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Financial Compliance Jobs (NOW HIRING)

Hanes Companies

Compliance Analyst

Conover, NC · On-site

  • Medical

  • Dental

  • Vision

  • Retirement

  • PTO

This role is ideal for candidates with 5+ years of experience in audit, internal controls, and financial statement analysis, who understand how compliance activities directly impact the balance sheet ...

Hanes Companies

Compliance Analyst

Conover, NC · On-site

  • Medical

  • Dental

  • Vision

  • Retirement

  • PTO

This role is ideal for candidates with 5+ years of experience in audit, internal controls, and financial statement analysis, who understand how compliance activities directly impact the balance sheet ...

Little Havana Activities and Nutrition Centers of Dade County

Be Seen First

Financial Controller

Miami, FL · On-site

$100K - $115K/yr

  • Medical

  • Dental

  • Vision

  • PTO

Ensure compliance with Generally Accepted Accounting Principles (GAAP) and nonprofit accounting standards. * Prepare and analyze financial statements and management reports for executive leadership ...

Jefferies

AVP, Fixed Income Compliance Officer

Manhattan, NY · On-site

$120K - $140K/yr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Bachelor's degree required. * 5+ years of compliance, legal, regulatory, audit, risk, or related financial services experience. * Exposure to fixed income products, sales and trading, or broker ...

New

Vergence

Financial Analyst

Indianapolis, IN · On-site

$30/hr

Financial Compliance Monitoring for Recovery programs * Assist with the creation of Memorandum of Understanding agreements in conjunction with the Legal section * Assist with internal and external ...

Jefferies

AVP, Fixed Income Compliance Officer

Manhattan, NY · On-site

$120K - $140K/yr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Bachelor's degree required. * 5+ years of compliance, legal, regulatory, audit, risk, or related financial services experience. * Exposure to fixed income products, sales and trading, or broker ...

New

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Financial Compliance information

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$56.5K

$83.9K

$136K

How much do financial compliance jobs pay per year?

As of Aug 14, 2026, the average yearly pay for financial compliance in the United States is $83,908.00, according to ZipRecruiter salary data. Most workers in this role earn between $62,000.00 and $104,000.00 per year, depending on experience, location, and employer.

What is a financial compliance?

A Financial Compliance job involves ensuring that an organization adheres to financial regulations, laws, and internal policies. Professionals in this role monitor and assess financial transactions, conduct audits, and implement compliance programs to mitigate risks. They work closely with regulatory bodies and internal teams to ensure reporting accuracy and legal adherence. Strong analytical skills, attention to detail, and knowledge of financial regulations are essential for success in this role.

Is compliance in finance a good career?

A career in financial compliance involves ensuring organizations adhere to laws and regulations, requiring knowledge of financial laws, risk management, and attention to detail. It is considered a stable and growing field with opportunities for advancement, often requiring certifications such as CAMS or CRCM. The role typically involves working in a regulated environment with regular schedules and the need for ongoing professional development.

What are the key skills and qualifications needed to thrive in financial compliance, and why are they important?

To thrive as a Financial Compliance professional, you need a deep understanding of regulatory frameworks, risk management, auditing principles, and a relevant degree such as finance, accounting, or law. Familiarity with compliance management software, data analytics tools, and certifications like Certified Compliance & Ethics Professional (CCEP) or Certified Financial Services Auditor (CFSA) is often important. Strong attention to detail, analytical thinking, and effective communication skills help you interpret complex regulations and collaborate with various departments. These competencies ensure organizations remain compliant, mitigate risks, and uphold their reputation in highly regulated environments.

How to get a job in financial compliance?

To get a job in financial compliance, candidates typically need a bachelor's degree in finance, accounting, or a related field, along with knowledge of regulations such as AML or KYC. Relevant certifications like Certified Regulatory Compliance Manager (CRCM) or Certified Anti-Money Laundering Specialist (CAMS) can enhance prospects. Gaining experience through internships or entry-level roles in finance or compliance departments is also beneficial.

What are some common challenges faced by financial compliance professionals and how are they addressed?

Financial Compliance professionals often encounter challenges such as staying updated with constantly changing regulations, navigating ambiguous compliance requirements, and balancing meticulous oversight with efficient business operations. These challenges are typically addressed by ongoing training, close collaboration with legal and business teams, and implementing automated compliance tools to streamline monitoring and reporting. Professionals in this field must also develop strong problem-solving skills to interpret new regulations and create actionable internal policies. Supportive team environments and robust internal knowledge-sharing further help address these challenges, making continued learning and adaptability essential in this role.

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What cities are hiring for Financial Compliance jobs?

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What states have the most Financial Compliance jobs?

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Financial Compliance jobs near you
Infographic showing various Financial Compliance job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 84% Full Time, 11% Part Time, and 4% Contract. Highlights an 93% Physical, 3% Hybrid, and 4% Remote job distribution, with an average salary of $83,908 per year, or $40.3 per hour.

Associate Fund Compliance Administrator

ultimus

Hauppauge, NY • On-site

Full-time

Re-posted 22 days ago

Job description

SUMMARY

The Associate Fund Compliance Administrator is responsible for a portion of the daily, monthly, and quarterly workflow as it pertains to compliance for the clients of Ultimus Fund Solutions (UFS.) These activities include monitoring funds to ensure compliance with various rules and regulations.

KEY ACCOUNTABILITIES

FINANCIAL COMPLIANCE

  • Assists with monitoring fund compliance on a daily and weekly basis with consideration to investment restrictions detailed in Prospectus, Statement of Additional Information, and Investment Company Act of 1940.
  • Assists with monitoring fund compliance with consideration to the quarterly and annual requirements of Internal Revenue Code for qualifications as regulated Investment Company.
  • Assists with reviews of investment restrictions detailed in Prospectus and Statement of Additional Information to maintain up to date compliance checklists for existing clients.
  • Populates data into compliance system, as needed.
  • Works with team leads to respond to client requests and inquiries with respect to compliance matters.

FUND AUDITS

  • Provides finalized compliance reporting to external audit firms when requested.
  • Assists in gathering information for requests from regulatory agencies, as needed.

REGULATORY REPORTING

  • Assists with completion of regulatory compliance reporting to regulatory agencies, Board of Directors, and Fund Officers.

WORKING RELATIONSHIPS

  • Contact as needed with fund advisors regarding general information, resolution of compliance issues, inquiries or reporting requirements.
  • Contact with fund accounting, financial administration, tax, and legal departments as needed with regards to financial compliance matters.

May perform other duties as required and assigned.

EDUCATION AND EXPERIENCE

  • Bachelor’s degree in business administration, accounting, finance, or related field.
  • Experience working within the financial services and/or the mutual funds industry.

  • Equivalent education and experience will be considered.

KNOWLEDGE

  • Automated post-trade compliance system.
  • Microsoft Office Suite.
  • Adobe Acrobat.

SKILLS AND ABILITIES

  • Troubleshoots issues utilizing creative and critical thinking skills.
  • Multitasking, analytical, and organizational skills.
  • Initiative-taking, strategic, and meticulous approaches with a strong commitment to quality, efficiency, and effectiveness.
  • Demonstrates personal integrity, responsibility, and accountability.
  • Effectively uses resources such as time and information in conjunction with associates.
  • Participates in solving problems and making decisions.
  • Presents and expresses ideas and information, written and oral, clearly, and concisely.
  • Actively listens to others to achieve understanding and supports an open exchange of ideas and information.
  • Identifies needs, arranges for, and obtains resources to accomplish individual and department goals.
  • Establishes and develops effective working relationships with associates and clientele during both favorable and unfavorable situations.
  • Modifies team and individual priorities and deadlines in response to added information, changing conditions, or unexpected obstacles and ensures completion.

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