ZipRecruiter

Log In

1

Securities Attorney Jobs (NOW HIRING)

Maine

Attorney

Gardiner, ME

$67K - $94K/yr

The Maine Bureau of Insurance seeks an attorney to provide legal assistance to various work units, including the Financial Analysis Division, Examination Division, and Market Conduct Unit. Department ...

next page

Showing results 1-20

All JobsSecurities Attorney Jobs

Securities Attorney information

See salary details

$83.5K

$133.2K

$165.5K

How much do securities attorney jobs pay per year?

As of Jun 28, 2026, the average yearly pay for securities attorney in the United States is $133,202.00, according to ZipRecruiter salary data. Most workers in this role earn between $117,000.00 and $149,000.00 per year, depending on experience, location, and employer.

What Does a Securities Attorney Do?

A securities attorney handles legal matter related to the financial assets of a client. As a securities attorney, you typically specialize in regulatory, transactional, or litigation work. Your job duties vary by your specialization. Regulatory lawyers deal with investment laws and regulations, transactional lawyers deal with acquisitions and mergers for a company, and those involved in litigation represent their clients in court for financial disputes or lawsuits. Qualifications to pursue the career include a law degree from an accredited school and extensive experience in financial law. You must also pass the bar exam for your state to receive the proper licensure.

What are some common challenges Securities Attorneys face when advising clients on regulatory compliance?

Securities Attorneys often encounter challenges in keeping up with frequently changing regulations from bodies like the SEC and FINRA. Advising clients requires a deep understanding of complex laws and the ability to interpret how new rules impact specific business practices. Additionally, balancing the client’s business goals with strict compliance requirements can be demanding, especially when dealing with high-stakes transactions or potential enforcement actions. Collaboration with compliance teams and ongoing education are essential to stay current and provide effective guidance.

What does a Securities Attorney do?

A Securities Attorney specializes in laws and regulations related to stocks, bonds, and other investment instruments. They provide legal advice to companies, financial institutions, and investors on compliance with securities laws, assist with public offerings and private placements, and represent clients in regulatory investigations or litigation. Their work ensures that financial transactions meet legal requirements, helping to prevent fraud and protect investors. Securities attorneys may also draft disclosure documents, review contracts, and advise on mergers and acquisitions involving securities.

What is the difference between Securities Attorney vs Securities Compliance Officer?

AspectSecurities AttorneySecurities Compliance Officer
Required CredentialsJuris Doctor (JD), State Bar AdmissionBachelor's degree, often with securities or finance certifications
Work EnvironmentLaw firms, corporate legal departments, regulatory agenciesFinancial institutions, corporations, compliance departments
Industry UsageLegal advice, regulatory compliance, litigationMonitoring, implementing, and enforcing compliance policies

While both roles focus on securities regulations, a Securities Attorney provides legal advice and handles litigation, whereas a Securities Compliance Officer ensures ongoing adherence to securities laws within organizations. The attorney typically has a law degree and bar admission, working in legal settings, while the compliance officer often has a finance or related background, working within financial firms to maintain compliance.

What are the key skills and qualifications needed to thrive as a Securities Attorney, and why are they important?

To thrive as a Securities Attorney, you need a Juris Doctor (JD) degree, state bar admission, and deep knowledge of securities laws and regulations such as the Securities Act of 1933 and the Securities Exchange Act of 1934. Familiarity with legal research databases like Westlaw or LexisNexis and, in some cases, FINRA certifications or experience with SEC filings are important technical qualifications. Strong analytical abilities, meticulous attention to detail, and excellent communication skills help attorneys interpret complex regulations and advise clients effectively. These competencies are vital to ensure compliance, manage legal risks, and represent clients in securities transactions or litigation.
More about Securities Attorney jobs
What cities are hiring for Securities Attorney jobs? Cities with the most Securities Attorney job openings:
What are the most commonly searched types of Securities Attorney jobs? The most popular types of Securities Attorney jobs are:
Who are the top companies hiring for Securities Attorney jobs? The top employers for Securities Attorney jobs are:
What states have the most Securities Attorney jobs? States with the most job openings for Securities Attorney jobs include:
What job categories do people searching Securities Attorney jobs look for? The top searched job categories for Securities Attorney jobs are:
What are popular job titles related to Securities Attorney jobs? For Securities Attorney jobs, the most frequently searched job titles are:
Securities Attorney jobs near you
Infographic showing various Securities Attorney job openings in the United States as of June 2026, with employment types broken down into 93% Full Time, 5% Part Time, 1% Temporary, and 1% Contract. Highlights an 82% Physical, 7% Hybrid, and 11% Remote job distribution, with an average salary of $133,202 per year, or $64 per hour.

Corporate Counsel - Securities Attorney

UL Solutions

Northbrook, IL • On-site

$170K - $190K/yr

Full-time

Medical, Dental, Vision, Retirement, PTO

Posted 7 days ago

UL Solutions rating

8.5

Company rating: 8.5 out of 10

Based on 26 frontline employees who took The Breakroom Quiz

19th of 103 rated laboratories

Job description


As a member of the Legal team, reporting to the Vice President of Legal and Assistant Corporate Secretary, you will serve as a primary attorney for UL Solutions' corporate and business leadership. A Counsel acts as a trusted legal advisor and provides legal counseling and advice on matters of significant legal impact to UL Solutions, including in respect of securities, public company corporate governance and executive compensation.
Responsibilities
  • Advise business partners, corporate functions and senior leadership on securities law matters, corporate governance, corporate restructuring and executive compensation.
  • Review and draft SEC filings and investor materials and collaborate with Investor Relations, Accounting, Finance and Communications regarding the same.
  • Work with the Corporate Secretary and Assistant Corporate Secretary in the coordination and administration of key facets of UL Solutions' Board and Committee meetings, including the preparation of materials and working with senior leadership to finalize their materials.
  • Participate in special projects furthering the strategic goals and initiatives of UL Solutions.
  • Assist in developing, refining and overseeing policies, processes, and organizational controls to ensure UL Solutions' compliance with applicable laws and regulations around the globe.
  • Support UL Solutions Legal with respect to strategic initiatives and M&A transactions. Consult and coordinate with other UL Solutions attorneys, as well as external counsel, as appropriate.
  • Read and follow the UL Solutions Standards of Business Conduct, and follow all physical and digital security practices.
  • Partner with, and oversee execution of directives from, the Vice President of Legal and Assistant Corporate Secretary.
  • Perform other duties as directed.

Qualifications
  • JD from a top-tier law school and bar admission plus generally 5+ years relevant experience at a law firm and/or fast-paced and innovative global business operations environment
  • Extensive experience working on securities law matters, including drafting and reviewing SEC filings
  • Extensive experience advising clients and corporate governance matters
  • Extensive experience working in a team environment and collaborating with others to address complex legal and business issues
  • Experience in corporate restructuring, financing and/or M&A matters preferred
  • Occasional travel may be required

What We Offer:
Total Rewards: We understand compensation is an important factor as you consider the next step in your career. The estimated salary range for this position is $170,000 - $190,000 and is based on multiple factors, including job-related knowledge/skills, experience, geographical location, as well as other factors. This position is eligible for annual bonus compensation with a target payout of 20% of the base salary. This position also provides health benefits such as medical, dental and vision; wellness benefits such as mental and financial health; and retirement savings (401K) commensurate with the standard rewards offered in each individual location or country. We also provide full-time employees with paid time off including vacation (15 days), holiday including floating holidays (12 days) and sick time off (72 hours).
#LI-Hybrid
#LI-EG1
About Us
A global leader in applied safety science, UL Solutions (NYSE: ULS) transforms safety, security and sustainability challenges into opportunities for customers in more than 110 countries. UL Solutions delivers testing, inspection and certification services, together with software products and advisory offerings, that support our customers' product innovation and business growth. The UL Mark serves as a recognized symbol of trust in our customers' products and reflects an unwavering commitment to advancing our safety mission. We help our customers innovate, launch new products and services, navigate global markets and complex supply chains, and grow sustainably and responsibly into the future. Our science is your advantage.

What UL Solutions employees say

Pay

Benefits

Hours and flexibility

Workplace

Get the full story on Breakroom

Apply