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Director Securities Jobs (NOW HIRING)

About the Role We are seeking a Director, Securities Compliance to help strengthen and mature Nscale's securities and ethics compliance capability as the company scales. Reporting to the VP, ...

About the Role We are seeking a Director, Securities Compliance to help strengthen and mature Nscale's securities and ethics compliance capability as the company scales. Reporting to the VP, ...

TD Securities Pay Detail: $300,000 - $300,000 USD TD is committed to providing fair and equitable ... The Director Sales and Trading TDS develops the Banks Sales, Trading, & Underwritings in New York ...

Director, Corporate Security Position Overview The Director, Corporate Security is responsible for protecting the company's critical assets-including generation facilities, corporate offices, and ...

The Director, Security for NBCU will have oversight of security logistics and physical security operations for NBCU News personnel and spaces, including the planning and execution phases of all ...

Director, Corporate Security Position Overview The Director, Corporate Security is responsible for protecting the company's critical assets-including generation facilities, corporate offices, and ...

Director, Corporate Security Position Overview The Director, Corporate Security is responsible for protecting the company's critical assets-including generation facilities, corporate offices, and ...

The Director, Security for NBCU will have oversight of security logistics and physical security operations for NBCU News personnel and spaces, including the planning and execution phases of all ...

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Director Securities information

What is the highest paying position at a bank?

The highest paying position at a bank is typically the Chief Executive Officer (CEO) or Chief Financial Officer (CFO), with executive roles often earning multimillion-dollar compensation packages that include salary, bonuses, and stock options. Other high-paying roles include Chief Risk Officer and Chief Investment Officer, especially in large financial institutions. Compensation varies based on bank size, location, and individual experience.

What is the highest paying job in the music industry?

In the music industry, top executive roles such as Chief Executive Officers (CEOs) of major record labels or music companies tend to have the highest salaries. These positions require extensive industry experience, leadership skills, and often involve overseeing large teams and strategic decision-making. Compensation can reach into the millions annually, especially with bonuses and profit sharing.

What jobs make around $100,000 a year?

For a Director of Securities or similar finance roles, annual salaries around $100,000 are common, especially with experience and relevant certifications like the Series 7 or Series 63. Other finance positions such as financial managers, investment analysts, and compliance officers also often earn in this range, depending on the industry, location, and level of responsibility.

What is the difference between Director Securities vs Securities Analyst?

AspectDirector SecuritiesSecurities Analyst
Required CredentialsTypically requires a bachelor's degree, CFA certification, and extensive industry experienceUsually requires a bachelor's degree, often pursuing CFA or related certifications, with less experience needed
Work EnvironmentLeadership role overseeing teams, strategic planning, and compliance in financial firmsResearch-focused, analyzing market data, preparing reports, and making investment recommendations
Employer & Industry UsageUsed in investment firms, banks, and financial institutions for senior rolesCommonly employed in asset management, investment banks, and research firms

The main difference between a Director Securities and a Securities Analyst lies in their responsibilities and experience level. Directors focus on strategic oversight and leadership, while Securities Analysts concentrate on research and analysis. Both roles are integral to financial firms but serve different functions within the industry.

How much does a director of capital markets make?

A director of securities or capital markets typically earns between $120,000 and $200,000 annually, with total compensation often including bonuses and stock options. Salaries vary based on experience, location, and the size of the organization, and the role usually requires strong financial analysis and leadership skills.
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What cities are hiring for Director Securities jobs? Cities with the most Director Securities job openings:
What are the most commonly searched types of Securities jobs? The most popular types of Securities jobs are:
What states have the most Director Securities jobs? States with the most job openings for Director Securities jobs include:

Director, Securities Compliance

Nscale

New York, NY โ€ข On-site

Full-time

Medical, Dental, Vision, Retirement, PTO

Posted 6 days ago


Job description

About Nscale
Nscale is the GPU cloud engineered for AI. We provide cost-effective, high-performance infrastructure for AI start-ups and large enterprise customers. Nscale enables AI-focused companies to achieve superior results by reducing the complexity of AI development. Our GPU cloud bolsters technical capabilities and directly supports strategic business outcomes, including cost management, rapid innovation, and environmental responsibility.
At Nscale, our Legal & Compliance team plays a critical role in driving business success by partnering with stakeholders to anticipate regulatory change, operationalize compliance requirements, and deliver solutions that protect the company while enabling commercial opportunities, to scale confidently, sustainably, and with integrity.
We thrive on a culture of relentless innovation, ownership, and accountability, where every team member takes pride in their work and drives it with excellence and urgency. As an Nscaler, you'll build trust through openness and transparency, where everyone is inspired to do their best work. If you join our team, you'll be contributing to building the technology that powers the future.
About the Role
We are seeking a Director, Securities Compliance to help strengthen and mature Nscale's securities and ethics compliance capability as the company scales. Reporting to the VP, Compliance & Ethics, US, you will be our dedicated subject-matter specialist for securities compliance, MNPI governance, conflicts of interest, personal-account dealing, and related controls. This dedicated specialist role within the global compliance function combines strong technical judgment with hands-on operational delivery. You will design pragmatic, defensible processes and run them in practice across Legal, Finance, Tax, Rewards, Equity Administration, Company Secretariat, and senior business leadership.
You will own the design, operation, and day-to-day execution of the securities and dealing compliance program as the resident subject-matter expert, exercising technical judgment independently and escalating policy, enterprise, and higher-risk matters to the VP and SVP of global Compliance and Ethics. Certain adjacent activities are owned elsewhere and this role supports rather than owns them.
Key Responsibilities
  • Design, implement, and operate Nscale's securities and dealing compliance framework: policies, MNPI and conflicts controls, restricted-information controls, and personal-account dealing controls
  • Be the subject-matter expert, providing authoritative technical advice and approvals to employees, executives, and the business, escalating novel or higher-risk matters to stakeholders.
  • Run intake, assessment, approvals, logging, follow-up, and record retention for the program's clearance and control processes.
  • Maintain information controls. Build and maintain restricted-information and conflicts registers, including updates, access controls, and supporting documentation.
  • Own the control evidence. Maintain complete and accurate records, logs, approvals, and control evidence in line with governance, audit, and regulatory requirements.
  • Design and run attestations, communications, and periodic certifications for relevant populations.
  • Develop and deliver effective training for relevant populations and control owners.
  • Lead issue identification, escalation, and remediation for securities and dealing control matters.
  • Report on the program, producing reporting and metrics on program activity, exceptions, and key control indicators.
  • Support assurance and response to regulatory, audit, and internal review requests, ensuring documentation is complete, accurate, and accessible.
  • Embed a controls culture, championing disciplined execution, responsiveness, and attention to detail across the program.

About You
  • At least 8 years of deep, demonstrable expertise in securities and dealing compliance, ideally with cross-border exposure.
  • Strong technical command of MNPI and conflicts controls, clearance and approval processes, restricted-information controls, and personal-account dealing.
  • Hands-on track record building and personally operating compliance processes and controls; comfortable being both the designer and the operator in a fast-scaling environment.
  • Strong process and program-management skills, with the ability to operate with precision, pace, and sound judgment.
  • Proven ability to manage highly sensitive and confidential information with discretion, and strong stakeholder skills with the credibility to advise and constructively challenge executivesacross Compliance, Legal, Finance, Tax, HR/Reward, Equity Administration, and Company Secretariat.
  • Prefer candidates with experience supporting a securities compliance program and familiarity with relevant securities / market-abuse regimes and Hyperscaler, AI lab, or technology in-house experience, plus relevant professional certification or legal qualification.

The range below reflects the base salary for the position. Actual compensation may vary based on job-related factors such as skill set, experience, education, and location. In addition to base salary, this role may be eligible for bonus, equity, and/or commission programs. Nscale may offer a competitive benefits package including medical, dental, vision, flexible paid time off, parental leave, and retirement plan participation.
Salary Range
$170,000-$300,000 USD
For information on how Nscale handles candidate personal data, please see our Employee & Candidate Privacy Notice: Here.