This role requires a blend of deep financial domain knowledge (Fixed Income, Compliance) and hands-on technical acumen (Java, Snowflake, Systems Architecture) to eliminate system vulnerabilities and ...
This role requires a blend of deep financial domain knowledge (Fixed Income, Compliance) and hands-on technical acumen (Java, Snowflake, Systems Architecture) to eliminate system vulnerabilities and ...
Associate Fixed Income Trader
Naples, FL · On-site
$110 - $160/hr
Work with trade operations, compliance, business unit risk, and technology teams to resolve trade ... Working knowledge of fixed income products, market structure, trade life cycle, and execution ...
Associate Fixed Income Trader
Naples, FL · On-site
$110 - $160/hr
Work with trade operations, compliance, business unit risk, and technology teams to resolve trade ... Working knowledge of fixed income products, market structure, trade life cycle, and execution ...
Fixed income, Compliance, Trace knowledge * Experience , if possible, with Securitized products business or non-liquid markets. * Additionally, what comes with PM for Ardia dedicated instance and ...
Quick apply
Fixed income, Compliance, Trace knowledge * Experience , if possible, with Securitized products business or non-liquid markets. * Additionally, what comes with PM for Ardia dedicated instance and ...
Associate Fixed Income Trader
Naples, FL · On-site
$85K - $135K/yr
The Fixed Income Trading team plays a critical role in delivering investment outcomes for clients ... compliance partners, and technology specialists to navigate evolving market conditions, enhance ...
Associate Fixed Income Trader
Naples, FL · On-site
$85K - $135K/yr
The Fixed Income Trading team plays a critical role in delivering investment outcomes for clients ... compliance partners, and technology specialists to navigate evolving market conditions, enhance ...
... Fixed Income Trading team plays a critical role in delivering investment outcomes for clients ... compliance partners, and technology specialists to navigate evolving market conditions, enhance ...
New
... Fixed Income Trading team plays a critical role in delivering investment outcomes for clients ... compliance partners, and technology specialists to navigate evolving market conditions, enhance ...
New
Collaborate with Compliance, Risk, and other control functions to address regulatory matters and ... Ownership of complex fixed income matters. * Direct access to senior business leadership and ...
Collaborate with Compliance, Risk, and other control functions to address regulatory matters and ... Ownership of complex fixed income matters. * Direct access to senior business leadership and ...
Collaborate with Compliance, Risk, and other control functions to address regulatory matters and ... Ownership of complex fixed income matters. * Direct access to senior business leadership and ...
Collaborate with Compliance, Risk, and other control functions to address regulatory matters and ... Ownership of complex fixed income matters. * Direct access to senior business leadership and ...
Supports the identification, assessment, monitoring, and reporting of operational, compliance ... Financial services, fixed income products, risk management, and applicable industry regulation are ...
Supports the identification, assessment, monitoring, and reporting of operational, compliance ... Financial services, fixed income products, risk management, and applicable industry regulation are ...
Summary Supports the Fixed Income Capital Markets (FICM) Risk Management function by partnering ... finance, compliance, legal, audit, and enterprise risk on recurring risk activities, business ...
Summary Supports the Fixed Income Capital Markets (FICM) Risk Management function by partnering ... finance, compliance, legal, audit, and enterprise risk on recurring risk activities, business ...
Asset Management 2027 Summer Intern
Miami, FL · On-site
$22 - $30/hr
Asset Management Intern - Fixed Income Division Location: Miami, FL FLSA Status: Non-Exempt Equal ... Work with the head of compliance and operations on risk procedures, client accounting and ...
Asset Management 2027 Summer Intern
Miami, FL · On-site
$22 - $30/hr
Asset Management Intern - Fixed Income Division Location: Miami, FL FLSA Status: Non-Exempt Equal ... Work with the head of compliance and operations on risk procedures, client accounting and ...
Risk Compliance Officer -Technology
Longwood, FL · On-site
$90 - $130/hr
SUMMARY The Risk Compliance Officer -Technology develops, administers, and monitors anti-money ... fixed income, and mortgage banking services. First Horizon has been recognized as one of the nation ...
New
Risk Compliance Officer -Technology
Longwood, FL · On-site
$90 - $130/hr
SUMMARY The Risk Compliance Officer -Technology develops, administers, and monitors anti-money ... fixed income, and mortgage banking services. First Horizon has been recognized as one of the nation ...
New
Managing Director, Broker-Dealer Supervision
Fort Lauderdale, FL · On-site +1
$174K - $196K/yr
The role is distinct from the compliance function and focuses on day-to-day operational supervision ... Oversee TRACE reporting supervision for fixed income transactions, including exception review and ...
Managing Director, Broker-Dealer Supervision
Fort Lauderdale, FL · On-site +1
$174K - $196K/yr
The role is distinct from the compliance function and focuses on day-to-day operational supervision ... Oversee TRACE reporting supervision for fixed income transactions, including exception review and ...
ETF Compliance Analyst Who We Are ARK is a global investment manager focused solely on investing in ... equity, fixed income, derivatives, ETFs, options, futures, swaps, foreign securities, private ...
ETF Compliance Analyst Who We Are ARK is a global investment manager focused solely on investing in ... equity, fixed income, derivatives, ETFs, options, futures, swaps, foreign securities, private ...
Deputy Chief Compliance Officer
$120K - $170K/yr
... fixed income securities, and advanced trading, research, and management technology ... Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance ...
Deputy Chief Compliance Officer
$120K - $170K/yr
... fixed income securities, and advanced trading, research, and management technology ... Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance ...
Deputy Chief Compliance Officer
$120K - $170K/yr
... fixed income securities, and advanced trading, research, and management technology ... Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance ...
Deputy Chief Compliance Officer
$120K - $170K/yr
... fixed income securities, and advanced trading, research, and management technology ... Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance ...
Deputy Chief Compliance Officer
$120K - $170K/yr
... fixed income securities, and advanced trading, research, and management technology ... Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance ...
Deputy Chief Compliance Officer
$120K - $170K/yr
... fixed income securities, and advanced trading, research, and management technology ... Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance ...
Deputy Chief Compliance Officer
$120K - $170K/yr
... fixed income securities, and advanced trading, research, and management technology ... Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance ...
Deputy Chief Compliance Officer
$120K - $170K/yr
... fixed income securities, and advanced trading, research, and management technology ... Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance ...
Managing Director, Broker-Dealer Supervision
Fort Lauderdale, FL · On-site
$200 - $320/hr
The role is distinct from the compliance function and focuses on day-to-day operational supervision ... Oversee TRACE reporting supervision for fixed income transactions, including exception review and ...
Managing Director, Broker-Dealer Supervision
Fort Lauderdale, FL · On-site
$200 - $320/hr
The role is distinct from the compliance function and focuses on day-to-day operational supervision ... Oversee TRACE reporting supervision for fixed income transactions, including exception review and ...
Compliance Risk Management Lead - Vice President
Tampa, FL · On-site
$148K/yr
Compliance Risk Management Lead Bring your expertise to JPMorgan Chase. As part of Risk Management ... as fixed income, equity, listed options, margin trading, etc) and related SEC, FINRA, MSRB and ...
New
Compliance Risk Management Lead - Vice President
Tampa, FL · On-site
$148K/yr
Compliance Risk Management Lead Bring your expertise to JPMorgan Chase. As part of Risk Management ... as fixed income, equity, listed options, margin trading, etc) and related SEC, FINRA, MSRB and ...
New
Job Posting Title Deputy Chief Compliance Officer
Miami, FL · On-site
$120 - $170/hr
... fixed income securities, and advanced trading, research, and management technology ... Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance ...
Job Posting Title Deputy Chief Compliance Officer
Miami, FL · On-site
$120 - $170/hr
... fixed income securities, and advanced trading, research, and management technology ... Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance ...
Fixed Income Compliance information
What is the difference between Fixed Income Compliance vs Fixed Income Trading?
| Aspect | Fixed Income Compliance | Fixed Income Trading |
|---|---|---|
| Primary Focus | Ensuring adherence to regulations and internal policies in fixed income securities | Buying and selling fixed income securities to generate profit |
| Required Credentials | Certifications like Series 7, Series 63, or Series 24 often preferred | Series 7, Series 63, or Series 55 typically required |
| Work Environment | Regulatory departments, compliance teams, financial institutions | Trading floors, investment banks, asset management firms |
| Key Responsibilities | Monitoring trades, implementing compliance policies, risk management | Executing trades, market analysis, portfolio management |
While Fixed Income Compliance focuses on regulatory adherence and risk mitigation within fixed income securities, Fixed Income Trading involves actively buying and selling these securities to achieve investment objectives. Both roles require similar certifications and often work within the same financial institutions, but their core functions differ significantly.
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For Fixed Income Compliance jobs in Florida, the most frequently searched job titles are:
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Technical Lead / Architect (Regulatory Reporting & Fixed Income)
Miami, FL • On-site
Full-time
Re-posted 14 days ago
Job description
Position Overview
We are seeking an architecture-driven Technical Lead / Solutions Architect to drive the delivery, remediation, and resiliency of our TRACE reporting and compliance platforms. Working closely with the PPT team, you will act as the technical bridge between business requirements and infrastructure execution.
This role requires a blend of deep financial domain knowledge (Fixed Income, Compliance) and hands-on technical acumen (Java, Snowflake, Systems Architecture) to eliminate system vulnerabilities and support critical BAU items.
Key Responsibilities
- Define business requirements (BRDs), oversee functionality testing, and implement end-to-end solutions for TRACE reporting.
- Lead the strategy to remediate the single instance for PSI and engineer high-availability, resilient solutions on current infrastructure.
- Manage the PM scope and technical delivery for dedicated Ardia / ARDA instances.
- Oversee architectural data flows, Snowflake warehousing, Low-Latency Messaging (LBM), and 3rd-party system integrations.
- Handle critical operational items including Active Directory integrations and Parameter Store management.
- Domain Expertise: Strong background in Fixed Income and compliance regulations. Experience with Securitized Products or non-liquid markets is highly preferred.
- Technical Background: Previous hands-on Java coding experience with the ability to navigate complex codebases.
- Proven experience with Snowflake, data flow architecture, and LBM.
- Practical knowledge of Active Directory integrations and Parameter Store management.
- Nice to Have: Prior experience within the Santander Group ecosystem is a definite plus.
About Virtusa
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We are builders, makers, and doers with the technical skills and domain expertise to transform your business at scale and speed without disruption. Our unique Engineering First approach blends deep industry expertise and empowered, agile teams, to create holistic solutions that seamlessly move the business forward. We help clients engage with new technology paradigms to creatively build solutions that drive them to the forefront of their industries.
Industry
It services
Company size
10,000+ Employees
Headquarters location
Westborough, MA, US
Year founded
1996