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Fixed Income Compliance Jobs in Florida (NOW HIRING)

StoneX Group

Deputy Chief Compliance Officer

Miami, FL · On-site

$120K - $170K/yr

... fixed income securities, and advanced trading, research, and management technology ... Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance ...

CFS

Fixed Assets Specialist

Orlando, FL · On-site

$22 - $23/hr

... and support compliance with accounting policies as the Fixed Assets Specialist * Prepare ... Solid understanding of accounting principles, journal entries, and balance sheet/income statement ...

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Fixed Income Compliance information

What is the difference between Fixed Income Compliance vs Fixed Income Trading?

AspectFixed Income ComplianceFixed Income Trading
Primary FocusEnsuring adherence to regulations and internal policies in fixed income securitiesBuying and selling fixed income securities to generate profit
Required CredentialsCertifications like Series 7, Series 63, or Series 24 often preferredSeries 7, Series 63, or Series 55 typically required
Work EnvironmentRegulatory departments, compliance teams, financial institutionsTrading floors, investment banks, asset management firms
Key ResponsibilitiesMonitoring trades, implementing compliance policies, risk managementExecuting trades, market analysis, portfolio management

While Fixed Income Compliance focuses on regulatory adherence and risk mitigation within fixed income securities, Fixed Income Trading involves actively buying and selling these securities to achieve investment objectives. Both roles require similar certifications and often work within the same financial institutions, but their core functions differ significantly.

What is the highest paying job in compliance?

In compliance, senior roles such as Chief Compliance Officer or Head of Compliance typically have the highest salaries, often exceeding six figures annually. These positions require extensive experience, leadership skills, and often certifications like CRCM or CAMS, and they oversee compliance programs across organizations, including fixed income firms.

Are compliance jobs well paid?

Fixed income compliance jobs are generally well paid, especially for professionals with relevant certifications like the Series 7 or 63 and experience in regulatory environments. Salaries vary based on experience, location, and firm size but tend to be competitive within the finance industry.

Will compliance be replaced by AI?

Fixed Income Compliance professionals oversee adherence to regulations in bond markets, and AI tools are increasingly used to automate routine tasks such as data analysis and monitoring. However, human judgment remains essential for interpreting complex regulations and making nuanced decisions, so AI is seen as a complement rather than a complete replacement in this role.

Is compliance a dead-end job?

Fixed Income Compliance is a specialized role focused on ensuring adherence to regulations in bond and debt markets. It offers opportunities for career growth through certifications like the Series 7 or 63, and skills in risk management and regulatory knowledge are valuable. While some compliance roles can be routine, advancing to senior or managerial positions is common with experience and additional qualifications.
What are popular job titles related to Fixed Income Compliance jobs in Florida? For Fixed Income Compliance jobs in Florida, the most frequently searched job titles are:
What job categories do people searching Fixed Income Compliance jobs in Florida look for? The top searched job categories for Fixed Income Compliance jobs in Florida are:
What cities in Florida are hiring for Fixed Income Compliance jobs? Cities in Florida with the most Fixed Income Compliance job openings:
Fixed Income Compliance jobs near you
Infographic showing various Fixed Income Compliance job openings in Florida as of July 2026, with employment types broken down into 1% As Needed, 81% Full Time, 13% Part Time, and 5% Contract. Highlights an 94% Physical, 2% Hybrid, and 4% Remote job distribution.

Hybrid Opportunity for TRACE Reporting Consultant_ Miami, FL

Noblesoft Technologies

Miami, FL • On-site

Contractor

Re-posted 13 days ago

Job description

Hi,

Job Title: ​Consultant

Location: Miami, FL (Hybrid)
Duration: 6+ months

Any Banking Domain Candidates. 

Description:

Trace reporting testing, functionality, Business requirement definition and implementation with PPT team. The role has to work as architecture driven knowledge to remediate the single instance for PSI and the resiliency needed to remediate the current infra. Additionally, several requests regarding BAU items (Active directory integration, parameter store).

  • Architectural and technical knowledge, with Java knowledge (previous hands-on coding experience)
  • Knowledge on architecture with Snowflake, Data flow, LBM, and 3rd party integration.
  •  Fixed income, Compliance, Trace knowledge
  • Experience , if possible, with Securitized products business or non-liquid markets.
  • Additionally, what comes with PM for Ardia dedicated instance and ARDA.