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Compliance Examiner Jobs (NOW HIRING)

Luana Savings Bank

Compliance Officer

Norwalk, IA · On-site

Coordinates regulatory compliance examinations and manages corrective actions resulting from examination findings. Serves as chairperson of the Compliance and CRA committees. * CRA (Community ...

Luana Savings Bank

Compliance Officer

Norwalk, IA · On-site

Coordinates regulatory compliance examinations and manages corrective actions resulting from examination findings. Serves as chairperson of the Compliance and CRA committees. * CRA (Community ...

Cetera

Compliance Analyst - Branch Exams

OR · On-site +1

Conduct compliance examinations of securities brokerage and advisory branch offices * Approximately 90% of exams are performed remotely * Up to 40% domestic travel may be required as business needs ...

Cetera

Compliance Analyst - Branch Exams

OR · On-site +1

Conduct compliance examinations of securities brokerage and advisory branch offices * Approximately 90% of exams are performed remotely * Up to 40% domestic travel may be required as business needs ...

CAPTRUST

Senior Compliance Manager

Raleigh, NC · On-site

This role is responsible for leading and enhancing the firm's broker-dealer compliance program, including FINRA regulatory compliance, examinations, supervisory controls, registrations and licensing ...

CAPTRUST

Senior Compliance Manager

Raleigh, NC · On-site

This role is responsible for leading and enhancing the firm's broker-dealer compliance program, including FINRA regulatory compliance, examinations, supervisory controls, registrations and licensing ...

Examination Resources, LLC

$95 - $140/hr

The Senior Examiner of Pharmacy Benefit Manager (PBM) Compliance Services will act as a PBM Specialist and/or Examiner in Charge on PBM compliance audits on behalf of state regulators, in accordance ...

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Compliance Examiner information

See salary details

$54.5K

$96.5K

$143K

How much do compliance examiner jobs pay per year?

As of Sep 5, 2026, the average yearly pay for compliance examiner in the United States is $96,479.00, according to ZipRecruiter salary data. Most workers in this role earn between $73,000.00 and $123,500.00 per year, depending on experience, location, and employer.

What is a compliance examiner?

A compliance examiner conducts scheduled and unannounced inspections of facilities or branch offices. Compliance examiner jobs are often in banks, at company branches, and in the Federal Reserve. The main job duty of a compliance examiner is to ensure facilities are in compliance with securities regulations, follow the appropriate procedures, and adhere to all enforceable company policies. A good compliance examiner needs skills and experience in audit documentation and works to continuously improve the inspection process. They are responsible for creating the audit schedule and training the staff on compliance issues.

What are the key skills and qualifications needed to thrive as a compliance examiner, and why are they important?

To thrive as a Compliance Examiner, you need strong analytical skills, attention to detail, and a background in finance, accounting, or law, often supported by a relevant degree. Familiarity with regulatory frameworks, audit software, and compliance management systems, as well as certifications like Certified Regulatory Compliance Manager (CRCM), is typically required. Excellent communication, ethical judgment, and investigative aptitude help distinguish top performers in this field. These skills ensure thorough evaluations, mitigate organizational risk, and maintain adherence to legal and regulatory standards.

What are some common challenges compliance examiners face when reviewing an organization's procedures?

Compliance Examiners often encounter challenges such as navigating complex regulatory requirements, identifying subtle or unintentional non-compliance issues, and ensuring that documentation is both complete and accurate. Additionally, examiners must stay current with evolving laws and industry standards, which can vary by sector. Collaborating effectively with different departments is key, as information gathering and clarifying procedures often require clear communication and diplomacy.

What is the difference between Compliance Examiner vs Compliance Analyst?

AspectCompliance ExaminerCompliance Analyst
Required CredentialsCertifications like CRCM, CAMS, or CCEP often preferredSimilar certifications, often including CPA or CIA
Work EnvironmentRegulatory agencies, financial institutions, or healthcare organizationsFinancial firms, corporations, or consulting firms
Employer & Industry UsageUsed in banking, healthcare, and government sectorsCommon in finance, insurance, and corporate compliance
Search & Comparison IntentUnderstanding roles, responsibilities, and qualificationsComparing job functions, career paths, and requirements

Compliance Examiners and Compliance Analysts both focus on ensuring organizations adhere to regulations. While Compliance Examiners often work in regulatory agencies or financial institutions conducting audits, Compliance Analysts typically analyze compliance data within companies or consulting firms. Both roles require similar certifications and share overlapping responsibilities, but their work environments and specific duties differ slightly.

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Compliance Examiner jobs near you
Infographic showing various Compliance Examiner job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 83% Full Time, 12% Part Time, and 4% Contract. Highlights an 93% Physical, 2% Hybrid, and 5% Remote job distribution, with an average salary of $96,479 per year, or $46.4 per hour.

Compliance Officer

Luana Savings Bank

Norwalk, IA • On-site

Full-time

Medical, Retirement, PTO

Re-posted 21 days ago

Job description

(This position is open to mid- to experienced- level candidates and may be located in Norwalk, Polk City, New Hampton, or Ossian, Iowa offices, depending on candidate's location.)
Responsibilities
Serves as the Bank's Compliance Officer responsible for the overall administration, direction, and effectiveness of the Bank's Compliance Management System (CMS). Oversees enterprise-wide consumer compliance, Community Reinvestment Act (CRA), regulatory compliance, and Bank Secrecy Act (BSA) oversight. Ensures the Bank maintains a strong culture of compliance while balancing regulatory expectations with operational efficiency. Serves as a trusted advisor to executive management and the Board of Directors on compliance matters and emerging regulatory risks.
Monitors regulatory changes, evaluates their impact, and communicates compliance requirements throughout the Bank. Provides executive management with information necessary to assess the institution's compliance with applicable laws and regulations. Identifies compliance responsibilities, organizes and directs compliance activities, and prepares reports for executive management, the Board of Directors, and the Compliance Committee. Develops, reviews, and maintains compliance-related policies and procedures. Reviews new products, services, and operational changes to identify regulatory requirements and compliance risks prior to implementation.
Responds to compliance inquiries from all departments. Develops compliance monitoring activities to assess adherence to applicable laws, regulations, and internal policies. Coordinates regulatory compliance examinations and manages corrective actions resulting from examination findings. Serves as chairperson of the Compliance and CRA committees.
  • CRA (Community Reinvestment Act): Responsible for developing and administering all aspects of the Bank's Community Reinvestment Act program. This position develops programs to ensure the Bank meets the needs of the community and attains CRA compliance goals, maintaining a Satisfactory or better CRA rating during regulatory examinations. Advises on emerging CRA issues to ensure objectives are maintained. May participate with or delegate maintenance of relationships with community-based, charitable, and non-profit organizations as appropriate. Maintains CRA data, CRA Public File, and CRA examination coordination.
  • BSA (Bank Secrecy Act) / AML (Anti-Money Laundering): Provides oversight of the BSA/AML compliance program while supporting the designated BSA Officer. Monitors overall program effectiveness, reports significant compliance risks to executive management, and ensures appropriate governance without assuming day-to-day responsibility for suspicious activity monitoring or case management.

Required Skills
  • Three or more years of progressive compliance experience in a financial institution
  • Regulatory examination experience with ability to manage multiple regulatory priorities
  • Ability to balance strategic oversight responsibilities with active participation in daily compliance operations
  • Highly attentive to detail and accuracy with excellent organizational and time management skills
  • Strong analytical skills
  • Ability to research and interpret complex regulations
  • Ability to write and implement strong policies and procedures
  • Team player attitude to process compliance related tasks efficiently and accurately
  • Effective communicator and influencer
  • Satisfy internal compliance related inquiries in a prompt and professional manner
  • Promote Luana Savings Bank to the surrounding area
  • Professional appearance and behavior
  • Follow all established policies, procedures, and regulations
  • Reside within a 25 mile radius from the designated office or willing to relocate - please include location/relocation details in cover letter or resume submission
  • Associate's Degree or equivalent banking/compliance experience

Desired Skills
  • Working knowledge of applicable banking regulations, including but not limited to:
    • Regulation B, Z, DD, CC, E
    • HMDA
    • Flood Regulations
    • UDAAP
    • Fair Lending
    • CRA
    • BSA/AML
  • Experience in Jack Henry core systems
  • Experience in Kadince (CRA system)
  • Experience in Verafin (BSA system)
  • Board or executive level presentation experience
  • Certified Regulatory Compliance Manager (CRCM) designation by the ABA or other related/comparable compliance training designations that reflect core competences in the compliance field
  • Bachelor's Degree in Finance, Business, Accounting, Risk Management, or related field

Additional Info
  • At-Will, Full-Time position based on 40 hours per week
  • Schedule is 8AM-4:30PM M-F
  • Travel: Minimal for occasional training
  • Employment is subject to background and credit check

Benefits
  • Paid Vacation, Sick, Personal, and Volunteer time off
  • Single, spouse, or family medical coverage offered with majority paid by employer - Employer funded HSA Account compliments the medical coverage plan
  • 401(K) plan with employer match
  • Additional Profit Sharing Plan that tops the industry

Luana Savings Bank is the multi-year consumer-voted BEST BANK in the entire METRO per the Des Moines Register Metro's Best Competition. Operating with around 100 employees across 6 locations, we provide a team atmosphere where new ideas are encouraged. Every staff member is important and appreciated. We understand a successful business relies on staff contentment to provide the best customer experience possible. Our extremely low turnover rate and employee longevity, as many as 50 YEARS OF SERVICE, is a testament to why professionals choose a career with Luana Savings Bank.
Luana Savings Bank is an Equal Opportunity Employer

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