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Remote Finra Compliance Officer Jobs (NOW HIRING)

Finalsite

Chief Compliance Officer

Glastonbury, CT · On-site +1

... Chief Compliance Officer (CCO) is the senior executive responsible for building, leading, and ... LOCATION 100% Remote - Anywhere within the US RESPONSIBILITIES • Owns and leads Finalsite ...

Finalsite

Chief Compliance Officer

Glastonbury, CT · Remote

... Chief Compliance Officer (CCO) is the senior executive responsible for building, leading, and ... LOCATION 100% Remote - Anywhere within the US RESPONSIBILITIES ● Owns and leads Finalsite ...

Utah State University

Compliance Officer SR

Logan, UT · Remote

... a Compliance Officer SR as the principal leader for healthcare compliance, privacy, and security ... This position is not eligible for remote work. * Directs the day-to-day administration of the SCCE ...

Plume

Compliance Director

  • Medical

  • Retirement

As the Chief Compliance Officer for Plume's broker-dealer and transfer agent operations, you will ... Monitor and interpret regulatory changes from the SEC, FINRA, and other relevant authorities, and ...

Hitachi

Country Trade Compliance Officer

  • Medical

  • Retirement

  • PTO

Remote - North Carolina, United States Job ID: R0136381 Date Posted: 2026-08-04 Company Name ... S. Export Compliance Officer, or similar trade compliance certification. * Experience with U.S.

ABB

Senior Leader, U.S. Trade Compliance Program

Lewisburg, WV · Remote

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

... Remote} This role is contributing to the Country Trade Compliance group in the United States. Main Accountabilities: Trade Compliance Program Leadership * Support the Country Trade Compliance Officer ...

ABB

Senior Leader, U.S. Trade Compliance Program

VA · Remote

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

... Remote} This role is contributing to the Country Trade Compliance group in the United States. Main Accountabilities: Trade Compliance Program Leadership * Support the Country Trade Compliance Officer ...

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Remote Finra Compliance Officer information

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$31.5K

$98.9K

$207.5K

How much do remote finra compliance officer jobs pay per year?

As of Aug 18, 2026, the average yearly pay for remote finra compliance officer in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.

What does a remote FINRA Compliance Officer do?

A Remote FINRA Compliance Officer is responsible for ensuring that a financial services firm follows all rules and regulations set by the Financial Industry Regulatory Authority (FINRA). They review and update compliance policies, monitor trading activities, conduct internal audits, and provide training to staff on regulatory requirements. Working remotely, they use digital tools to communicate with colleagues, review documentation, and oversee compliance programs. Their work helps protect the firm from legal risks and maintains its reputation with clients and regulators.

What are the key skills and qualifications needed to thrive as a remote FINRA Compliance Officer?

To thrive as a Remote FINRA Compliance Officer, you need a deep understanding of securities regulations, compliance frameworks, and typically hold a bachelor’s degree in finance, law, or a related field, often with FINRA Series 7 and Series 24 licenses. Familiarity with compliance management software, regulatory reporting systems, and online monitoring tools is commonly required. Exceptional attention to detail, analytical thinking, and strong communication skills enable effective policy interpretation and collaboration with remote teams. These skills and qualifications are vital to ensure regulatory adherence, mitigate risks, and uphold the firm’s integrity in a distributed work environment.

How does a remote FINRA Compliance Officer effectively collaborate with on-site teams and stay updated on regulatory changes?

As a Remote FINRA Compliance Officer, regular communication with on-site teams is essential, often achieved through video calls, messaging platforms, and shared compliance management systems. Staying updated on regulatory changes is facilitated by subscribing to FINRA bulletins, attending virtual training sessions, and participating in industry webinars. Remote officers typically join periodic team meetings to align on compliance strategies and share updates. This structure ensures they remain integrated with the organization's compliance culture and maintain strong relationships with both legal and operational departments.
More about Remote Finra Compliance Officer jobs

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Remote Finra Compliance Officer jobs near you
Infographic showing various Remote Finra Compliance Officer job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 84% Full Time, 11% Part Time, and 4% Contract. Highlights an 92% Physical, 3% Hybrid, and 5% Remote job distribution, with an average salary of $98,949 per year, or $47.6 per hour.

Compliance Officer

JULIAN EIAN JUEL MOVING AND CLEANIN

Phoenix, AZ • Remote

$35 - $50/hr

Part-time

Retirement

Re-posted 11 days ago

Job description

Benefits:
  • 401(k)
  • 401(k) matching
  • Company parties
  • Flexible schedule
  • Opportunity for advancement


Job Overview

The Compliance Officer will be responsible for ensuring that all moving and cleaning operations adhere to federal and state-specific regulations. You will play a vital role in overseeing local and  long-distance moves, maintaining documentation, and ensuring our team meets the highest standards of legal and operational integrity.

Key Responsibilities

  • Develop and oversee compliance protocols for interstate and intrastate moving operations.
  • Ensure all moving activities comply with Federal Motor Carrier Safety Administration (FMCSA) regulations and other federal moving laws.
  • Monitor and implement state-specific moving regulations for current and future territories, including Maryland, Arizona, Tennessee, Virginia, and Washington D.C..
  • Manage and audit essential documentation, including W-9 forms, Non-Compete Agreements, and Non-Disclosure Agreements for new hires and contractors.
  • Collaborate with management to ensure cleaning service contracts and contractor statuses (1099 vs. W-2) meet all labor law requirements.
  • Oversee compliance for long-distance moves and assist in training team leads on proper documentation and payment procedures.
  • Periodically review company policies to ensure they align with the latest industry standards and safety guidelines.

Qualifications

  • Education:  J.D. from an accredited law school. 
  • Expertise: Deep familiarity with federal moving regulations is required.
  • Regional Knowledge: Strong familiarity with moving regulations in Maryland and Arizona is highly preferred; additional knowledge of Tennessee, Virginia, and Washington D.C. is a significant advantage.
  • Detail-Oriented: Exceptional attention to detail, particularly regarding legal documentation and regulatory filings.
  • Communication: Excellent written and verbal communication skills to effectively translate complex regulations into actionable company procedures.
  • Integrity: A strong commitment to ethical business practices and the "Team Overkill" quality standard.

What We Offer

  • Competitive compensation based on experience.
  • Flexible part-time scheduling with a clear path to a full-time role.
  • Transition to full-time status includes eligibility for 401(k) benefits.
  • A supportive, professional environment where high-quality work is recognized and rewarded.

How to Apply

If you are a motivated professional with a passion for compliance and operational excellence, we encourage you to apply.

This is a remote position.