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Remote 1940 Act Attorney Jobs (NOW HIRING)

Tidal Financial Group

1940 Act Attorney

About the role We are seeking a junior to mid-level 1940 Act Attorney (2-7 years of experience) to support legal work related to 1940 Act-regulated investment companies, primarily ETFs. This role is ...

Jobot

Maritime Attorney

Saint Louis, MO · On-site +1

$110K - $150K/yr

Why join us? ----- As a Jones Act Lawyer / Associate Attorney in our firm, we are able to offer ... Work from home / work remote as needed! Job Details ----- As a FELA Attorney / FELA Lawyer on our ...

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Brown Sims PC

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Associate Attorney Defense Base Act

Houston, TX · Remote

Join Brown Sims as an Associate Attorney with our Defense Base Act team and become part of a ... a remote worker. This position offers the opportunity to work closely with an experienced ...

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Houston, TX · Remote

Join Brown Sims as an Associate Attorney with our Defense Base Act team and become part of a ... a remote worker. This position offers the opportunity to work closely with an experienced ...

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BD&J

Appearance Attorney (Remote)

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$100 - $200/hr

The attorney will focus exclusively on representing the firm at hearings, without the ... Consistent with the provisions of the Americans with Disabilities Act (ADA), applicants may request ...

Segal McCambridge

Associate Attorney (Remote)

New York, NY · Remote

$110K - $170K/yr

Child Victim Act * Trucking/Transportation * Other tort and civil litigation Your responsibilities ... Our attorneys are trusted trial lawyers known for delivering exceptional results in complex matters.

Jobot

Associate Attorney - FCRA (REMOTE)

Kansas City, MO · Remote

$110K - $180K/yr

... Attorney with 2+ years of experience to join their FCRA practice group! Location: 100% REMOTE Why ... act #identity-theft #background-check-violations #adverse-actions #credit-reporting-agencies ...

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Senior FDA Attorney

Pine Brook, NJ · On-site +1

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A fully remote arrangement may also be considered for an attorney located in another state. Why ... Drug Supply Chain and DSCSA Compliance Advise clients on Drug Supply Chain Security Act ...

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Remote 1940 Act Attorney information

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$52K

$119.2K

$200K

How much do remote 1940 act attorney jobs pay per year?

As of Aug 15, 2026, the average yearly pay for remote 1940 act attorney in the United States is $119,188.00, according to ZipRecruiter salary data. Most workers in this role earn between $89,500.00 and $139,000.00 per year, depending on experience, location, and employer.

What skills and qualifications are needed to thrive as a Remote 1940 Act Attorney?

To thrive as a Remote 1940 Act Attorney, you need a Juris Doctor (JD) degree, active bar membership, and deep expertise in the Investment Company Act of 1940 and related securities regulations. Familiarity with legal research databases (such as Westlaw or LexisNexis) and compliance management systems is essential. Outstanding analytical thinking, written communication, and self-motivation are crucial soft skills for excelling in a remote legal environment. These abilities ensure accurate legal guidance, regulatory compliance, and effective collaboration with clients and colleagues from a distance.

What is the difference between Remote 1940 Act Attorney vs Remote Investment Management Attorney?

AspectRemote 1940 Act AttorneyRemote Investment Management Attorney
CredentialsJurisdiction-specific law degree, bar admission, securities law certificationsLaw degree, securities law certifications, bar admission
Work EnvironmentLegal firms, compliance departments, financial institutionsAsset management firms, investment companies, legal teams
Industry UsagePrimarily in securities regulation and complianceFocus on investment management and fiduciary duties

Both roles require securities law expertise, legal credentials, and work in financial services. The Remote 1940 Act Attorney specializes in compliance with the Investment Company Act of 1940, while the Remote Investment Management Attorney focuses on broader investment management legal issues. The main difference lies in their specific regulatory focus and client base.

What are common challenges faced by Remote 1940 Act Attorneys and how can they be effectively managed?

Remote 1940 Act Attorneys often face challenges such as staying updated with frequent regulatory changes, managing complex compliance issues, and ensuring clear communication with clients and internal teams despite working remotely. Successfully navigating these challenges requires proactive communication, effective use of collaboration tools, and a strong commitment to ongoing professional development. Many remote attorneys also benefit from setting structured routines and leveraging legal technology platforms to streamline research and document review tasks. Building strong relationships with compliance teams and investment professionals is crucial for providing timely and accurate legal guidance.

What is a Remote 1940 Act Attorney?

A Remote 1940 Act Attorney is a legal professional who specializes in matters related to the Investment Company Act of 1940 and works remotely, typically for law firms or in-house legal departments. These attorneys provide counsel on regulatory compliance, fund formation, disclosures, and ongoing governance for mutual funds, ETFs, and other investment companies. Their work can include drafting documents, advising on SEC filings, and ensuring that clients adhere to federal securities laws, all from a remote location. This role requires deep expertise in securities law and the ability to communicate effectively with clients and regulators.
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Remote 1940 Act Attorney jobs near you
Infographic showing various Remote 1940 Act Attorney job openings in the United States as of August 2026, with employment types broken down into 91% Full Time, 2% Part Time, and 7% Contract. Highlights an 100% Remote job distribution, with an average salary of $119,188 per year, or $57.3 per hour.

1940 Act Attorney

Tidal Financial Group

Remote

Full-time

Re-posted 9 days ago

Job description

Tidal Financial Group is a leading ETF investment technology platform dedicated to creating, operating, and growing ETFs. We combine expertise and innovative partnership approaches to offer comprehensive, value-generating ETF solutions.
Our platform offers best-in-class strategic guidance, product planning, trust and fund services, legal support, operations support, marketing and research, and sales and distribution services.
About the role
We are seeking a junior to mid-level 1940 Act Attorney (2-7 years of experience) to support legal work related to 1940 Act-regulated investment companies, primarily ETFs. This role is designed for an attorney who is continuing to build subject matter expertise and deepen their experience in the ETF and broader asset management space.
In this role, you will work closely with senior attorneys, internal business teams, and clients to assist in providing clear, practical legal guidance and executing on key regulatory and product-related initiatives. A core focus will be drafting and supporting the review and filing of ETF registration statements and related disclosures, while helping facilitate efficient and well-coordinated review processes with external counsel and the SEC.
The Tidal Legal team delivers business-oriented, solutions-focused legal guidance and partners closely with internal stakeholders, clients, and third-party service providers. This position offers the opportunity to take ownership of meaningful workstreams while contributing to the launch and ongoing operation of ETFs in a collaborative, team-first environment.
What you'll do
  • Support the provision of legal counsel on matters related to SEC-registered investment advisers, investment companies, and fund administration firms, with a focus on delivering clear, practical guidance
  • Assist in drafting and updating registration statements, including prospectuses and Statements of Additional Information (SAIs), as well as annual updates and other regulatory filings, with an emphasis on clarity and accuracy
  • Draft and refine investment strategy and risk disclosures, including for funds utilizing derivatives or other complex strategies, applying "plain English" principles in drafting disclosures with guidance from senior team members
  • Collaborate cross-functionally with internal teams and clients to support ETF launches and ongoing fund operations, helping ensure alignment and smooth execution
  • Conduct legal research and help prepare written and oral guidance on a variety of 1940 Act-related issues, communicating findings clearly to both legal and non-legal audiences
  • Assist in preparing filings and documentation for new products and services, including trust formations and proxy or information statements
  • Contribute to ongoing process improvements that enhance efficiency, organization, and consistency across fund launches and compliance workflows
  • Take ownership of assigned workstreams, managing timelines and priorities to support timely and high-quality delivery
  • Perform other responsibilities as assigned

Qualifications
The successful candidate will have the following skills and experience:
  • 2-7 years of relevant legal experience, with exposure to the Investment Company Act of 1940 and/or Investment Advisers Act of 1940
  • Experience at a law firm or in-house legal department supporting registered funds or investment advisers preferred
  • A J.D. and active membership (or eligibility) in good standing with at least one U.S. state bar
  • Familiarity with registration statements and regulatory filings for investment companies is strongly preferred
  • Strong drafting skills, with the ability to write clearly and apply "plain English" principles to legal disclosures
  • Solid research and analytical skills, with strong attention to detail and a thoughtful, solutions-oriented approach
  • Effective communication skills, with the ability to work collaboratively with internal stakeholders and clients
  • Strong organizational skills and the ability to manage multiple workstreams with appropriate supervision
  • A proactive, accountable approach to meeting deadlines and managing competing priorities

Preferred Qualifications
  • Prior experience working specifically with ETFs or similar investment products
  • Exposure to interactions with the SEC, including comment letter processes
  • Interest in financial markets and the asset management industry

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