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Supervisory Principal Jobs (NOW HIRING)

Td

Principal Review Analyst - Charlotte, NC

Vienna, VA · On-site

$72K - $117K/yr

TD Wealth The Principal Review Analyst is a FINRA and SEC regulatory supervisory principal position with the Central Office of Supervisory Jurisdiction (OSJ). This job assists in the regulatory ...

Td

Principal Review Analyst - Charlotte, NC

Princeton, NJ · On-site

$72K - $117K/yr

TD Wealth The Principal Review Analyst is a FINRA and SEC regulatory supervisory principal position with the Central Office of Supervisory Jurisdiction (OSJ). This job assists in the regulatory ...

Td

Principal Review Analyst - Charlotte, NC

Portland, ME · On-site

$72K - $117K/yr

TD Wealth The Principal Review Analyst is a FINRA and SEC regulatory supervisory principal position with the Central Office of Supervisory Jurisdiction (OSJ). This job assists in the regulatory ...

Td

Principal Review Analyst - Charlotte, NC

Melville, NY · On-site

$72K - $117K/yr

TD Wealth The Principal Review Analyst is a FINRA and SEC regulatory supervisory principal position with the Central Office of Supervisory Jurisdiction (OSJ). This job assists in the regulatory ...

Td

Principal Review Analyst - Charlotte, NC

Charlotte, NC · On-site

$72K - $117K/yr

TD Wealth The Principal Review Analyst is a FINRA and SEC regulatory supervisory principal position with the Central Office of Supervisory Jurisdiction (OSJ). This job assists in the regulatory ...

Td

Principal Review Analyst - Charlotte, NC

Boston, MA · On-site

$72K - $117K/yr

TD Wealth The Principal Review Analyst is a FINRA and SEC regulatory supervisory principal position with the Central Office of Supervisory Jurisdiction (OSJ). This job assists in the regulatory ...

Aegon

Sr Sales Supervision Principal

Summary Conduct supervisory principal review activities for Transamerica Financial Advisors (TFA) financial professionals. Responsibilities Conduct principal review and approval for suitability and ...

New

Td

Principal Review Analyst - Charlotte, NC

Hartford, CT · On-site

$72K - $117K/yr

TD Wealth The Principal Review Analyst is a FINRA and SEC regulatory supervisory principal position with the Central Office of Supervisory Jurisdiction (OSJ). This job assists in the regulatory ...

Td

Principal Review Analyst - Charlotte, NC

Ramsey, NJ · On-site

$72K - $117K/yr

TD Wealth The Principal Review Analyst is a FINRA and SEC regulatory supervisory principal position with the Central Office of Supervisory Jurisdiction (OSJ). This job assists in the regulatory ...

Td

Principal Review Analyst - Charlotte, NC

Exton, PA · On-site

$72K - $117K/yr

TD Wealth The Principal Review Analyst is a FINRA and SEC regulatory supervisory principal position with the Central Office of Supervisory Jurisdiction (OSJ). This job assists in the regulatory ...

Td

Principal Review Analyst - Charlotte, NC

New York, NY · On-site

$72K - $117K/yr

TD Wealth The Principal Review Analyst is a FINRA and SEC regulatory supervisory principal position with the Central Office of Supervisory Jurisdiction (OSJ). This job assists in the regulatory ...

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Supervisory Principal information

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$36.5K

$109.4K

$182K

How much do supervisory principal jobs pay per year?

As of Aug 22, 2026, the average yearly pay for supervisory principal in the United States is $109,393.00, according to ZipRecruiter salary data. Most workers in this role earn between $85,000.00 and $125,000.00 per year, depending on experience, location, and employer.

What is a supervisory principal?

A Supervisory Principal is responsible for overseeing financial advisors and ensuring compliance with industry regulations and firm policies. They perform trade reviews, monitor communications, and provide guidance to maintain ethical and legal standards. This role helps mitigate risks and ensures adherence to FINRA and SEC rules.

What are the key skills and qualifications needed to thrive as a supervisory principal?

To thrive as a Supervisory Principal, you need deep knowledge of compliance regulations, excellent analytical skills, and strong experience in the financial services industry—often supported by required FINRA licenses such as Series 24. Expertise in using compliance monitoring systems, reporting platforms, and risk management tools is essential. Outstanding leadership, communication, and decision-making abilities are the soft skills that set top candidates apart in this role. These competencies ensure the effective oversight of financial advisors, maintain regulatory adherence, and protect both the firm and its clients.

What are the most common challenges faced by supervisory principals in financial firms?

Supervisory Principals often encounter challenges in keeping up with ever-evolving regulations, balancing multiple supervisory responsibilities, and ensuring consistent compliance across diverse teams. They must adapt quickly to changing industry standards, provide ongoing training to staff, and identify potential risks before they escalate. Strong organizational skills and attention to detail help Supervisory Principals maintain high standards of compliance while managing complex workflows. Successfully navigating these challenges is vital not only for regulatory purposes but also for upholding the integrity and reputation of the organization.

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What cities are hiring for Supervisory Principal jobs?

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Supervisory Principal jobs near you
Infographic showing various Supervisory Principal job openings in the United States as of August 2026, with employment types broken down into 50% Full Time, and 50% Part Time. Highlights an 100% In-person job distribution, with an average salary of $109,393 per year, or $52.6 per hour.

Assistant Principal, WCMS

West Virginia K-12 Jobs

Charleston, WV • On-site

Full-time, Contractor

Posted 11 days ago

Job description

PRINCIPALS/DIRECTORS WILL POST IN OFFICE AREAS UPON RECEIPT.

The Wirt County Board of Education announces the following vacancy for the 2026-2027 school year:     

DATE:                        August 12, 2026

POSITION:                 Assistant Principal, Wirt County Middle School 

CONTRACT:             220-day contract, flexible schedule, created by principal

QUALIFICATIONS: 

  1. Minimum of a Master's Degree, WV Professional Administrative Certificate 5-12
  2. Minimum of three years successful teaching experience
  3. Accomplished evaluations and/or recommendations from professional associates, employers, and/or supervisors, preferred
  4. High academic achievement in college education program
  5. Ability to communicate effectively with students, school personnel, and parents
  6. Demonstrates knowledge or has experience in the middle school curriculum, school finance, and West Virginia School Law
  7. Demonstrates knowledge or has experience in the duties and responsibilities of a middle school assistant principal
  8. Educational philosophy compatible with the Wirt County Board of Education philosophy
  9. Certification to supervise and evaluate personnel as per 126-142-5 of WV Policy 5310
  10. Completion of the West Virginia Evaluation Leadership Institute
  11. Demonstrated ability to work cooperatively and effectively with others and as a member
  12. of an educational team
  13. Demonstrated ability to use technology
  14. Demonstrated ability to implement innovative programs related to the appropriate
  15. programmatic level
  16. Demonstrates self-control

DUTIES AND RESPONSIBILITIES:

  1. Provides purpose and direction for schools/county
  2. Demonstrates cognitive skills to gather, analyze, and synthesize information to reach goals
  3. Manages consensus and group behaviors
  4. Organizes and delegates to accomplish goals
  5. Communicates effectively
  6. Provides instructional leadership, creates a climate conducive to learning schoolwide
  7. Implements a school improvement process
  8. Establishes good public and employee relationships
  9. Evaluates personnel as designated by the principal
  10. Maintains professional work habits
  11. Maintains and improves professional skills
  12. Performs other jobs/related duties as assigned by the principal
  13. Assist the principal in the overall administration of the school
  14. Act as principal in the absence of the school principal

SUPERVISOR:  Principal and/or Superintendent

SALARY:  Wirt County Salary Scale for teachers based on degree and years' experience; WV assistant principal salary increment

DEADLINE FOR APPLICATION:  August 19, 2026 at 11:59 pm 

(Consideration for this position is in compliance with 18A-4-7a)

PROCESS FOR APPLICATION: Go to wirtcountyschools.com and submit an online application. 

Equal Opportunity Employer

Wirt County Schools will grant employment opportunity to all persons, regardless of race, religion, color, sex, national origin, age or handicap, and there will be no discrimination based on these factors in the salary, promotion, or termination of any employee.



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