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Sie Exam Jobs (NOW HIRING)

Baird

PWM Academy Branch Consultant

Milwaukee, WI · On-site

Securities Industry Essentials (SIE) Exam, Series 7 and Series 66 or Series 63 and Series 65 licenses or willingness to become licensed * Proficient in Microsoft Office suite (Word, Excel and ...

Chase

Relationship Banker - Bellmore, NY

Bellmore, NY · On-site

$18.75 - $24.75/hr

The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration (including 63 if required), and Life licenses are minimum requirements. All unlicensed applicants must obtain their ...

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How much do sie exam jobs pay per hour?

As of Sep 3, 2026, the average hourly pay for sie exam in the United States is $31.19, according to ZipRecruiter salary data. Most workers in this role earn between $28.12 and $34.38 per hour, depending on experience, location, and employer.

What is the SIE Exam?

An SIE Exam job typically refers to entry-level positions in the financial services industry that require passing the Securities Industry Essentials (SIE) Exam. The SIE Exam is administered by FINRA and tests knowledge of basic securities industry concepts. While passing the exam is a prerequisite for many financial roles, candidates also need to pass additional qualification exams to become fully registered. Common job roles requiring the SIE include financial advisors, brokers, and investment representatives.

How can I best prepare for the SIE Exam while working full-time?

Balancing SIE Exam preparation with full-time employment requires structured study planning and prioritizing key areas covered by the exam. Many candidates find success by dedicating consistent blocks of time each week, leveraging online study resources, and using official practice questions to track progress. Joining study groups or review courses can also provide motivation and supplement your understanding. Employers in the finance sector may even offer support or reimbursement for official prep materials, so it’s worth asking your current workplace about available resources.

What are the key skills and qualifications needed to thrive in the SIE Exam?

The SIE Exam (Securities Industry Essentials Exam) is an entry-level assessment rather than a professional job title; candidates preparing for it need a foundational understanding of financial markets, compliance, ethics, and basic securities concepts, often aided by preparatory coursework or self-study programs. Familiarity with online testing platforms and access to official study guides provided by FINRA or reputable training providers is highly beneficial. Discipline, strong time management, and effective self-study habits are crucial soft skills for success. Mastery of these skills ensures a solid preparation for the exam, which is essential for earning eligibility to pursue a career in the securities industry.

What can I do if I pass the Sie Exam?

Passing the Sie Exam allows you to pursue a career in securities industry roles, such as registered representative or financial advisor, often requiring registration with FINRA. It demonstrates foundational knowledge of securities, which is essential for licensing and further certifications like the Series 7 or Series 63. Successful candidates can seek employment at brokerage firms, investment companies, or financial institutions.

What roles require a Sie Exam?

The Securities Industry Essentials (SIE) Exam is required for entry-level roles in the securities industry, such as registered representatives, financial advisors, and broker-dealer employees. Passing the exam is often a prerequisite before pursuing additional licensing like the Series 6 or Series 7, and it demonstrates foundational knowledge of securities products and regulations.
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Sie Exam jobs near you
Infographic showing various Sie Exam job openings in the United States as of August 2026, with employment types broken down into 87% Full Time, and 13% Part Time. Highlights an 74% In-person, 13% Hybrid, and 13% Remote job distribution, with an average salary of $64,877 per year, or $31.2 per hour.

Financial Services Representative - State Farm Agent Team Member

Darrick Earegood - State Farm Agent

Big Rapids, MI • On-site

$50K - $140K/yr

Full-time

Medical, Life, Retirement, PTO

Re-posted 18 days ago

Job description

Benefits:
  • Salary PLUS Commission/Bonuses
  • 401(k)
  • Bonus based on performance
  • Competitive salary
  • Flexible schedule
  • Opportunity for advancement
  • Paid time off
  • Training & development

Financial Services Representative – State Farm Agent Team Member
Darrick Earegood Agency, a highly successful, award winning and well-respected firm, is seeking an ambitious
Financial Services Representative with expertise in financial products and services. If you love working with clients but feel
stuck in a cycle of endless cold calling and the challenges of a commission-only role, we want to connect with you!
Job Description
As a Financial Services Representative, you will join a dynamic team dedicated to transforming the way financial advising is done. We are looking for driven, collaborative, passionate, and customer-focused individuals to make a meaningful impact.
Your responsibilities will include:
  • Provide comprehensive financial planning and advice to State Farm customer households while maintaining and enhancing client relationships through active communication and support.
  • Partner with and learn from a career agent to develop a business plan and implement a client service model effectively.
  • Exhibit expertise in financial markets, sound business judgment, and unwavering integrity to prioritize clients’ best
    interests at every opportunity.
  • Educate clients on available tools and resources to manage their investments, offer holistic financial coaching, and ensure compliance with agency and industry regulations.
  • Hire a team of junior advisor(s) to work underneath you. You will receive commissions from their sales and have the ability to scale both your salary and variable compensation. The right candidate will transition into VP of Client Acquisition role within 2 years.
Qualifications

  • Minimum of 2 years of experience as a Financial Services Representative.
  • Proven success in acquiring clients, building, and maintaining strong client relationships, and collaborating effectively with key partners and team members.
  • Enthusiastic, self-motivated professional with a passion for helping clients achieve their financial goals.
  • Eagerness to learn and grow with the financial services industry.
  • Comfortability offering Advisory services, brokerage services, and variable life and annuity products.
Requirements
  • Bachelors degree preferred.
  • Active Securities Industry Essentials (SIE) Exam, Series 6, and/or 63, Series 65 and/or ChFC Licenses preferred.
  • Licensed in Life and Health Insurance with extensive knowledge of annuities and the life insurance industry preferred.