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Securities Attorney Jobs (NOW HIRING)

Collaborate with corporate, tax, real estate, and securities attorneys * Identify legal risks and provide practical business-focused solutions * Manage multiple sophisticated transactions ...

Collaborate with corporate, tax, real estate, and securities attorneys * Identify legal risks and provide practical business-focused solutions * Manage multiple sophisticated transactions ...

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Securities Attorney information

See salary details

$83.5K

$133.2K

$165.5K

How much do securities attorney jobs pay per year?

As of Jul 19, 2026, the average yearly pay for securities attorney in the United States is $133,202.00, according to ZipRecruiter salary data. Most workers in this role earn between $117,000.00 and $149,000.00 per year, depending on experience, location, and employer.

What Does a Securities Attorney Do?

A securities attorney handles legal matter related to the financial assets of a client. As a securities attorney, you typically specialize in regulatory, transactional, or litigation work. Your job duties vary by your specialization. Regulatory lawyers deal with investment laws and regulations, transactional lawyers deal with acquisitions and mergers for a company, and those involved in litigation represent their clients in court for financial disputes or lawsuits. Qualifications to pursue the career include a law degree from an accredited school and extensive experience in financial law. You must also pass the bar exam for your state to receive the proper licensure.

What are some common challenges Securities Attorneys face when advising clients on regulatory compliance?

Securities Attorneys often encounter challenges in keeping up with frequently changing regulations from bodies like the SEC and FINRA. Advising clients requires a deep understanding of complex laws and the ability to interpret how new rules impact specific business practices. Additionally, balancing the client’s business goals with strict compliance requirements can be demanding, especially when dealing with high-stakes transactions or potential enforcement actions. Collaboration with compliance teams and ongoing education are essential to stay current and provide effective guidance.

What does a Securities Attorney do?

A Securities Attorney specializes in laws and regulations related to stocks, bonds, and other investment instruments. They provide legal advice to companies, financial institutions, and investors on compliance with securities laws, assist with public offerings and private placements, and represent clients in regulatory investigations or litigation. Their work ensures that financial transactions meet legal requirements, helping to prevent fraud and protect investors. Securities attorneys may also draft disclosure documents, review contracts, and advise on mergers and acquisitions involving securities.

What is the difference between Securities Attorney vs Securities Compliance Officer?

AspectSecurities AttorneySecurities Compliance Officer
Required CredentialsJuris Doctor (JD), State Bar AdmissionBachelor's degree, often with securities or finance certifications
Work EnvironmentLaw firms, corporate legal departments, regulatory agenciesFinancial institutions, corporations, compliance departments
Industry UsageLegal advice, regulatory compliance, litigationMonitoring, implementing, and enforcing compliance policies

While both roles focus on securities regulations, a Securities Attorney provides legal advice and handles litigation, whereas a Securities Compliance Officer ensures ongoing adherence to securities laws within organizations. The attorney typically has a law degree and bar admission, working in legal settings, while the compliance officer often has a finance or related background, working within financial firms to maintain compliance.

What are the key skills and qualifications needed to thrive as a Securities Attorney, and why are they important?

To thrive as a Securities Attorney, you need a Juris Doctor (JD) degree, state bar admission, and deep knowledge of securities laws and regulations such as the Securities Act of 1933 and the Securities Exchange Act of 1934. Familiarity with legal research databases like Westlaw or LexisNexis and, in some cases, FINRA certifications or experience with SEC filings are important technical qualifications. Strong analytical abilities, meticulous attention to detail, and excellent communication skills help attorneys interpret complex regulations and advise clients effectively. These competencies are vital to ensure compliance, manage legal risks, and represent clients in securities transactions or litigation.
What cities are hiring for Securities Attorney jobs? Cities with the most Securities Attorney job openings:
What are the most commonly searched types of Securities Attorney jobs? The most popular types of Securities Attorney jobs are:
Who are the top companies hiring for Securities Attorney jobs? The top employers for Securities Attorney jobs are:
What states have the most Securities Attorney jobs? States with the most job openings for Securities Attorney jobs include:
What are popular job titles related to Securities Attorney jobs? For Securities Attorney jobs, the most frequently searched job titles are:
Infographic showing various Securities Attorney job openings in the United States as of July 2026, with employment types broken down into 91% Full Time, 8% Part Time, and 1% Contract. Highlights an 79% Physical, 7% Hybrid, and 14% Remote job distribution, with an average salary of $133,202 per year, or $64 per hour.

Securities & Capital Markets Attorney

Team Bss

Rochester, NY

$139K - $177K/yr

Full-time

Posted 9 days ago


Job description

Securities & Capital Markets Attorney

Rochester, NY (Relocation available) | Full-Time | In Office |1,800 annual billable hours | Exempt | $139,000 - $177,000 annually | Other office location available in Buffalo, NY


ABOUT THE ROLE

Are you looking to build your securities and capital markets practice with sophisticated transactional work while maintaining a collaborative, team-first environment? Join one of Western New York's premier business law practices, where you'll advise publicly traded companies, private businesses, issuers, and underwriters on complex capital markets transactions and corporate governance matters.

This opportunity is ideal for an attorney with 4-8 years of securities law experience who wants exposure to high-quality public and private offerings without the pressure of developing an immediate book of business. You'll work alongside experienced attorneys on sophisticated transactions while building long-term client relationships and expanding your technical expertise in securities regulation, SEC compliance, and corporate governance.

WHY YOU'LL LOVE WORKING HERE!
  • Competitive salary of $139,000-$177,000
  • Relocation & NY Bar assistance available for qualified candidates
  • Opportunity to work on sophisticated public and private capital markets transactions
  • No portable book of business required
  • Collaborative team with direct partner mentorship
  • Meaningful client interaction and business counseling responsibilities
  • High-quality corporate and securities practice with established clients
  • Strong professional development and advancement opportunities
  • Supportive culture that encourages long-term career growth
  • Rochester or Buffalo office options
  • Candidates relocating to New York may begin as a Law Clerk while completing New York Bar admission requirements
WHAT YOU'LL DO
  • Advise public and private companies on securities law compliance
  • Represent issuers and underwriters in public and private securities offerings
  • Counsel publicly traded companies regarding SEC reporting obligations and ongoing compliance
  • Advise clients on the Securities Exchange Act of 1934 and related federal securities regulations
  • Draft and review securities filings, offering documents, disclosure materials, and corporate governance documents
  • Counsel clients regarding stock exchange listing standards and governance requirements
  • Assist with mergers, acquisitions, financings, and other strategic corporate transactions
  • Perform legal research and provide practical business-focused advice
  • Collaborate with attorneys across corporate, finance, tax, and litigation practice groups
  • Build trusted relationships with sophisticated business clients
WHAT MAKES YOU A GREAT FIT
  • Juris Doctor (JD) from an accredited law school
  • Active admission to the New York State Bar or willingness to obtain admission promptly
  • 4-8 years of securities and capital markets experience
  • Experience representing issuers and/or underwriters
  • Strong knowledge of SEC regulations and federal securities laws
  • Experience advising public companies on corporate governance matters
  • Exceptional legal research, drafting, and analytical skills
  • Excellent written and verbal communication abilities
  • Strong client service mindset and sound professional judgment
  • Ability to thrive in a collaborative law firm environment

Preferred

  • Experience within a mid-sized or large law firm
  • Background advising publicly traded companies
  • Experience with securities offerings and ongoing reporting obligations
  • Strong transactional drafting experience
  • Writing samples are encouraged with your application and may be requested during the hiring process (required for litigation positions)
ABOUT THE FIRM

This respected full-service law firm has built a longstanding reputation for delivering sophisticated legal counsel to businesses, financial institutions, healthcare organizations, manufacturers, educational institutions, and nonprofit organizations throughout New York and beyond. Attorneys benefit from a highly collaborative environment where mentorship, professional development, and client service are core values. Rather than emphasizing internal competition, the firm invests in long-term attorney success through meaningful work, cross-practice collaboration, and opportunities for career advancement.

Attorneys appreciate working at a firm that values collaboration over competition. With sophisticated corporate work, accessible leadership, strong mentorship, reasonable billable expectations, and a culture that supports professional development, attorneys can focus on delivering exceptional client service while building rewarding, long-term careers. Whether you're expanding your securities practice or relocating to New York, you'll find the resources, flexibility, and support needed to thrive.


DISCLOSURES

New York Salary Transparency:
Salary range: $139,000-$177,000 annually. Final compensation will be based on experience, qualifications, skills, and other job-related factors.

Licensure Requirement:

  • Active admission to the New York State Bar is required, or candidates must be willing and eligible to obtain admission.
  • Attorneys relocating to New York may be hired as a Law Clerk until New York Bar admission is completed.

Billable Hours:

  • Annual billable expectation is 1,800 hours.

Work Authorization:

  • Applicants must be authorized to work in the United States.
  • Visa sponsorship is not available.

Equal Employment Opportunity:

The firm is an Equal Opportunity Employer and considers qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity or expression, age, national origin, disability, veteran status, or any other status protected under applicable federal, state, or local law.

Reference #: BSS 25-03485