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Fixed Income Compliance Jobs in Florida (NOW HIRING)

Knowledge about different asset classes (equity, fixed income, spots, forwards, options, futures ... in compliance with applicable federal, state and local laws. VanEck does not and will not ...

... covenant compliance reviews and financial collection process within assigned loan portfolio ... fixed income, and mortgage banking services. First Horizon has been recognized as one of the nation ...

Analyst Accounting Oversight

Tampa, FL · On-site

$56K - $73K/yr

Knowledge about different asset classes (equity, fixed income) and investment products (mutual ... in compliance with applicable federal, state and local laws. VanEck does not and will not ...

Knowledge about different asset classes (equity, fixed income, spots, forwards, options, futures ... in compliance with applicable federal, state and local laws. VanEck does not and will not ...

Knowledge about different asset classes (equity, fixed income, repos, spots, forwards, options ... in compliance with applicable federal, state and local laws. VanEck does not and will not ...

Trade Surveillance Associate

Orlando, FL · On-site

$15.75 - $19.50/hr

Permanent Shape the future of trade surveillance and help strengthen compliance across global ... Fixed Income experience with detailed knowledge of relevant markets and global products. * A ...

New

... compliance, and investment reviews * Collaborates with teammates to deliver the bank's full array of integrated solutions, such as equities, fixed income, alternative investments, and Specialty Asset ...

... compliance, and investment reviews * Collaborates with teammates to deliver the bank's full array of integrated solutions, such as equities, fixed income, alternative investments, and Specialty Asset ...

Showing results 41-60

Fixed Income Compliance information

What is the difference between Fixed Income Compliance vs Fixed Income Trading?

AspectFixed Income ComplianceFixed Income Trading
Primary FocusEnsuring adherence to regulations and internal policies in fixed income securitiesBuying and selling fixed income securities to generate profit
Required CredentialsCertifications like Series 7, Series 63, or Series 24 often preferredSeries 7, Series 63, or Series 55 typically required
Work EnvironmentRegulatory departments, compliance teams, financial institutionsTrading floors, investment banks, asset management firms
Key ResponsibilitiesMonitoring trades, implementing compliance policies, risk managementExecuting trades, market analysis, portfolio management

While Fixed Income Compliance focuses on regulatory adherence and risk mitigation within fixed income securities, Fixed Income Trading involves actively buying and selling these securities to achieve investment objectives. Both roles require similar certifications and often work within the same financial institutions, but their core functions differ significantly.

Is fixed income compliance a good career?

Fixed income compliance is a specialized field within financial regulation that involves ensuring firms adhere to laws and policies related to bond and debt securities. It requires strong knowledge of financial regulations, attention to detail, and often certification such as the Series 7 or 24. The role offers stability and opportunities for advancement in the finance industry.

What are popular job titles related to Fixed Income Compliance jobs in Florida?

For Fixed Income Compliance jobs in Florida, the most frequently searched job titles are:

What job categories do people searching Fixed Income Compliance jobs in Florida look for?

The top searched job categories for Fixed Income Compliance jobs in Florida are:

What cities in Florida are hiring for Fixed Income Compliance jobs?

Cities in Florida with the most Fixed Income Compliance job openings:

Infographic showing various Fixed Income Compliance job openings in Florida as of August 2026, with employment types broken down into 1% As Needed, 83% Full Time, 12% Part Time, and 4% Contract. Highlights an 92% Physical, 3% Hybrid, and 5% Remote job distribution.

Security & Compliance Analyst

Base-2 Solutions, LLC

Doral, FL • On-site

Full-time

Medical, Dental, Vision, Life, Retirement, PTO

Posted 9 days ago


Job description

  • Requisition ID: 3807
  • Standard Title:
  • Required Security Clearance: Top Secret/SCI
  • Location: Doral, FL
  • Work Type: On-Site
  • Shift: First
  • Referral Eligibility: Eligible
  • U.S. Citizenship Required? Yes

Position Summary
Base-2 Solutions is seeking a Security & Compliance Analyst to support USSOUTHCOM J26 ENHANCED DOMAIN AWARENESS task order. This role involves implementing, monitoring, and enforcing security policies, frameworks, and compliance controls across cloud-based and on-premises environments.
Essential Duties and Responsibilities
  • Implement, monitor, and enforce security policies, frameworks, and compliance controls across cloud-based and on-premises environments.
  • Apply knowledge of NIST 800-53, FedRAMP, DoD IL-4/5 security policies, and risk assessment methodologies.
  • Utilize strong understanding of identity and access management (IAM), security monitoring tools such as Splunk and SIEM solutions, zero-trust architecture, and vulnerability assessment frameworks.
Required Qualifications
  • Bachelor's degree in Cybersecurity, Information Assurance, Computer Science, or a related field OR a minimum of 5 years of equivalent experience in security and compliance roles.
  • Demonstrated experience in conducting security audits, assessing system compliance with DoD cybersecurity policies, and implementing security controls in cloud and hybrid environments.
  • Experience with security automation, endpoint protection, and incident response processes.
Preferred Qualifications
  • Certified Information Systems Security Professional (CISSP).
  • Certified Information Security Manager (CISM).
  • AWS Certified Security - Specialty.
Required Education and Experience Equivalency
  • Bachelor's degree in Cybersecurity, Information Assurance, Computer Science, or a related field.
  • OR 0.
  • No degree.
  • OR 5.
Required Certifications
  • None specified.
Required Security Clearance
  • Active Top Secret/SCI

Pay & Benefit Highlights
Compensation
  • Competitive fixed salary or hourly pay (based on experience, skills, location, and internal equity).
  • Employee referral bonuses up to $10,000 per hired referral.
  • Additional bonus opportunities for exceptional performance and contributions to business development and company growth (role-dependent).
Health
  • 100% company-paid medical premiums for employees and eligible dependents.
  • Choose from multiple plan options with CareFirst, Kaiser, and UnitedHealthcare, including PPO, POS, HMO, and HSA-compatible plans.
  • 100% company-paid dental premiums for employees and eligible dependents.
  • 100% company-paid vision premiums for employees and eligible dependents.
Income Protection
  • 100% company-paid premiums for short-term disability.
  • 100% company-paid premiums for long-term disability.
  • 100% company-paid premiums for accidental death & dismemberment (AD&D).
  • 100% company-paid premiums for life insurance up to $200,000.
Retirement
  • 401(k) with immediate vesting: 4% company match plus a 4% non-elective company contribution (8% total).
  • 401(k) pre-tax and Roth options.
Leave
  • Up to 20 days of flexible paid time off (PTO).
  • 11 paid floating holidays.
Work-Life Balance
  • Flexible work schedules, including flex time and compressed work periods (contract and project-dependent).

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