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Sie Exam Jobs (NOW HIRING)

Citadel

Registered Client Associate

West Chester, PA

Securities Industry Essentials (SIE) exam is required. * Series 6 and 63 licenses, or ability to obtain within the first 6 months in role. * Proficient skills in Microsoft Office products. * Sincere ...

Citadel

Registered Client Associate

West Chester, PA · On-site

Securities Industry Essentials (SIE) exam is required. * Series 6 and 63 licenses, or ability to obtain within the first 6 months in role. * Proficient skills in Microsoft Office products. * Sincere ...

Citadel

Registered Client Associate

West Chester, PA · On-site

Securities Industry Essentials (SIE) exam is required. * Series 6 and 63 licenses, or ability to obtain within the first 6 months in role. * Proficient skills in Microsoft Office products. * Sincere ...

Citadel

Registered Client Associate

West Chester, PA · On-site

Securities Industry Essentials (SIE) exam is required. * Series 6 and 63 licenses, or ability to obtain within the first 6 months in role. * Proficient skills in Microsoft Office products. * Sincere ...

Baird

PWM Transition Specialist

Milwaukee, WI · On-site

Active SIE Exam, Series 7, and Series 66, or Series 63 and Series 65 licenses, or willingness to obtain within 18 months of hire (training and resources provided and paid for by Baird) * Proficiency ...

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How much do sie exam jobs pay per hour?

As of Jul 28, 2026, the average hourly pay for sie exam in the United States is $31.19, according to ZipRecruiter salary data. Most workers in this role earn between $28.12 and $34.38 per hour, depending on experience, location, and employer.

What professions make 500,000 a year?

Professions that can earn $500,000 or more annually include specialized medical doctors such as surgeons and anesthesiologists, high-level corporate executives like CEOs, successful entrepreneurs, and certain investment bankers or hedge fund managers. These roles typically require advanced skills, extensive experience, and often involve high-pressure environments or significant responsibilities.

What are the key skills and qualifications needed to thrive in the Sie Exam position, and why are they important?

The SIE Exam (Securities Industry Essentials Exam) is an entry-level assessment rather than a professional job title; candidates preparing for it need a foundational understanding of financial markets, compliance, ethics, and basic securities concepts, often aided by preparatory coursework or self-study programs. Familiarity with online testing platforms and access to official study guides provided by FINRA or reputable training providers is highly beneficial. Discipline, strong time management, and effective self-study habits are crucial soft skills for success. Mastery of these skills ensures a solid preparation for the exam, which is essential for earning eligibility to pursue a career in the securities industry.

What job can I get after passing Sie?

Passing the SIE (Securities Industry Essentials) exam qualifies individuals for entry-level roles in the securities industry, such as registered representatives, financial advisors, or brokerage assistants. It is often a prerequisite for licensing exams like the Series 6 or Series 7, which are required for selling securities and providing investment advice.

Will the SIE help me get a job?

The Securities Industry Essentials (SIE) exam is an entry-level test that demonstrates foundational knowledge of the securities industry. Passing the SIE is often a prerequisite for many finance and brokerage jobs, and it can improve your chances of securing employment in the industry, especially when combined with relevant experience and additional licensing exams. However, it does not guarantee a job by itself.

How can I best prepare for the SIE Exam while working full-time?

Balancing SIE Exam preparation with full-time employment requires structured study planning and prioritizing key areas covered by the exam. Many candidates find success by dedicating consistent blocks of time each week, leveraging online study resources, and using official practice questions to track progress. Joining study groups or review courses can also provide motivation and supplement your understanding. Employers in the finance sector may even offer support or reimbursement for official prep materials, so it’s worth asking your current workplace about available resources.

What to do with a SIE exam?

The Securities Industry Essentials (SIE) exam is an entry-level test that assesses basic knowledge of the securities industry. Passing the exam is a prerequisite for working in many finance roles and allows individuals to pursue additional licensing exams, such as the Series 6 or Series 7, to qualify for specific jobs in the industry.

What is an SIE Exam job?

An SIE Exam job typically refers to entry-level positions in the financial services industry that require passing the Securities Industry Essentials (SIE) Exam. The SIE Exam is administered by FINRA and tests knowledge of basic securities industry concepts. While passing the exam is a prerequisite for many financial roles, candidates also need to pass additional qualification exams to become fully registered. Common job roles requiring the SIE include financial advisors, brokers, and investment representatives.

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What cities are hiring for Sie Exam jobs? Cities with the most Sie Exam job openings:
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Sie Exam jobs near you
Infographic showing various Sie Exam job openings in the United States as of July 2026, with employment types broken down into 100% Full Time. Highlights an 100% In-person job distribution, with an average salary of $64,877 per year, or $31.2 per hour.
Registered Client Associate

Registered Client Associate

Citadel

West Chester, PA

Full-time

Posted 10 days ago

Job description

As a Registered Client Associate, you will play an integral role in the success of Citadel. You will assist in administering, marketing, and growing client relationships, working closely with Advisors to enhance and grow their business. You will help develop and maintain client relationships by organizing and implementing productivity-based campaigns. You will be asked to perform daily operational responsibilities as well. This individual must be able to work effectively with other Wealth Management staff members, branch partners, clients, and Senior Financial Advisors.

Responsibilities

  • Build and foster strong client relationships through superior member service.
  • Process new account applications, financial and maintenance requests (copy, mail, scan, upload to broker dealer platform). Review for completeness and accuracy.
  • Connect with others in a way that fosters trust and creates collaborative relationships.
  • Utilize available technology and tools to support efficient and effective time management.
  • Assist Advisors in organizing and implementing productivity-based campaigns.
  • Mailings - produce reports, create mailing lists, produce letters, mail to clients (includes monthly Review letters, Referral follow-ups, etc.)
  • Follow up on outstanding requests (e.g., transfers, withdrawals, death claims) with fund/insurance company.
  • Manage lead queue, address leads promptly and provide detailed status updates.
  • Create financial reports and tracking of leads.
  • Back to Reps (BTR’s) - resolve BTR’s in a timely manner
  • Take buy and sell orders from clients and place them with registered B/D for execution (mutual funds, annuities, insurance)
  • Work directly with Broker/Dealer, Annuity and Fund Companies when appropriate.
  • Schedule appointments for client meetings and maintain accurate records of appointments on financial advisor’s calendar.
  • Comply with Citadel’s and broker-dealer’s operation and security and compliance procedures.
  • Perform other duties as assigned.

Qualifications and Education Requirements

  • High School Diploma.
  • Bachelor’s Degree (preferred)
  • 5 years of customer service and financial industry experience.
  • Securities Industry Essentials (SIE) exam is required.
  • Series 6 and 63 licenses, or ability to obtain within the first 6 months in role.
  • Proficient skills in Microsoft Office products.
  • Sincere interest in providing outstanding member service.

Additional Skills/Notes

  • Ability to set priorities and handle multiple tasks in a fast-paced work environment.
  • Dependable, responsible contributor committed to excellence and success.
  • Highly motivated self-starter who can work independently with minimal supervision.
  • Must display traits such as integrity, work ethic and team-orientation.
  • Sincere interest in providing outstanding member service.
    • Ability to build and foster strong client relationships through strong member service.

 

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