRegulatory departments, compliance teams, financial institutionsTrading floors, investment banks, asset management firms
Key ResponsibilitiesMonitoring trades, implementing compliance policies, risk managementExecuting trades, market analysis, portfolio management

While Fixed Income Compliance focuses on regulatory adherence and risk mitigation within fixed income securities, Fixed Income Trading involves actively buying and selling these securities to achieve investment objectives. Both roles require similar certifications and often work within the same financial institutions, but their core functions differ significantly.

Is fixed income compliance a good career?

Fixed income compliance is a specialized field within financial regulation that involves ensuring firms adhere to laws and policies related to bond and debt securities. It requires strong knowledge of financial regulations, attention to detail, and often certification such as the Series 7 or 24. The role offers stability and opportunities for advancement in the finance industry.

What job categories do people searching Fixed Income Compliance jobs in Minnesota look for?

The top searched job categories for Fixed Income Compliance jobs in Minnesota are:

What cities in Minnesota are hiring for Fixed Income Compliance jobs?

Cities in Minnesota with the most Fixed Income Compliance job openings:

Fixed Income Compliance jobs near you
Infographic showing various Fixed Income Compliance job openings in Minnesota as of August 2026, with employment types broken down into 1% As Needed, 82% Full Time, 12% Part Time, 4% Contract, and 1% Nights. Highlights an 92% Physical, 3% Hybrid, and 5% Remote job distribution.

Director of Accounting - Management Company

Garda Capital Partners

Wayzata, MN • On-site

$160K - $185K/yr

Full-time

Medical, Retirement

Re-posted 20 days ago

Job description

Garda Capital Partners (Garda) is a multi-billion dollar alternative investment firm with over 22 years of experience deploying relative value strategies across fixed income markets for institutional investors. We hire, grow, and mentor great talent and remain steadfast in our commitment to building a culture that helps them succeed. Garda is more than a workplace. We are built on trust, integrity, and a shared vision for how we work together, the enduring relationships we build, and the consistency of our results. Garda's primary offices are located in Wayzata, New York City, West Palm Beach, Geneva, Zug, Copenhagen, Singapore, and Scottsdale.
Garda is seeking a Director of Accounting - Management Company to join our senior leadership team, based in our Wayzata office. This role reports to the Controller and Head of Tax and holds strategic ownership over the accuracy, integrity, and scalability of financial reporting across all management company entities globally. The Director will serve as a trusted advisor across the organization, driving both operational excellence and long-term infrastructure development for the management company accounting function.
Position Responsibilities
Leadership & Strategy
  • Set the strategic direction for the management company accounting function, including establishing priorities, allocating resources, and building and managing a high-performing team aligned to Garda's growth objectives.
  • Serve as a senior thought partner to the Controller and executive leadership on financial reporting, policy decisions, and operational initiatives.
  • Build and develop a team of accounting professionals, establishing a culture of accountability, continuous learning, and operational excellence.

Financial Reporting & Technical Accounting
  • Own the end-to-end financial reporting cycle for all management company entities, including monthly and annual close, consolidation, intercompany activity, and multi-currency reporting under both US and applicable non-US GAAP frameworks.
  • Provide authoritative technical accounting guidance; lead the development and documentation of accounting policies to ensure audit-readiness and regulatory compliance across jurisdictions.
  • Review and approve financial statements for internal stakeholders and external reporting obligations with a high standard of accuracy and completeness.

Controls, Governance & Risk
  • Define and enforce the internal control framework for the management company accounting function, proactively identifying gaps and driving remediation.
  • Serve as the primary executive liaison to external auditors; lead audit strategy, manage multi-entity fieldwork, and ensure timely, issue-free audit completions.
  • Oversee documentation standards and review procedures to support a well-controlled, audit-ready environment at all times.

Process Transformation & Infrastructure
  • Lead the evaluation and redesign of accounting processes, implementing scalable best practices across close management, reconciliations, and financial reporting.
  • Champion automation and systems initiatives to eliminate manual processes, reduce operational risk, and increase reporting velocity.
  • Partner with cross-functional leaders in Tax, Legal, Compliance, and Operations to support regulatory filings, entity governance, and firmwide initiatives.

Qualifications & Desired Skills
  • Bachelor's degree in Accounting, Finance, or a related field required; CPA strongly preferred
  • Minimum of 12-15 years of progressive accounting experience, with at least 3-5 years in a senior leadership or director-level role; Big 4 or large public accounting firm experience strongly preferred
  • Deep technical knowledge of US GAAP with demonstrated experience authoring and defending accounting policy documentation at an audit-ready standard
  • Proven track record of building and scaling accounting teams and functions within complex, multi-entity organizations
  • Experience with multi-entity, multi-currency consolidation, intercompany eliminations, and local GAAP adjustment books
  • Strong command of the full financial reporting cycle, including accrual accounting, expense allocations, balance sheet reconciliations, and internal controls
  • Significant experience in the alternative investment management industry; familiarity with partnership and fund structures strongly preferred
  • Experience with NetSuite ERP a plus
  • Demonstrated ability to influence across organizational levels and lead through ambiguity in a fast-paced, growth-oriented environment

Candidate Privacy Notice
This role is also eligible for other forms of compensation and benefits, such as a discretionary bonus, healthcare plan, 401(k) matching program, etc. Within the range, individual pay is determined by work location and additional factors, such as job-related skills, experience, and relevant education.
Base Salary for this role is expected to be between:
$160,000-$185,000 USD

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