Compliance Examiner
Alpharetta, GA · On-site
A Brief Overview The Compliance Examiner executes risk-based work programs with emphasis on high-risk maintenance/EHS work orders (EHS, emergency, urgent, NDAA), PM timeliness/attachments, amenities ...
Alpharetta, GA · On-site
A Brief Overview The Compliance Examiner executes risk-based work programs with emphasis on high-risk maintenance/EHS work orders (EHS, emergency, urgent, NDAA), PM timeliness/attachments, amenities ...
Alpharetta, GA · On-site
A Brief Overview The Compliance Examiner executes risk-based work programs with emphasis on high-risk maintenance/EHS work orders (EHS, emergency, urgent, NDAA), PM timeliness/attachments, amenities ...
Los Angeles, CA · On-site +1
$123K - $283K/yr
As a Securities Compliance Examiner, you will join a well-respected team that is responsible for supporting EXAMS' mission to conduct and coordinate the nationwide examination program for entities ...
Los Angeles, CA · On-site +1
$123K - $283K/yr
As a Securities Compliance Examiner, you will join a well-respected team that is responsible for supporting EXAMS' mission to conduct and coordinate the nationwide examination program for entities ...
Rogers, AR · On-site
$16/hr
Summary Responsible for conducting regulatory compliance reviews of Company transactions, policies and procedures, conducting compliance investigations and providing support for department ...
Rogers, AR · On-site
$16/hr
Summary Responsible for conducting regulatory compliance reviews of Company transactions, policies and procedures, conducting compliance investigations and providing support for department ...
A Brief Overview The Compliance Examiner executes risk-based work programs with emphasis on highrisk maintenance/EHS work orders (EHS, emergency, urgent, NDAA), PM timeliness/attachments, amenities ...
A Brief Overview The Compliance Examiner executes risk-based work programs with emphasis on highrisk maintenance/EHS work orders (EHS, emergency, urgent, NDAA), PM timeliness/attachments, amenities ...
Baton Rouge, LA · On-site
$3.3K - $6.5K/mo
Compliance Examiners employed by the Office of Financial Institutions may conduct examinations of the following types of entities: Banks, Savings and Loans, Credit Unions, Holding Companies, Trust ...
Baton Rouge, LA · On-site
$3.3K - $6.5K/mo
Compliance Examiners employed by the Office of Financial Institutions may conduct examinations of the following types of entities: Banks, Savings and Loans, Credit Unions, Holding Companies, Trust ...
The Division of Examinations is seeking Securities Compliance Examiners in the Office of Investment Advisers and Investment Companies (IA/IC), Private Funds Unit (PFU) and Office of Clearance ...
The Division of Examinations is seeking Securities Compliance Examiners in the Office of Investment Advisers and Investment Companies (IA/IC), Private Funds Unit (PFU) and Office of Clearance ...
The Division of Examinations is seeking Securities Compliance Examiners in the Office of Investment Advisers and Investment Companies (IA/IC), Private Funds Unit (PFU) and Office of Clearance ...
The Division of Examinations is seeking Securities Compliance Examiners in the Office of Investment Advisers and Investment Companies (IA/IC), Private Funds Unit (PFU) and Office of Clearance ...
Phoenix, AZ · On-site
$60K - $63K/yr
County Compliance Examiner Apply now Job No: 538102 Work Type: Full-time Location: PHOENIX Categories: Accounting/Auditing, Misc/Other/Not Applicable AUDITOR GENERAL The Arizona Auditor General ...
Phoenix, AZ · On-site
$60K - $63K/yr
County Compliance Examiner Apply now Job No: 538102 Work Type: Full-time Location: PHOENIX Categories: Accounting/Auditing, Misc/Other/Not Applicable AUDITOR GENERAL The Arizona Auditor General ...
The Division of Examinations is seeking Securities Compliance Examiners in the Office of Investment Advisers and Investment Companies (IA/IC), Private Funds Unit (PFU) and Office of Clearance ...
The Division of Examinations is seeking Securities Compliance Examiners in the Office of Investment Advisers and Investment Companies (IA/IC), Private Funds Unit (PFU) and Office of Clearance ...
The Division of Examinations is seeking Securities Compliance Examiners in the Office of Investment Advisers and Investment Companies (IA/IC), Private Funds Unit (PFU) and Office of Clearance ...
The Division of Examinations is seeking Securities Compliance Examiners in the Office of Investment Advisers and Investment Companies (IA/IC), Private Funds Unit (PFU) and Office of Clearance ...
The Division of Examinations is seeking Securities Compliance Examiners in the Office of Investment Advisers and Investment Companies (IA/IC), Private Funds Unit (PFU) and Office of Clearance ...
The Division of Examinations is seeking Securities Compliance Examiners in the Office of Investment Advisers and Investment Companies (IA/IC), Private Funds Unit (PFU) and Office of Clearance ...
The Division of Examinations is seeking Securities Compliance Examiners in the Office of Investment Advisers and Investment Companies (IA/IC), Private Funds Unit (PFU) and Office of Clearance ...
The Division of Examinations is seeking Securities Compliance Examiners in the Office of Investment Advisers and Investment Companies (IA/IC), Private Funds Unit (PFU) and Office of Clearance ...
$3.3K - $6.5K/mo
Compliance Examiners employed by the Office of Financial Institutions may conduct examinations of the following types of entities: Banks, Savings and Loans, Credit Unions, Holding Companies, Trust ...
$3.3K - $6.5K/mo
Compliance Examiners employed by the Office of Financial Institutions may conduct examinations of the following types of entities: Banks, Savings and Loans, Credit Unions, Holding Companies, Trust ...
The Division of Examinations is seeking Securities Compliance Examiners in the Office of Investment Advisers and Investment Companies (IA/IC), Private Funds Unit (PFU) and Office of Clearance ...
The Division of Examinations is seeking Securities Compliance Examiners in the Office of Investment Advisers and Investment Companies (IA/IC), Private Funds Unit (PFU) and Office of Clearance ...
The Division of Examinations is seeking Securities Compliance Examiners in the Office of Investment Advisers and Investment Companies (IA/IC), Private Funds Unit (PFU) and Office of Clearance ...
The Division of Examinations is seeking Securities Compliance Examiners in the Office of Investment Advisers and Investment Companies (IA/IC), Private Funds Unit (PFU) and Office of Clearance ...
The Division of Examinations is seeking Securities Compliance Examiners in the Office of Investment Advisers and Investment Companies (IA/IC), Private Funds Unit (PFU) and Office of Clearance ...
The Division of Examinations is seeking Securities Compliance Examiners in the Office of Investment Advisers and Investment Companies (IA/IC), Private Funds Unit (PFU) and Office of Clearance ...
The Division of Examinations is seeking Securities Compliance Examiners in the Office of Investment Advisers and Investment Companies (IA/IC), Private Funds Unit (PFU) and Office of Clearance ...
The Division of Examinations is seeking Securities Compliance Examiners in the Office of Investment Advisers and Investment Companies (IA/IC), Private Funds Unit (PFU) and Office of Clearance ...
The Division of Examinations is seeking Securities Compliance Examiners in the Office of Investment Advisers and Investment Companies (IA/IC), Private Funds Unit (PFU) and Office of Clearance ...
The Division of Examinations is seeking Securities Compliance Examiners in the Office of Investment Advisers and Investment Companies (IA/IC), Private Funds Unit (PFU) and Office of Clearance ...
$3.3K - $6.5K/mo
The Louisiana Department of Insurance is seeking a motivated and analytical Compliance Examiner 1/2 to join the Office of Financial Solvency, Financial Examinations/Analysis or Field Division. In ...
$3.3K - $6.5K/mo
The Louisiana Department of Insurance is seeking a motivated and analytical Compliance Examiner 1/2 to join the Office of Financial Solvency, Financial Examinations/Analysis or Field Division. In ...
Summary Responsible for conducting regulatory compliance reviews of Company transactions, policies and procedures, conducting compliance investigations and providing support for department ...
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Summary Responsible for conducting regulatory compliance reviews of Company transactions, policies and procedures, conducting compliance investigations and providing support for department ...
$54.5K - $62.5K
0% of jobs
$62.5K - $70.6K
17% of jobs
$75.2K is the 25th percentile. Wages below this are outliers.
$70.6K - $78.6K
15% of jobs
$78.6K - $86.7K
9% of jobs
The median wage is $90.1K / yr.
$86.7K - $94.7K
22% of jobs
$94.7K - $102.8K
8% of jobs
$107.4K is the 75th percentile. Wages above this are outliers.
$102.8K - $110.8K
7% of jobs
$110.8K - $118.9K
0% of jobs
$118.9K - $126.9K
5% of jobs
$126.9K - $135K
8% of jobs
$135K - $143K
8% of jobs
$54.5K
$96.5K
$143K
A compliance examiner conducts scheduled and unannounced inspections of facilities or branch offices. Compliance examiner jobs are often in banks, at company branches, and in the Federal Reserve. The main job duty of a compliance examiner is to ensure facilities are in compliance with securities regulations, follow the appropriate procedures, and adhere to all enforceable company policies. A good compliance examiner needs skills and experience in audit documentation and works to continuously improve the inspection process. They are responsible for creating the audit schedule and training the staff on compliance issues.
| Aspect | Compliance Examiner | Compliance Analyst |
|---|---|---|
| Required Credentials | Certifications like CRCM, CAMS, or CCEP often preferred | Similar certifications, often including CPA or CIA |
| Work Environment | Regulatory agencies, financial institutions, or healthcare organizations | Financial firms, corporations, or consulting firms |
| Employer & Industry Usage | Used in banking, healthcare, and government sectors | Common in finance, insurance, and corporate compliance |
| Search & Comparison Intent | Understanding roles, responsibilities, and qualifications | Comparing job functions, career paths, and requirements |
Compliance Examiners and Compliance Analysts both focus on ensuring organizations adhere to regulations. While Compliance Examiners often work in regulatory agencies or financial institutions conducting audits, Compliance Analysts typically analyze compliance data within companies or consulting firms. Both roles require similar certifications and share overlapping responsibilities, but their work environments and specific duties differ slightly.

Full-time
Medical, Dental, Life, Retirement, PTO
Posted 4 days ago