Compliance Tester II
Richmond, VA · On-site
Compliance Tester II The Corporate Compliance Testing team is seeking an experienced Senior ... testing and drawing conclusions based on critical thinking, judgment and analysis to validate ...
Compliance Tester II
Richmond, VA · On-site
Compliance Tester II The Corporate Compliance Testing team is seeking an experienced Senior ... testing and drawing conclusions based on critical thinking, judgment and analysis to validate ...
Lead and /or perform BSA/AML/OFAC compliance testing, identify issues and make recommendations and report results. Identify potential BSA/AML/OFAC compliance risks and recommend resolutions and/or ...
Lead and /or perform BSA/AML/OFAC compliance testing, identify issues and make recommendations and report results. Identify potential BSA/AML/OFAC compliance risks and recommend resolutions and/or ...
Compliance Tester II
Richmond, VA · On-site
Compliance Tester II The Corporate Compliance Testing team is seeking an experienced Senior ... testing and drawing conclusions based on critical thinking, judgment and analysis to validate ...
Compliance Tester II
Richmond, VA · On-site
Compliance Tester II The Corporate Compliance Testing team is seeking an experienced Senior ... testing and drawing conclusions based on critical thinking, judgment and analysis to validate ...
Compliance Tester II The Corporate Compliance Testing team is seeking an experienced Senior ... testing and drawing conclusions based on critical thinking, judgment and analysis to validate ...
Compliance Tester II The Corporate Compliance Testing team is seeking an experienced Senior ... testing and drawing conclusions based on critical thinking, judgment and analysis to validate ...
Compliance Testing Manager The Compliance Testing Manager performs a key second line of defense ... Analyze and document work results and amend the testing calendar as needed. * Innovate: Identify ...
Compliance Testing Manager The Compliance Testing Manager performs a key second line of defense ... Analyze and document work results and amend the testing calendar as needed. * Innovate: Identify ...
Compliance Testing Manager
Richmond, VA · On-site
Compliance Testing Manager The Compliance Testing Manager performs a key second line of defense ... Analyze and document work results and amend the testing calendar as needed. * Innovate: Identify ...
Compliance Testing Manager
Richmond, VA · On-site
Compliance Testing Manager The Compliance Testing Manager performs a key second line of defense ... Analyze and document work results and amend the testing calendar as needed. * Innovate: Identify ...
Compliance Testing Manager
Mclean, VA · On-site
Compliance Testing Manager The Compliance Testing Manager performs a key second line of defense ... Analyze and document work results and amend the testing calendar as needed. * Innovate: Identify ...
Compliance Testing Manager
Mclean, VA · On-site
Compliance Testing Manager The Compliance Testing Manager performs a key second line of defense ... Analyze and document work results and amend the testing calendar as needed. * Innovate: Identify ...
Compliance Testing Manager
Richmond, VA · On-site
Compliance Testing Manager The Compliance Testing Manager performs a key second line of defense ... Analyze and document work results and amend the testing calendar as needed. * Innovate: Identify ...
Compliance Testing Manager
Richmond, VA · On-site
Compliance Testing Manager The Compliance Testing Manager performs a key second line of defense ... Analyze and document work results and amend the testing calendar as needed. * Innovate: Identify ...
Lead Compliance Testing/Data Mining Analyst
New York, NY · On-site
$80K - $95K/yr
New York, NY (Hybrid) Salary Range: $80,000 - $95,000 The Lead Compliance Testing/Data Mining Analyst is responsible for collecting data necessary for compliance monitoring and testing, as well as ...
New
Lead Compliance Testing/Data Mining Analyst
New York, NY · On-site
$80K - $95K/yr
New York, NY (Hybrid) Salary Range: $80,000 - $95,000 The Lead Compliance Testing/Data Mining Analyst is responsible for collecting data necessary for compliance monitoring and testing, as well as ...
New
Lead Compliance Testing/Data Mining Analyst
New York, NY · Hybrid
$80K - $95K/yr
New York, NY (Hybrid) Salary Range: $80,000 - $95,000 The Lead Compliance Testing/Data Mining Analyst is responsible for collecting data necessary for compliance monitoring and testing, as well as ...
New
Lead Compliance Testing/Data Mining Analyst
New York, NY · Hybrid
$80K - $95K/yr
New York, NY (Hybrid) Salary Range: $80,000 - $95,000 The Lead Compliance Testing/Data Mining Analyst is responsible for collecting data necessary for compliance monitoring and testing, as well as ...
New
Compliance Testing Manager
Oswego, IL · On-site
$82K - $96K/yr
Description: The Compliance Testing Manager ensures that Servbank's operations adhere to all ... Ability to analyze loan-level data and identify control gaps * Knowledge of MSP desired.
Quick apply
Compliance Testing Manager
Oswego, IL · On-site
$82K - $96K/yr
Description: The Compliance Testing Manager ensures that Servbank's operations adhere to all ... Ability to analyze loan-level data and identify control gaps * Knowledge of MSP desired.
Compliance Testing Manager
$82K - $96K/yr
The Compliance Testing Manager ensures that Servbank's operations adhere to all applicable federal ... Ability to analyze loan-level data and identify control gaps * Knowledge of MSP desired.
Compliance Testing Manager
$82K - $96K/yr
The Compliance Testing Manager ensures that Servbank's operations adhere to all applicable federal ... Ability to analyze loan-level data and identify control gaps * Knowledge of MSP desired.
Compliance Testing Manager
$82K - $96K/yr
Description The Compliance Testing Manager ensures that Servbank's operations adhere to all ... Ability to analyze loan-level data and identify control gaps * Knowledge of MSP desired.
Compliance Testing Manager
$82K - $96K/yr
Description The Compliance Testing Manager ensures that Servbank's operations adhere to all ... Ability to analyze loan-level data and identify control gaps * Knowledge of MSP desired.
Compliance Testing Specialist
Jacksonville, FL · On-site +1
$86K - $162K/yr
Compliance Testing Specialist, Invest Department: Compliance Locations: Jacksonville, FL ... Analyze data from multiple sources and systematically document work and testing results. * Identify ...
Quick apply
Compliance Testing Specialist
Jacksonville, FL · On-site +1
$86K - $162K/yr
Compliance Testing Specialist, Invest Department: Compliance Locations: Jacksonville, FL ... Analyze data from multiple sources and systematically document work and testing results. * Identify ...
Compliance Testing Manager
Phoenix, AZ · On-site
$82K - $96K/yr
The Compliance Testing Manager ensures that Servbank's operations adhere to all applicable federal ... Ability to analyze loan-level data and identify control gaps * Knowledge of MSP desired.
Compliance Testing Manager
Phoenix, AZ · On-site
$82K - $96K/yr
The Compliance Testing Manager ensures that Servbank's operations adhere to all applicable federal ... Ability to analyze loan-level data and identify control gaps * Knowledge of MSP desired.
Compliance Testing Manager
Phoenix, AZ · On-site
$82K - $96K/yr
Description: The Compliance Testing Manager ensures that Servbank's operations adhere to all ... Ability to analyze loan-level data and identify control gaps * Knowledge of MSP desired.
Quick apply
Compliance Testing Manager
Phoenix, AZ · On-site
$82K - $96K/yr
Description: The Compliance Testing Manager ensures that Servbank's operations adhere to all ... Ability to analyze loan-level data and identify control gaps * Knowledge of MSP desired.
Senior Analyst, Global Testing Oversight, GBMT Compliance Purpose Contributes to the overall success of the Global Banking Markets and Treasury (GBM&T) Compliance Department by overseeing and ...
Senior Analyst, Global Testing Oversight, GBMT Compliance Purpose Contributes to the overall success of the Global Banking Markets and Treasury (GBM&T) Compliance Department by overseeing and ...
Senior Analyst, Global Testing Oversight, GBMT Compliance Purpose Contributes to the overall success of the Global Banking Markets and Treasury (GBM&T) Compliance Department by overseeing and ...
Senior Analyst, Global Testing Oversight, GBMT Compliance Purpose Contributes to the overall success of the Global Banking Markets and Treasury (GBM&T) Compliance Department by overseeing and ...
*Candidates must work Alaska time zone business hours GCI's 911 Compliance Analyst will be ... Maintains audit-ready controls, monitors routing and location accuracy, executes testing, and ...
New
*Candidates must work Alaska time zone business hours GCI's 911 Compliance Analyst will be ... Maintains audit-ready controls, monitors routing and location accuracy, executes testing, and ...
New
AVP, Group Compliance Testing
Home, WA · On-site
The AVP, Group Compliance Testing will investigate and assess controls, design and execute tests to ... Analyze and identify trends across the organization and develop regular reporting of risk and ...
AVP, Group Compliance Testing
Home, WA · On-site
The AVP, Group Compliance Testing will investigate and assess controls, design and execute tests to ... Analyze and identify trends across the organization and develop regular reporting of risk and ...
Compliance Testing Analyst information
See salary details
$5.29 - $14.47
4% of jobs
$14.47 - $23.65
16% of jobs
$25.41 is the 25th percentile. Wages below this are outliers.
$23.65 - $32.82
27% of jobs
The median wage is $35.33 / hr.
$32.82 - $42
11% of jobs
$48.39 is the 75th percentile. Wages above this are outliers.
$42 - $51.18
24% of jobs
$51.18 - $60.36
0% of jobs
$60.36 - $69.54
0% of jobs
$69.54 - $78.72
11% of jobs
$78.72 - $87.89
0% of jobs
$87.89 - $97.07
0% of jobs
$97.07 - $106.25
6% of jobs
$5
$44
$106
How much do compliance testing analyst jobs pay per hour?
As of Jul 20, 2026, the average hourly pay for compliance testing analyst in the United States is $44.04, according to ZipRecruiter salary data. Most workers in this role earn between $24.76 and $47.60 per hour, depending on experience, location, and employer.
What is the difference between Compliance Testing Analyst vs Compliance Auditor?
| Aspect | Compliance Testing Analyst | Compliance Auditor |
|---|---|---|
| Certifications | Certified Compliance & Ethics Professional (CCEP), Certified Regulatory Compliance Manager (CRCM) | Certified Compliance & Ethics Professional (CCEP), Certified Internal Auditor (CIA) |
| Work Environment | Financial institutions, healthcare, or corporate compliance teams | Auditing firms, regulatory agencies, or internal audit departments |
| Primary Focus | Testing and verifying compliance controls and procedures | Evaluating overall compliance programs and conducting audits |
| Common Tasks | Performing compliance testing, documenting findings, recommending improvements | Planning audits, reviewing policies, assessing compliance risks |
While both roles focus on ensuring organizations meet regulatory standards, Compliance Testing Analysts primarily perform testing and verification of compliance controls, whereas Compliance Auditors conduct comprehensive evaluations and audits of compliance programs. Both roles require similar certifications and are vital in maintaining regulatory adherence within organizations.
More about Compliance Testing Analyst jobs
Who are the top companies hiring for Compliance Testing Analyst jobs? The top employers for Compliance Testing Analyst jobs are:
What job categories do people searching Compliance Testing Analyst jobs look for? The top searched job categories for Compliance Testing Analyst jobs are:
What are popular job titles related to Compliance Testing Analyst jobs? For Compliance Testing Analyst jobs, the most frequently searched job titles are:
Capital One rating
7.8
Based on 143 frontline employees who took The Breakroom Quiz
76th of 149 rated banks
Job description
Compliance Tester II
The Corporate Compliance Testing team is seeking an experienced Senior Associate who will be responsible for executing risk-based compliance transaction testing for the purpose of independently validating business line adherence to applicable Laws, Regulations, and Guidance. A successful candidate enjoys developing a deep understanding of requirements and conducting monitoring/testing and drawing conclusions based on critical thinking, judgment and analysis to validate adherence. The role requires the ability to work cross-functionally with both business partners and compliance advisors and the ability to work autonomously. In addition, this role requires great attention to detail and excellent verbal and written communication skills.
The Compliance Tester II performs a key second line of defense role, to help ensure corporate initiatives and departmental processes comply with applicable laws and regulations.
The Compliance Tester II will support lines of business by:
Responsibilities will include (but may not be limited to):
Basic Qualifications:
Preferred Qualifications:
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.
McLean, VA: $96,500 - $110,100 for Compliance Tester II
Plano, TX: $87,700 - $100,100 for Compliance Tester II
Richmond, VA: $87,700 - $100,100 for Compliance Tester II
Riverwoods, IL: $87,700 - $100,100 for Compliance Tester II
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate's offer letter.
This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.
Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
This role is expected to accept applications for a minimum of 5 business days.
No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.
If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.com
Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.
Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
The Corporate Compliance Testing team is seeking an experienced Senior Associate who will be responsible for executing risk-based compliance transaction testing for the purpose of independently validating business line adherence to applicable Laws, Regulations, and Guidance. A successful candidate enjoys developing a deep understanding of requirements and conducting monitoring/testing and drawing conclusions based on critical thinking, judgment and analysis to validate adherence. The role requires the ability to work cross-functionally with both business partners and compliance advisors and the ability to work autonomously. In addition, this role requires great attention to detail and excellent verbal and written communication skills.
The Compliance Tester II performs a key second line of defense role, to help ensure corporate initiatives and departmental processes comply with applicable laws and regulations.
The Compliance Tester II will support lines of business by:
- Testing adherence to business and regulatory requirements
- Testing risk based compliance transactions
- Control reviews focused on reviewing control activities mitigating risks and requirements
Responsibilities will include (but may not be limited to):
- Execute targeted, complex transaction testing for regulatory and line of business compliance requirements in alignment with team and ICTT methodology and procedures
- Execute control reviews under the CCR methodology
- Suggest changes to testing or perform high risk testing as needed
- Manage testing schedules to ensure all tasks and reporting are completed within established timeframes
- Obtain and analyze test data from multiple sources, following documented test plans, and systematically documenting the work and results
- Develop new ways to test large populations of data
- Review transaction tests executed by peers for accuracy and adherence to test procedures
- Support and initiate efforts to improve data sourcing and partner with business and IT areas to develop improved data sources
- Systematically retain documents that substantiate test results
- Establish and maintain strong relationships with Compliance Advisors and Business Areas as needed
- Demonstrate ability to explore and quickly grasp new technologies to progress varied initiatives
- Assist in communicating results to Compliance Officers and other stakeholders, as needed
Basic Qualifications:
- High School Diploma, GED or equivalent certification
- At least 2 years of experience in compliance testing, compliance monitoring, quality assurance, control review or audit
Preferred Qualifications:
- Bachelor's degree
- 3+ years of financial services consumer compliance monitoring experience
- 4+ years of consumer compliance auditing experience
- Experience creating presentations
- Experience with Excel, SQL, Teradata or Redshift
- Scripting experience in Python, Perl, JavaScript or Shell
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.
McLean, VA: $96,500 - $110,100 for Compliance Tester II
Plano, TX: $87,700 - $100,100 for Compliance Tester II
Richmond, VA: $87,700 - $100,100 for Compliance Tester II
Riverwoods, IL: $87,700 - $100,100 for Compliance Tester II
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate's offer letter.
This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.
Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
This role is expected to accept applications for a minimum of 5 business days.
No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.
If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.com
Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.
Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
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