The Level Four Capital Management (LFCM) Trading and Operations Associate is as a key member of the LFCM team providing operational support to the portfolio management team responsible for the ...
The Level Four Capital Management (LFCM) Trading and Operations Associate is as a key member of the LFCM team providing operational support to the portfolio management team responsible for the ...
Trading & Operations Associate
Dallas, TX · On-site
The Level Four Capital Management (LFCM) Trading and Operations Associate is as a key member of the LFCM team providing operational support to the portfolio management team responsible for the ...
Trading & Operations Associate
Dallas, TX · On-site
The Level Four Capital Management (LFCM) Trading and Operations Associate is as a key member of the LFCM team providing operational support to the portfolio management team responsible for the ...
Trading And Operations Associate Our team is growing, and we need you! Come be a part of this disruption in the financial services marketplace! By joining the Level Four family of companies, you'll ...
Trading And Operations Associate Our team is growing, and we need you! Come be a part of this disruption in the financial services marketplace! By joining the Level Four family of companies, you'll ...
Trading & Operations Associate
Dallas, TX · On-site
The Level Four Capital Management (LFCM) Trading and Operations Associate is as a key member of the LFCM team providing operational support to the portfolio management team responsible for the ...
Quick apply
Trading & Operations Associate
Dallas, TX · On-site
The Level Four Capital Management (LFCM) Trading and Operations Associate is as a key member of the LFCM team providing operational support to the portfolio management team responsible for the ...
Accountant-Hedge\Trading Operations
$150K - $170K/yr
The Accountant - Hedge\Trading Operations is responsible for delivering accurate, timely, and decision‑relevant financial reporting for crude and refined product commercial activities. The role ...
Quick apply
Accountant-Hedge\Trading Operations
$150K - $170K/yr
The Accountant - Hedge\Trading Operations is responsible for delivering accurate, timely, and decision‑relevant financial reporting for crude and refined product commercial activities. The role ...
Senior Trading Associate
$14.75 - $17.75/hr
This role sits at the center of our investment operations function and is responsible for ensuring ... The Senior Trading Associate will oversee the full trade lifecycle - from order intake through ...
Senior Trading Associate
$14.75 - $17.75/hr
This role sits at the center of our investment operations function and is responsible for ensuring ... The Senior Trading Associate will oversee the full trade lifecycle - from order intake through ...
Senior Trading Associate
Dallas, TX · Hybrid
$15 - $18/hr
Senior Trading Associate Hybrid - Dallas, TX Company Description Farther is a rapidly growing RIA ... This role sits at the center of our investment operations function and is responsible for ensuring ...
Senior Trading Associate
Dallas, TX · Hybrid
$15 - $18/hr
Senior Trading Associate Hybrid - Dallas, TX Company Description Farther is a rapidly growing RIA ... This role sits at the center of our investment operations function and is responsible for ensuring ...
Senior Trading Associate
$14.75 - $17.75/hr
This role sits at the center of our investment operations function and is responsible for ensuring ... The Senior Trading Associate will oversee the full trade lifecycle -- from order intake through ...
Senior Trading Associate
$14.75 - $17.75/hr
This role sits at the center of our investment operations function and is responsible for ensuring ... The Senior Trading Associate will oversee the full trade lifecycle -- from order intake through ...
Senior Trading Associate
Dallas, TX · On-site +1
$14.75 - $17.75/hr
This role sits at the center of our investment operations function and is responsible for ensuring ... The Senior Trading Associate will oversee the full trade lifecycle - from order intake through ...
Senior Trading Associate
Dallas, TX · On-site +1
$14.75 - $17.75/hr
This role sits at the center of our investment operations function and is responsible for ensuring ... The Senior Trading Associate will oversee the full trade lifecycle - from order intake through ...
... trading workflows, portfolio reporting, billing processes, and investment data management. The ... Associate works closely with the Investment Operations team, Investment team, and Wealth Management ...
Quick apply
... trading workflows, portfolio reporting, billing processes, and investment data management. The ... Associate works closely with the Investment Operations team, Investment team, and Wealth Management ...
Investment Operations Associate
The Woodlands, TX · Hybrid
$65/hr
The firm is seeking an Investment Operations Associate to support investment operations, client ... Execute trades across client accounts * Respond to back-office inquiries and operational requests
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Investment Operations Associate
The Woodlands, TX · Hybrid
$65/hr
The firm is seeking an Investment Operations Associate to support investment operations, client ... Execute trades across client accounts * Respond to back-office inquiries and operational requests
Senior Client Operations Associate
$75K - $105K/yr
Reporting to the Client Operations Manager, the Senior Client Operations Associate serves as a ... Serve as liaison between custodians, advisors, trading, and the investment team * Record all ...
Senior Client Operations Associate
$75K - $105K/yr
Reporting to the Client Operations Manager, the Senior Client Operations Associate serves as a ... Serve as liaison between custodians, advisors, trading, and the investment team * Record all ...
Reporting to the Client Operations Manager, the Senior Client Operations Associate serves as a ... Serve as liaison between custodians, advisors, trading, and the investment team * Record all ...
Quick apply
Reporting to the Client Operations Manager, the Senior Client Operations Associate serves as a ... Serve as liaison between custodians, advisors, trading, and the investment team * Record all ...
... trading cards, sports memorabilia, and other digital assets; and bet as the company builds its ... The Associate Redemptions Manager will assist in ensuring adherence to operational standards while ...
... trading cards, sports memorabilia, and other digital assets; and bet as the company builds its ... The Associate Redemptions Manager will assist in ensuring adherence to operational standards while ...
Senior Associate, Loan Operations Locations : Union, NJ (Hybrid), New York, NY (Hybrid), Boston, MA ... Support the settlement process of primary loan syndications and secondary loan trades, including ...
Senior Associate, Loan Operations Locations : Union, NJ (Hybrid), New York, NY (Hybrid), Boston, MA ... Support the settlement process of primary loan syndications and secondary loan trades, including ...
Job Title Field Research Operations Associate Agency Texas A&M University - Corpus Christi ... The candidate selected will have demonstrated experience in the civil trades and an ability to ...
Job Title Field Research Operations Associate Agency Texas A&M University - Corpus Christi ... The candidate selected will have demonstrated experience in the civil trades and an ability to ...
Job Title Field Research Operations Associate Agency Texas A&M University - Corpus Christi ... The candidate selected will have demonstrated experience in the civil trades and an ability to ...
Job Title Field Research Operations Associate Agency Texas A&M University - Corpus Christi ... The candidate selected will have demonstrated experience in the civil trades and an ability to ...
Job Title Field Research Operations Associate Agency Texas A&M University - Corpus Christi ... The candidate selected will have demonstrated experience in the civil trades and an ability to ...
Job Title Field Research Operations Associate Agency Texas A&M University - Corpus Christi ... The candidate selected will have demonstrated experience in the civil trades and an ability to ...
Job Title Field Research Operations Associate Agency Texas A&M University - Corpus Christi ... The candidate selected will have demonstrated experience in the civil trades and an ability to ...
Job Title Field Research Operations Associate Agency Texas A&M University - Corpus Christi ... The candidate selected will have demonstrated experience in the civil trades and an ability to ...
Job Title Field Research Operations Associate Agency Texas A&M University - Corpus Christi ... The candidate selected will have demonstrated experience in the civil trades and an ability to ...
Job Title Field Research Operations Associate Agency Texas A&M University - Corpus Christi ... The candidate selected will have demonstrated experience in the civil trades and an ability to ...
Trading Operations Associate information
See Texas salary details
$10.53 - $14.09
9% of jobs
$16.41 is the 25th percentile. Wages below this are outliers.
$14.09 - $17.65
24% of jobs
The median wage is $20.37 / hr.
$17.65 - $21.21
22% of jobs
$21.21 - $24.78
16% of jobs
$26.36 is the 75th percentile. Wages above this are outliers.
$24.78 - $28.34
9% of jobs
$28.34 - $31.90
7% of jobs
$31.90 - $35.47
4% of jobs
$35.47 - $39.03
4% of jobs
$39.03 - $42.59
3% of jobs
$42.59 - $46.15
1% of jobs
$46.15 - $49.72
0% of jobs
$10
$24
$49
How much do trading operations associate jobs pay per hour?
What are the key skills and qualifications needed to thrive as a Trading Operations Associate, and why are they important?
What are some common challenges faced by Trading Operations Associates in supporting trade settlements and how are they addressed?
What are Trading Operations Associates?
What is the difference between Trading Operations Associate vs Trading Analyst?
| Aspect | Trading Operations Associate | Trading Analyst |
|---|---|---|
| Credentials | Typically requires a bachelor's degree in finance, economics, or related field; certifications like CFA are a plus but not mandatory | Similar credentials; often holds a bachelor's degree, with some roles preferring CFA or related certifications |
| Work Environment | Supports trading desks by handling operational tasks, trade settlements, and compliance; fast-paced, team-oriented | Focuses on analyzing trading data, market trends, and performance; analytical and research-driven |
| Employer & Industry Usage | Common in investment banks, asset management firms, and trading houses | Found in financial institutions, hedge funds, and asset managers |
While both roles require a finance background and involve working within trading environments, the Trading Operations Associate primarily manages operational tasks and trade support, whereas the Trading Analyst focuses on analyzing market data and trading performance. They often work closely but serve different functions within trading teams.
Other
PTO
Posted 9 hours ago
LPL Financial rating
7.6
Based on 64 frontline employees who took The Breakroom Quiz
106th of 138 rated financial services
Job description
Come be a part of this disruption in the financial services marketplace!
By joining the Level Four family of companies, you'll be joining one of the fastest growing wealth management firms in the country. After 20+ years, we still have an entrepreneurial spirit, dedicated to embracing change. We are national in scope with offices throughout the U.S., yet with local roots here in North Texas.
We offer:
- Casual Work Environment
- Generous Paid Time Off
- Flexible Work Schedule
- Great Benefits
- And More...
The Level Four Capital Management (LFCM) Trading and Operations Associate is as a key member of the LFCM team providing operational support to the portfolio management team responsible for the management of proprietary investment strategies and custom client solutions.
Essential responsibilities and tasks of the Trading and Operations Associate are:
- Ensure operational efficiencies and data integrity in support of the LFCM asset management platform, with an emphasis on collaboration and process development
- Provide support for GIPS (Global Investment Performance Standards) verification process, including LFCM model assignments and changes, closing of accounts and working with various custodians/regulators to ensure all data accuracy and completeness
- System and Database data entry and maintenance to ensure database integrity (Black Diamond & Salesforce)
- Manage operational and portfolio management reporting, including but not limited to, asset flow, custodian alerts, portfolio high cash, etc.
- Interface with the Operations team on day-to-day tasks relating to new account on-boarding to ensure client accounts are in good order before trading occurs in LFCM managed models
- Serve as key point of contact between Financial Advisors and LFCM, providing support for account on-boarding and account transitions, ensuring a professional and proactive experience
- Assist with monthly and quarter-end reporting to support Financial Advisors and industry database partners
- Prepare and develop client proposals based on the specific needs and requests of Financial Advisors
- Facilitate the creation and submission of Fixed Income paperwork for onboarding new clients to sub-advisor partners, such as Eaton Vance and First Trust.
- Allocate Fixed Income trades, ensuring accurate booking of bond trades into accounts as received daily from sub-advisors.
- Assist the trader in resolving trade discrepancies between Fixed Income sub-advisors, brokers, and custodians, ensuring timely and effective resolutions.
- Assist the trader in resolving trade corrections, including completing and submitting forms to both the custodian and internal home office teams with prior approval
- Review and monitor holdings amongst client strategies
- Additional duties as required
- Knowledge and experience in the securities industry in order to support the firm's investment management team and platform of SMA and Asset Allocation portfolios.
- This position is critical to the efficient management, operations, implementation and tracking of client portfolios managed by the portfolio management team.
- This professional will be able to work in the Dallas corporate office, reporting to the LFCM Practice Director.
- Bachelor's Degree in Finance or related field
- Must have prior experience in a financial services office/broker-dealer with knowledge of equity and fixed income markets as well as securities
- Meticulous attention to detail and excellent organizational skills
- Proven track record of providing exceptional proactive customer service; can communicate with confidence and professionalism in both face-to-face and phone interactions
- Reliable and Accountable; follows through on commitments start-to-finish
- Possesses critical thinking, analytical and problem-solving skills
- Has strong time-management skills; able to prioritize tasks
- General computer and software knowledge in Microsoft Office Suite
- Minimum 3 years of experience
- FINRA Series 7, 66, 63 and/or 65 registration
- Securities license or willingness to obtain
- Black Diamond
- J AdvisorAccess, Schwab, and/or Fidelity Wealthscape
- Salesforce
What LPL Financial employees say
Pay
Benefits
Hours and flexibility
Workplace
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About LPL Financial
Sourced by ZipRecruiter
Industry
Finance and insurance
Company size
1,001 - 5,000 Employees
Headquarters location
San Diego, CA, US
Year founded
1989