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Securities Operations Associate Jobs in Minnesota

Support Operations Associate I

Minneapolis, MN · On-site

$17.75 - $23/hr

Support Operations Associate I Bloomington, Minnesota Do you have a passion for providing ... The security industry, Alarm.com's business model, marketing strategies, and how we work together ...

Support Operations Associate I

Bloomington, MN · On-site

$17 - $22/hr

The security industry, Alarm.com's business model, marketing strategies, and how we work together ... ASSOCIATE REQUIREMENTS * Strong customer service orientation and disposition * Interest in ...

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Securities Operations Associate information

See Minnesota salary details

$11

$25

$52

How much do securities operations associate jobs pay per hour?

As of Jun 24, 2026, the average hourly pay for securities operations associate in Minnesota is $25.70, according to ZipRecruiter salary data. Most workers in this role earn between $17.40 and $29.66 per hour, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as a Securities Operations Associate, and why are they important?

To thrive as a Securities Operations Associate, you need strong analytical skills, attention to detail, and a degree in finance, business, or a related field. Familiarity with financial software such as Bloomberg, SWIFT, and settlement systems, as well as knowledge of industry regulations, is typically required. Exceptional organizational skills, effective communication, and the ability to multitask under pressure are important soft skills for this role. These skills ensure accurate trade processing, risk mitigation, and smooth financial operations within high-volume, fast-paced environments.

What is the average salary for an operations Associate in the US?

The average salary for a Securities Operations Associate in the US typically ranges from $50,000 to $70,000 annually, depending on experience, location, and the size of the firm. Entry-level roles may start lower, while experienced associates with certifications like CFA or CPA can earn higher salaries. Compensation often includes benefits such as bonuses and health insurance.

What does a securities operations associate do?

A securities operations associate is responsible for processing and reconciling securities transactions, ensuring accurate settlement and record-keeping. They work with trading platforms, perform compliance checks, and support the smooth functioning of the firm's securities activities, often using specialized software and adhering to industry regulations.

What is the difference between Securities Operations Associate vs Securities Analyst?

AspectSecurities Operations AssociateSecurities Analyst
Primary RoleSupports daily securities transactions, reconciliations, and trade processingAnalyzes securities markets, evaluates investment opportunities, and provides research
Required SkillsAttention to detail, knowledge of trading systems, compliance understandingFinancial analysis, market research, valuation skills
CertificationsTypically none required, but CFA Level I may be beneficialCFA Level I or II often preferred
Work EnvironmentBack-office, operational teams within financial firmsResearch departments, investment firms, asset management

While Securities Operations Associates focus on processing and supporting securities transactions, Securities Analysts analyze market data and provide investment insights. Both roles require financial knowledge, but their daily tasks and career paths differ significantly.

What are Securities Operations Associates?

Securities Operations Associates are professionals who support the processing, settlement, and administration of financial securities transactions for banks, investment firms, or other financial institutions. They ensure trades are accurately recorded, resolved, and reconciled, while also handling compliance and risk management tasks. Their work is essential for the smooth functioning of financial markets, as they help minimize errors and maintain regulatory standards. Securities Operations Associates often liaise between trading desks, back office teams, and external parties to resolve discrepancies and facilitate timely settlements.

What jobs pay 2000 a day?

Jobs that pay around $2,000 a day typically include high-level roles such as investment bankers, senior traders, specialized surgeons, or certain corporate executives. These positions often require advanced skills, extensive experience, and sometimes certifications or licenses, and they may involve long hours or high-pressure environments.

What job makes $10,000 a month without a degree?

A Securities Operations Associate typically does not earn $10,000 a month without specialized experience or certifications. High-paying roles in finance or sales, such as investment bankers, real estate brokers, or successful entrepreneurs, can reach that level without a degree, but they often require significant skills, networking, or industry knowledge. Most jobs with such income levels generally demand experience, certifications, or entrepreneurial success rather than just a job title alone.

What are some typical challenges faced by Securities Operations Associates in ensuring accurate trade settlement?

Securities Operations Associates often encounter challenges related to tight settlement deadlines, high transaction volumes, and the need to resolve trade discrepancies quickly. Effective communication with brokers, custodians, and internal teams is essential to troubleshoot issues such as unmatched trades or failed settlements. Staying organized and detail-oriented helps prevent costly errors and ensures compliance with regulatory requirements. The fast-paced environment requires adaptability and a proactive approach to problem-solving.
What are popular job titles related to Securities Operations Associate jobs in Minnesota? For Securities Operations Associate jobs in Minnesota, the most frequently searched job titles are:
What job categories do people searching Securities Operations Associate jobs in Minnesota look for? The top searched job categories for Securities Operations Associate jobs in Minnesota are:
What cities in Minnesota are hiring for Securities Operations Associate jobs? Cities in Minnesota with the most Securities Operations Associate job openings:
Operations Associate, Client Services

Operations Associate, Client Services

Colliers

Minneapolis, MN • On-site

$60K - $75K/yr

Full-time

Medical, Dental, Life, Retirement

Posted 8 days ago


Colliers rating

7.0

Company rating: 7.0 out of 10

Based on 25 frontline employees who took The Breakroom Quiz

92nd of 154 rated real estate companies


Job description

Make your next move an expert one.
At Colliers it's not our success that sets us apart, it's how we achieve it. Our people are passionate, take ownership and always do what's right for our clients, people and communities.
Why Colliers?
Our enterprising environment needs your expertise to facilitate Colliers' continued growth as an industry leader. Our nimble, decentralized culture can provide you with a wealth of opportunities to learn about our business and quickly gain experience to accelerate your career.
SUMMARY
The Operations Associate is responsible for supporting the daily activities of the Operations Department and providing operational and client service support to registered representatives and internal stakeholders. This role assists with brokerage account servicing, transaction processing, regulatory documentation, and operational controls to ensure efficient and compliant business operations.
ESSENTIAL DUTIES AND RESPONSIBILITIES
  • Provide high-quality service and operational support to registered representatives, support staff, and clients
  • Prepare account documentation and related account correspondence
  • Open, maintain, and service brokerage accounts in accordance with firm policies and regulatory requirements
  • Research and resolve customer inquiries in a timely and professional manner
  • Respond to inquiries from our clearing firm regarding customer transactions and account activity
  • Initiate and review requests for money movement in accordance with firm procedures and controls
  • Perform margin reconciliation and assist with monitoring margin related activities
  • Troubleshoot and resolve operational processing issues
  • Assist with trade processing and reconciliation of trade-related discrepancies
  • Participate in operational and service-related projects and initiatives
  • Ensure required account documentation and records are maintained in accordance with firm and regulatory standards
  • Perform representative registration reconciliation and related operational checks
  • Support internal audit preparation and help enforce internal procedures and operational controls
  • Ensure activities comply with firm policies and applicable regulatory requirements
  • Cross-train on operational functions performed across the team to support business continuity
  • Other duties as assigned

REQUIRED EDUCATION AND EXPERIENCE
  • High School Diploma or equivalent GED required, bachelor's degree preferred
  • 2-5 years of brokerage operations or related financial services experience preferred
  • Prior experience within the broker-dealer or securities industry required

COMPETENCIES
  • Working knowledge of brokerage operations processes and procedures
  • Understanding of regulatory requirements applicable to broker-dealer operations
  • Ability to process requests in accordance with firm policies, procedures, and regulatory requirements
  • Strong written and verbal communication skills
  • Strong analytical and problem-solving abilities
  • Ability to manage multiple tasks while maintaining strong attention to detail and accuracy
  • Strong organizational and time management skills

CERTIFICATES, LICENSES, REGISTRATION
Ability to obtain FINRA Series 99 preferred.
JOB EXPECTATIONS
This is a full-time position in office five days a week. Days of work are Monday through Friday during standard business hours. Regular and reliable attendance required.
BENEFITS
We offer a comprehensive benefits package for employees and their families including medical and dental plan; 401k plan including company matching; firm funded life and disability insurance.
Pursuant to the laws regarding job postings where the position is located in, Colliers is disclosing the following information:
Area/Location Specific: Minneapolis, MN
Approximate Compensation Range for this Role: $28.85 - $36.06 (~$60,000 - $75,000 annualized)
Our compensation ranges are determined by role, level, and location. The range displayed on this job posting reflects the minimum and maximum target for new hire salaries for the position across all US locations. Within the range, individual pay is determined by work location and additional factors, including job-related skills, experience, and relevant education or training.
#LI-KS1
#LI-Onsite
Make your next move an expert one and join us as we lead the industry into the future.
Direct applicants only please, no agencies.
Colliers provides equal employment opportunity to all persons. No employee or applicant for employment will be discriminated against because of race, creed, origin, marital status, sexual orientation, age, otherwise qualified disabled or veteran status or any other characteristic protected by law. If you are a qualified applicant who requires reasonable accommodation to complete a job application, pre-employment testing, a job interview or to otherwise participate in the hiring process, please contact accommodations@colliers.com

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