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Securities Attorney Jobs in California (NOW HIRING)

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Securities Attorney information

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$82.4K

$131.5K

$163.3K

How much do securities attorney jobs pay per year?

As of Aug 18, 2026, the average yearly pay for securities attorney in California is $131,458.00, according to ZipRecruiter salary data. Most workers in this role earn between $115,500.00 and $147,000.00 per year, depending on experience, location, and employer.

What does a securities attorney do?

A securities attorney handles legal matter related to the financial assets of a client. As a securities attorney, you typically specialize in regulatory, transactional, or litigation work. Your job duties vary by your specialization. Regulatory lawyers deal with investment laws and regulations, transactional lawyers deal with acquisitions and mergers for a company, and those involved in litigation represent their clients in court for financial disputes or lawsuits. Qualifications to pursue the career include a law degree from an accredited school and extensive experience in financial law. You must also pass the bar exam for your state to receive the proper licensure.

What does a securities attorney do?

A Securities Attorney specializes in laws and regulations related to stocks, bonds, and other investment instruments. They provide legal advice to companies, financial institutions, and investors on compliance with securities laws, assist with public offerings and private placements, and represent clients in regulatory investigations or litigation. Their work ensures that financial transactions meet legal requirements, helping to prevent fraud and protect investors. Securities attorneys may also draft disclosure documents, review contracts, and advise on mergers and acquisitions involving securities.

What are the key skills and qualifications needed to thrive as a securities attorney, and why are they important?

To thrive as a Securities Attorney, you need a Juris Doctor (JD) degree, state bar admission, and deep knowledge of securities laws and regulations such as the Securities Act of 1933 and the Securities Exchange Act of 1934. Familiarity with legal research databases like Westlaw or LexisNexis and, in some cases, FINRA certifications or experience with SEC filings are important technical qualifications. Strong analytical abilities, meticulous attention to detail, and excellent communication skills help attorneys interpret complex regulations and advise clients effectively. These competencies are vital to ensure compliance, manage legal risks, and represent clients in securities transactions or litigation.

What are some common challenges securities attorneys face when advising clients on regulatory compliance?

Securities Attorneys often encounter challenges in keeping up with frequently changing regulations from bodies like the SEC and FINRA. Advising clients requires a deep understanding of complex laws and the ability to interpret how new rules impact specific business practices. Additionally, balancing the client’s business goals with strict compliance requirements can be demanding, especially when dealing with high-stakes transactions or potential enforcement actions. Collaboration with compliance teams and ongoing education are essential to stay current and provide effective guidance.

What is the difference between Securities Attorney vs Securities Compliance Officer?

AspectSecurities AttorneySecurities Compliance Officer
Required CredentialsJuris Doctor (JD), State Bar AdmissionBachelor's degree, often with securities or finance certifications
Work EnvironmentLaw firms, corporate legal departments, regulatory agenciesFinancial institutions, corporations, compliance departments
Industry UsageLegal advice, regulatory compliance, litigationMonitoring, implementing, and enforcing compliance policies

While both roles focus on securities regulations, a Securities Attorney provides legal advice and handles litigation, whereas a Securities Compliance Officer ensures ongoing adherence to securities laws within organizations. The attorney typically has a law degree and bar admission, working in legal settings, while the compliance officer often has a finance or related background, working within financial firms to maintain compliance.

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Securities Attorney jobs near you
Infographic showing various Securities Attorney job openings in California as of August 2026, with employment types broken down into 97% Full Time, 2% Part Time, and 1% Contract. Highlights an 79% Physical, 10% Hybrid, and 11% Remote job distribution, with an average salary of $131,458 per year, or $63.2 per hour.

Director, Corporate and Securities Counsel

Roblox

San Mateo, CA • Hybrid

Full-time

Re-posted 22 days ago

Job description

Director, Corporate and Securities Counsel

We are seeking a seasoned Corporate and Securities attorney to join our expanding legal team. Reporting to the VP, Deputy General Counsel and Chief Compliance Officer, you will lead securities law and governance matters while managing a small team of legal professionals. You will drive process improvements and operational efficiencies while serving as a strategic business partner to the finance, equity, people, and leadership teams.

This role will be based at our San Mateo, CA headquarters (hybrid with Tues-Thurs in office days) and reports into the Deputy General Counsel-Chief Compliance Officer. 

You will:

  • Direct the preparation and filing of SEC reports (10-K, 10-Q, 8-K) and ensure NYSE compliance, leveraging AI tools to enhance disclosure drafting and consistency.
  • Oversee the preparation and review of earnings releases and public announcements in collaboration with Finance, Investor Relations, and Marketing.
  • Manage board and committee logistics, including agendas, materials, minutes, action items and corporate governance matters.
  • Oversee the management of domestic and international subsidiaries, including intercompany funding, incorporations, and annual maintenance.
  • Provide legal advice and support in connection with stock plans, executive compensation, investor relations, shareholder outreach, affiliate transactions, and other corporate matters
  • Lead legal efforts for capital markets transactions
  • Lead the annual meeting and proxy process, leveraging AI tools to enhance disclosure drafting and stakeholder engagement.
  • Own and continuously improve insider trading compliance, including policies, training, trading windows, and Rule 10b5-1 administration, incorporating automation and self-service AI tools.
  • Support capital markets activities, including share repurchases, debt financing, and associated disclosure considerations.
  • Develop and implement corporate policies, including Code of Conduct, anti-bribery, AML, and sanctions compliance.
  • Partner with the legal and advocacy team to advise senior management and the board on corporate governance trends and regulatory developments.
  • Partner with cross-functional teams, including finance, controller, tax, corporate communications, marketing, product compliance and other legal professionals on various projects
  • Provide strategic leadership and mentorship to the corporate legal team, focusing on workload prioritization and process standardization.

You Have:

  • Strong academic credentials and are a California admitted lawyer
  • 12+ years of legal experience with public company in house experience highly preferred
  • Outstanding communication skills, both written and verbal, including the ability to advocate for a position while maintaining a collaborative and open-minded approach
  • Proven ability to manage teams and influence stakeholders at all levels of the organization, including the executive leadership team
  • Ability to thrive in a fast-paced environment and to manage time-sensitive matters
  • Strong project management skills and the ability to prioritize multiple competing deadlines
  • Ability to work efficiently both independently and in cross-functional teams, multitask with ease, and skillfully manage internal and external stakeholders
  • Ease in using AI to improve processes and document preparation
  • A highly team-oriented nature about you
  • Flexibility as to the types of projects assigned
  • The willingness to become an expert in new matters
  • Solid business acumen

Apply