... Fixed Income Capital Markets Risk Management function ... You will partner with sales, trading, operations, technology, finance, compliance, legal, and audit ...
... Fixed Income Capital Markets Risk Management function ... You will partner with sales, trading, operations, technology, finance, compliance, legal, and audit ...
... Fixed Income Capital Markets Risk Management function ... You will partner with sales, trading, operations, technology, finance, compliance, legal, and audit ...
... Fixed Income Capital Markets Risk Management function ... You will partner with sales, trading, operations, technology, finance, compliance, legal, and audit ...
Fixed income, Compliance, Trace knowledge * Experience , if possible, with Securitized products business or non-liquid markets. * Additionally, what comes with PM for Ardia dedicated instance and ...
Quick apply
Fixed income, Compliance, Trace knowledge * Experience , if possible, with Securitized products business or non-liquid markets. * Additionally, what comes with PM for Ardia dedicated instance and ...
Sr Manager, Fixed Income Service (PL)
Orlando, FL · On-site
$110K - $145K/yr
As Senior Manager, Fixed Income Service, you will lead a team of professionals supporting clients ... Compliance, Product, and technology partners. In this role, you will coach and develop team members ...
New
Sr Manager, Fixed Income Service (PL)
Orlando, FL · On-site
$110K - $145K/yr
As Senior Manager, Fixed Income Service, you will lead a team of professionals supporting clients ... Compliance, Product, and technology partners. In this role, you will coach and develop team members ...
New
... Compliance, Product, and technology partners. In this role, you will coach and develop team members ... Fixed Income: Apply knowledge of fixed income markets, products, and solutions to support service ...
New
... Compliance, Product, and technology partners. In this role, you will coach and develop team members ... Fixed Income: Apply knowledge of fixed income markets, products, and solutions to support service ...
New
The Fixed Income FIG Sales Director is responsible for driving revenue growth through strategic ... ensuring compliance with all regulatory requirements. Please see below for specific ...
The Fixed Income FIG Sales Director is responsible for driving revenue growth through strategic ... ensuring compliance with all regulatory requirements. Please see below for specific ...
Collaborate with Compliance, Risk, and other control functions to address regulatory matters and ... Ownership of complex fixed income matters. * Direct access to senior business leadership and ...
Collaborate with Compliance, Risk, and other control functions to address regulatory matters and ... Ownership of complex fixed income matters. * Direct access to senior business leadership and ...
Collaborate with Compliance, Risk, and other control functions to address regulatory matters and ... Ownership of complex fixed income matters. * Direct access to senior business leadership and ...
Collaborate with Compliance, Risk, and other control functions to address regulatory matters and ... Ownership of complex fixed income matters. * Direct access to senior business leadership and ...
Supports the identification, assessment, monitoring, and reporting of operational, compliance ... Financial services, fixed income products, risk management, and applicable industry regulation are ...
Supports the identification, assessment, monitoring, and reporting of operational, compliance ... Financial services, fixed income products, risk management, and applicable industry regulation are ...
Supports the identification, assessment, monitoring, and reporting of operational, compliance ... Financial services, fixed income products, risk management, and applicable industry regulation are ...
Supports the identification, assessment, monitoring, and reporting of operational, compliance ... Financial services, fixed income products, risk management, and applicable industry regulation are ...
Supports the identification, assessment, monitoring, and reporting of operational, compliance ... Financial services, fixed income products, risk management, and applicable industry regulation are ...
Supports the identification, assessment, monitoring, and reporting of operational, compliance ... Financial services, fixed income products, risk management, and applicable industry regulation are ...
Summary Supports the Fixed Income Capital Markets (FICM) Risk Management function by partnering ... finance, compliance, legal, audit, and enterprise risk on recurring risk activities, business ...
Summary Supports the Fixed Income Capital Markets (FICM) Risk Management function by partnering ... finance, compliance, legal, audit, and enterprise risk on recurring risk activities, business ...
IT Project Manager - TRACE Reporting
Miami, FL · On-site
$94K - $111K/yr
Solid understanding of Fixed Income products and post-trade workflows (mandatory) * Experience working within compliance-driven or regulatory implementation programs (SEC, FINRA, or equivalent)
IT Project Manager - TRACE Reporting
Miami, FL · On-site
$94K - $111K/yr
Solid understanding of Fixed Income products and post-trade workflows (mandatory) * Experience working within compliance-driven or regulatory implementation programs (SEC, FINRA, or equivalent)
Managing Director, Broker-Dealer Supervision
Fort Lauderdale, FL · On-site +1
$173K - $196K/yr
The role is distinct from the compliance function and focuses on day-to-day operational supervision ... Oversee TRACE reporting supervision for fixed income transactions, including exception review and ...
Managing Director, Broker-Dealer Supervision
Fort Lauderdale, FL · On-site +1
$173K - $196K/yr
The role is distinct from the compliance function and focuses on day-to-day operational supervision ... Oversee TRACE reporting supervision for fixed income transactions, including exception review and ...
... Fixed Income Capital Markets Risk Management function. You will partner with sales, trading, operations, technology, finance, compliance, legal, and audit to identify, assess, monitor, and manage ...
... Fixed Income Capital Markets Risk Management function. You will partner with sales, trading, operations, technology, finance, compliance, legal, and audit to identify, assess, monitor, and manage ...
ETF Compliance Analyst
Saint Petersburg, FL · On-site
ETF Compliance Analyst Who We Are ARK is a global investment manager focused solely on investing in ... equity, fixed income, derivatives, ETFs, options, futures, swaps, foreign securities, private ...
New
ETF Compliance Analyst
Saint Petersburg, FL · On-site
ETF Compliance Analyst Who We Are ARK is a global investment manager focused solely on investing in ... equity, fixed income, derivatives, ETFs, options, futures, swaps, foreign securities, private ...
New
... Fixed Income Capital Markets Risk Management function. You will partner with sales, trading, operations, technology, finance, compliance, legal, and audit to identify, assess, monitor, and manage ...
... Fixed Income Capital Markets Risk Management function. You will partner with sales, trading, operations, technology, finance, compliance, legal, and audit to identify, assess, monitor, and manage ...
... fixed income securities, and advanced trading, research, and management technology ... Partner with Compliance, Operations, Front Office, Legal, and other stakeholders to support ...
... fixed income securities, and advanced trading, research, and management technology ... Partner with Compliance, Operations, Front Office, Legal, and other stakeholders to support ...
... fixed income securities, and advanced trading, research, and management technology ... Partner with Compliance, Operations, Front Office, Legal, and other stakeholders to support ...
... fixed income securities, and advanced trading, research, and management technology ... Partner with Compliance, Operations, Front Office, Legal, and other stakeholders to support ...
Deputy Chief Compliance Officer
Miami, FL · On-site
$120K - $170K/yr
... fixed income securities, and advanced trading, research, and management technology ... Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance ...
Deputy Chief Compliance Officer
Miami, FL · On-site
$120K - $170K/yr
... fixed income securities, and advanced trading, research, and management technology ... Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance ...
Fixed Income Compliance information
What is the difference between Fixed Income Compliance vs Fixed Income Trading?
| Aspect | Fixed Income Compliance | Fixed Income Trading |
|---|---|---|
| Primary Focus | Ensuring adherence to regulations and internal policies in fixed income securities | Buying and selling fixed income securities to generate profit |
| Required Credentials | Certifications like Series 7, Series 63, or Series 24 often preferred | Series 7, Series 63, or Series 55 typically required |
| Work Environment | Regulatory departments, compliance teams, financial institutions | Trading floors, investment banks, asset management firms |
| Key Responsibilities | Monitoring trades, implementing compliance policies, risk management | Executing trades, market analysis, portfolio management |
While Fixed Income Compliance focuses on regulatory adherence and risk mitigation within fixed income securities, Fixed Income Trading involves actively buying and selling these securities to achieve investment objectives. Both roles require similar certifications and often work within the same financial institutions, but their core functions differ significantly.
Is fixed income compliance a good career?
Fixed income compliance is a specialized field within financial regulation that involves ensuring firms adhere to laws and policies related to bond and debt securities. It requires strong knowledge of financial regulations, attention to detail, and often certification such as the Series 7 or 24. The role offers stability and opportunities for advancement in the finance industry.
What are popular job titles related to Fixed Income Compliance jobs in Florida?
For Fixed Income Compliance jobs in Florida, the most frequently searched job titles are:
What job categories do people searching Fixed Income Compliance jobs in Florida look for?
The top searched job categories for Fixed Income Compliance jobs in Florida are:
What cities in Florida are hiring for Fixed Income Compliance jobs?
Cities in Florida with the most Fixed Income Compliance job openings:
Fixed Income Risk Analyst: Grow in Capital Markets
Saint Petersburg, FL
Full-time
Posted 6 days ago
Job description
Raymond James in Saint Petersburg, FL is seeking an early-career professional to support the Fixed Income Capital Markets Risk Management function. You will partner with sales, trading, operations, technology, finance, compliance, legal, and audit to identify, assess, monitor, and manage risk while strengthening controls. The role emphasizes learning agility, initiative, and the ability to work independently within a collaborative team, contributing to meaningful risk initiatives in financial #J-18808-Ljbffr