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Entry Level 1940 Act Attorney Jobs (NOW HIRING)

Suffolk County District Attorney's Office

$85K/yr

... Act (FMLA). Training Upon joining the team, newly hired Assistants will undergo a rigorous weeks ... Career Track Entry-level Assistant District Attorneys begin their tenure by rotating through the ...

Pimasheriff

Attorney I - County Attorney

Tucson, AZ · On-site

$82.47 - $156.69/hr

Incumbents perform entry level and/or intermediate level legal work in the area assigned for either ... As defined under the Americans with Disabilities Act, this classification may include any of the ...

Pimacounty

Attorney I - County Attorney

Tucson, AZ

$84K - $161K/yr

Incumbents perform entry level and/or intermediate level legal work in the area assigned for either ... As defined under the Americans with Disabilities Act, this classification may include any of the ...

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All Jobs1940 Act Attorney JobsEntry Level 1940 Act Attorney Jobs

Entry Level 1940 Act Attorney information

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$62K

$138.4K

$204.5K

How much do entry level 1940 act attorney jobs pay per year?

As of Aug 10, 2026, the average yearly pay for entry level 1940 act attorney in the United States is $138,427.00, according to ZipRecruiter salary data. Most workers in this role earn between $108,500.00 and $161,500.00 per year, depending on experience, location, and employer.

What is the difference between Entry Level 1940 Act Attorney vs Entry Level Investment Management Attorney?

AspectEntry Level 1940 Act AttorneyEntry Level Investment Management Attorney
Required CredentialsJuris Doctor (JD), passing the Bar examJuris Doctor (JD), passing the Bar exam
Work EnvironmentLaw firms, compliance departments, regulatory agenciesLaw firms, financial institutions, regulatory bodies
Industry UsageRegulatory compliance under the Investment Company Act of 1940Legal advisory for investment management firms

Both roles typically require a JD and Bar admission, working in legal or compliance departments within financial services. The main difference lies in their focus: Entry Level 1940 Act Attorneys specialize in regulations under the Investment Company Act of 1940, while Entry Level Investment Management Attorneys may handle broader investment law issues. Both are essential in ensuring compliance and legal support for investment firms.

What cities are hiring for Entry Level 1940 Act Attorney jobs? Cities with the most Entry Level 1940 Act Attorney job openings:
What are the most commonly searched types of 1940 Act Attorney jobs? The most popular types of 1940 Act Attorney jobs are:
Entry Level 1940 Act Attorney jobs near you

ETF Capital Markets & Board Governance Associate

Tidal Financial Group

New York, NY • On-site

$85K - $120K/yr

Full-time

Re-posted 5 days ago

Job description

The Tidal Financial Group is a leading ETF investment technology platform dedicated to creating, operating, and growing ETFs. We combine expertise and innovative partnership approaches to offer comprehensive, value-generating ETF solutions.
Our platform offers best-in-class strategic guidance, product planning, trust and fund services, legal support, operations support, marketing and research, and sales and distribution services.
About the role:
We are seeking a Capital Markets and Board Governance Associate with at least 2-3 years of ETF industry experience to join our Capital Markets team. This role will support ETF issuers and asset managers across trading, liquidity, market structure, and operational workflows while serving as a key point of contact for clients and industry partners. The position also provides exposure to board governance and fund oversight activities for multiple 1940 Act ETF trusts. The ideal candidate combines ETF capital markets knowledge with strong relationship management, communication, and project coordination skills.
What you'll do
  • Serve as a day-to-day Capital Markets contact for clients and partners, addressing questions related to ETF operations, trading, governance, and industry best practices.
  • Collaborate with Tidal customers, ETF issuers, broker-dealers, market makers, fund service providers, and other industry participants to ensure a high level of client support.
  • Support board governance activities for multiple 1940 Act ETF trusts, including coordination of board meetings, preparation and review of board materials, trustee communications, governance reporting, and follow-up on action items.
  • Assist with governance-related initiatives and regulatory requirements applicable to registered investment companies and ETF issuers.
  • Prepare presentation materials for board meetings, client engagements, business development opportunities, and prospect meetings.
  • Provide support and insights regarding ETF trading, capital markets, and operational processes across multiple asset classes.
  • Coordinate cross-functional projects involving trading, operations, compliance, legal, fund administration, and other internal and external stakeholders.
  • Take ownership of impromptu and ad hoc projects, working independently to deliver solutions on tight timelines.
  • Represent Tidal's trading, capital markets, and strategic relationship functions in client meetings, industry discussions, and partner conversations.
  • Maintain awareness of applicable regulatory and compliance requirements and support internal adherence to established standards.

Qualifications
  • 2-3 years of experience within the ETF industry, including ETF operations, capital markets, trading, fund governance, client service, or related functions.
  • Strong understanding of ETF operational workflows, including creation/redemption processes, fund operations, and trading mechanics.
  • Excellent client-facing communication skills, with the ability to engage effectively with senior executives, trustees, portfolio managers, operations teams, and external partners.
  • Ability to translate technical and operational concepts into clear, actionable communication for diverse audiences.
  • Strong organizational and project management skills with the ability to manage multiple priorities in a fast-paced environment.
  • Self-starter with a collaborative mindset and a willingness to take ownership of new challenges.

Preferred Qualifications
  • Experience supporting board governance activities for a 1940 Act ETF issuer, trust, or registered investment company.
  • Familiarity with trustee board processes, governance reporting, board materials, and regulatory requirements under the Investment Company Act of 1940.
  • Experience working directly with ETF trading, capital markets, or operations teams at an issuer, broker-dealer, market maker, fund administrator, or service provider.
  • Exposure to ETF launches, fund administration, compliance oversight, or service provider management.

The pay range for this role is:
85,000 - 120,000 USD per year (New York, NY)

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