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Securities Attorney Jobs (NOW HIRING)

Dauntless Discovery

Attorney - Securities

Rochester, NY · On-site

$139K - $177K/yr

Our client, a well-known regional law firm with a national presence is seeking a mid-level securities and capital markets attorney with four to eight years of experience for the firm's Rochester ...

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$83.5K

$133.2K

$165.5K

How much do securities attorney jobs pay per year?

As of May 29, 2026, the average yearly pay for securities attorney in the United States is $133,202.00, according to ZipRecruiter salary data. Most workers in this role earn between $117,000.00 and $149,000.00 per year, depending on experience, location, and employer.

What Does a Securities Attorney Do?

A securities attorney handles legal matter related to the financial assets of a client. As a securities attorney, you typically specialize in regulatory, transactional, or litigation work. Your job duties vary by your specialization. Regulatory lawyers deal with investment laws and regulations, transactional lawyers deal with acquisitions and mergers for a company, and those involved in litigation represent their clients in court for financial disputes or lawsuits. Qualifications to pursue the career include a law degree from an accredited school and extensive experience in financial law. You must also pass the bar exam for your state to receive the proper licensure.

What are the key skills and qualifications needed to thrive as a Securities Attorney, and why are they important?

To thrive as a Securities Attorney, you need a Juris Doctor (JD) degree, state bar admission, and deep knowledge of securities laws and regulations such as the Securities Act of 1933 and the Securities Exchange Act of 1934. Familiarity with legal research databases like Westlaw or LexisNexis and, in some cases, FINRA certifications or experience with SEC filings are important technical qualifications. Strong analytical abilities, meticulous attention to detail, and excellent communication skills help attorneys interpret complex regulations and advise clients effectively. These competencies are vital to ensure compliance, manage legal risks, and represent clients in securities transactions or litigation.

What are some common challenges Securities Attorneys face when advising clients on regulatory compliance?

Securities Attorneys often encounter challenges in keeping up with frequently changing regulations from bodies like the SEC and FINRA. Advising clients requires a deep understanding of complex laws and the ability to interpret how new rules impact specific business practices. Additionally, balancing the client’s business goals with strict compliance requirements can be demanding, especially when dealing with high-stakes transactions or potential enforcement actions. Collaboration with compliance teams and ongoing education are essential to stay current and provide effective guidance.

What is the difference between Securities Attorney vs Securities Compliance Officer?

AspectSecurities AttorneySecurities Compliance Officer
Required CredentialsJuris Doctor (JD), State Bar AdmissionBachelor's degree, often with securities or finance certifications
Work EnvironmentLaw firms, corporate legal departments, regulatory agenciesFinancial institutions, corporations, compliance departments
Industry UsageLegal advice, regulatory compliance, litigationMonitoring, implementing, and enforcing compliance policies

While both roles focus on securities regulations, a Securities Attorney provides legal advice and handles litigation, whereas a Securities Compliance Officer ensures ongoing adherence to securities laws within organizations. The attorney typically has a law degree and bar admission, working in legal settings, while the compliance officer often has a finance or related background, working within financial firms to maintain compliance.

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Securities Attorney jobs near you
Infographic showing various Securities Attorney job openings in the United States as of May 2026, with employment types broken down into 95% Full Time, 3% Part Time, 1% Temporary, and 1% Contract. Highlights an 75% Physical, 7% Hybrid, and 18% Remote job distribution, with an average salary of $133,202 per year, or $64 per hour.
Attorney - Securities

Attorney - Securities

Dauntless Discovery

Rochester, NY • On-site

$139K - $177K/yr

Full-time

Posted 27 days ago

Job description

Our client, a well-known regional law firm with a national presence is seeking a mid-level securities and capital markets attorney with four to eight years of experience for the firm's Rochester office. Experience representing issuers and investment banks in public and private offerings of securities, advising publicly traded companies on compliance with the Securities Exchange Act of 1934, exchange listing standards and corporate governance required. Candidates must have relevant prior law firm experience and the ability to work collaboratively in a team environment. A passion for client service is essential. The successful candidate will have excellent drafting and negotiation experience and strong academics.
As of this posting, the estimated annual base salary range for this position is $139,000 - $177,000. Actual base salary will be based upon criteria such as qualifications, experience and skill level.
This is a client focused firm with a highly regarded securities/capital markets practice and an excellent reputation including numerous Chambers rankings.
The firm offers a work/life balance and a progressive bonus structure.
Equal Employment Opportunity
Dauntless Discovery is committed to equal employment opportunity. It is our policy to refer individuals based on merit and qualifications without any regard to race, creed, color, religion, national origin, sex, age, marital status, sexual orientation, disability, veteran status or any other illegal consideration.

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