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Remote Sie Exam Jobs (NOW HIRING)

Osaic

Principal

Las Vegas, NV · Remote

$70K/yr

Remote Role Type: FT/Non-Exempt Salary: $70,000.00 per year + annual performance-based bonus Actual ... Completion of FINRA SIE exam. * FINRA Series 7 and 24 license, other FINRA licenses. Current ...

Osaic

Principal

Norcross, GA · Remote

$70K/yr

Remote Role Type: FT/Non-Exempt Salary: $70,000.00 per year + annual performance-based bonus Actual ... Completion of FINRA SIE exam. * FINRA Series 7 and 24 license, other FINRA licenses. Current ...

swipejobs LLC

Workplace Planning Consultant

Denver, CO · Remote

$55K - $69K/yr

Looking for a remote, entry-level or licensed financial advising role? This is your chance to join ... Active FINRA SIE, Series 7, and Series 66 (Series 63 + 65 accepted) · Partially Licensed or Early ...

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Remote Sie Exam information

What are the key skills and qualifications needed to thrive as a Remote SIE Exam Tutor, and why are they important?

To thrive as a Remote SIE Exam Tutor, you need a solid understanding of securities industry concepts, the SIE Exam content, and often a relevant financial certification or prior exam completion. Familiarity with online teaching platforms, digital whiteboards, and exam prep software is typically required. Exceptional communication, patience, and the ability to motivate and adapt to various learning styles are valuable soft skills. These skills ensure effective knowledge transfer, student engagement, and higher success rates for exam candidates in a remote learning environment.

What is a Remote SIE Exam?

A Remote SIE Exam refers to the Securities Industry Essentials (SIE) Exam that is taken online from a location outside a traditional test center, such as your home or office. The remote exam is proctored virtually to ensure security and integrity, using your computer’s webcam and microphone. Candidates must meet specific technical requirements and follow strict protocols during the exam. This option offers greater flexibility and convenience for test-takers who may not have easy access to a testing center.

What is the difference between Remote Sie Exam vs Remote Network Engineer?

AspectRemote Sie ExamRemote Network Engineer
Required CredentialsSie Exam certification, industry-specific knowledgeNetworking certifications (e.g., CCNA, CompTIA Network+)
Work EnvironmentPrimarily remote, often in testing centers or onlineRemote or on-site, depending on employer
Industry UsageTelecommunications, testing, and certification sectorsIT, telecommunications, and network infrastructure
Common Search/ComparisonYesYes

The Remote Sie Exam and Remote Network Engineer roles share some similarities in remote work settings and industry overlap. However, they differ mainly in required credentials and industry focus. The Sie Exam is certification-focused within testing and telecommunications sectors, while Network Engineers focus on designing and maintaining network systems with relevant certifications. Understanding these differences helps job seekers target the right roles based on their skills and career goals.

What are some common challenges faced by individuals working remotely as SIE Exam tutors or instructors?

Remote SIE Exam instructors often encounter challenges such as maintaining student engagement across virtual platforms and effectively addressing diverse learning needs without in-person cues. Managing time zones and coordinating with students who have varying schedules can also be demanding. Additionally, instructors must stay updated on regulatory changes and exam updates to provide accurate guidance. Building a supportive and interactive online learning environment is key to overcoming these hurdles and ensuring student success.
More about Remote Sie Exam jobs
What cities are hiring for Remote Sie Exam jobs? Cities with the most Remote Sie Exam job openings:
What are the most commonly searched types of Sie Exam jobs? The most popular types of Sie Exam jobs are:
What states have the most Remote Sie Exam jobs? States with the most job openings for Remote Sie Exam jobs include:
What job categories do people searching Remote Sie Exam jobs look for? The top searched job categories for Remote Sie Exam jobs are:
Remote Sie Exam jobs near you
Infographic showing various Remote Sie Exam job openings in the United States as of May 2026, with employment types broken down into 100% Full Time. Highlights an 100% Remote job distribution.

Principal

Osaic

Las Vegas, NV • Remote

$70K/yr

Other

Medical, Dental, Vision, Retirement

Posted 5 days ago

Osaic rating

8.2

Company rating: 8.2 out of 10

Based on 8 frontline employees who took The Breakroom Quiz

Job description

Current Employees and Contractors Apply HereOsaic Careers

Customer Service Opportunity in Financial Services

Job Title- Principal

Location(s):

Remote

Role Type: FT/Non-Exempt

Salary:$70,000.00 per year + annual performance-based bonus

Actual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, licensure, experience, and education.

Our competitive compensation is just one component of Osaic's total compensation package. Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days and much more. To view more details of what you can look forward to, visit our careers page:Osaic Benefits.

Summary:

As a member of our customer-facing organization, you will engage directly with our customers - over 11,000 Financial Professionals across the country, helping grow and support their firms. Working in a team environment, you will perform a wide variety of administrative and sales support duties supporting Investment Executives verifying compliance of transactions and documentation. A collaborative and entrepreneurial approach will drive success as you learn and navigate all aspects of Financial Professional support. Your contributions will ensure that our Financial Professionals get best-in-class service in every interaction with Osaic.

Education Requirements:

Bachelor's degree preferred, high school diploma (or equivalent) in combination with significant experience will be considered in lieu of degree. Minimum of high school diploma or equivalent is required.

Responsibilities:

  • Validate client documents for compliance, completeness, and accuracy. Handle requests via phone, Service Center, or document management system including executing trades as needed. Attention to established policies and procedures to ensure accuracy of execution and timeliness with respect to market deadlines is essential.
  • Maintain electronic client files/documentation on proprietary web-based software system
  • Provide the highest level of service and responsiveness to customers, ensuring client satisfaction continues to be a distinguishing selling point for Osaic Institutions in our market space.
  • Suggest and implement new policies and procedures based on business and regulatory changes.
  • Use experience and knowledge to determine appropriateness of client accounts and trades.
  • Recommend policies and procedures pertaining to approving and/or declining suitability of accounts and trades for clients.
  • All other duties as assigned.

Basic Requirements:

  • 1-2 years minimum of related experience
  • Proficiency at Microsoft Word, Excel, Internet Explorer, Outlook, PowerPoint.
  • Excellent communication & organizational skills.
  • Quick learner with basic technical skills to efficiently navigate through various systems.
  • STRONG customer focus orientation.
  • High attention to detail, analytical mindset, and problem-solving skills.
  • Be able to work independently and maintain elevated levels of quality.
  • Self-motivated individual capable of meeting departmental expectations and deadlines
  • Ability to participate and contribute to a team environment.

Preferred Requirements:

  • 3+ years' experience in financial services operations or broker-dealer setting.
  • Bachelor's degree in business, Finance or related field is preferred CRM experience / Salesforce experience.
  • Completion of FINRA SIE exam.
  • FINRA Series 7 and 24 license, other FINRA licenses.
Current Employees and Contractors Apply Here

About Osaic

Sourced by ZipRecruiter

Industry

Finance and insurance

Company size

1,001 - 5,000 Employees

Headquarters location

Phoenix, AZ, US

Year founded

2016

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