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Regulatory Reporting Manager Jobs (NOW HIRING)

Brookfield

Regulatory Reporting Analyst

Richmond, VA · On-site

$74K - $98K/yr

Argo and Farm Family partner with agents and brokers to provide insurance solutions that enable businesses to manage risks with confidence. The Regulatory Reporting Analyst supports the preparation ...

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$110.7K

$182K

How much do regulatory reporting manager jobs pay per year?

As of Jun 13, 2026, the average yearly pay for regulatory reporting manager in the United States is $110,733.00, according to ZipRecruiter salary data. Most workers in this role earn between $77,500.00 and $136,500.00 per year, depending on experience, location, and employer.

What does regulatory mean?

In the context of a Regulatory Reporting Manager, 'regulatory' refers to laws, rules, and standards set by government agencies or industry authorities that organizations must comply with. The role involves preparing and submitting reports to ensure adherence to these regulations, often requiring knowledge of compliance standards and relevant reporting tools.

What is a Regulatory Reporting Manager job?

A Regulatory Reporting Manager is responsible for ensuring that a company complies with financial and regulatory reporting requirements set by governing bodies. They oversee the preparation, accuracy, and timely submission of reports related to financial and regulatory compliance. This role involves analyzing regulatory guidelines, implementing reporting processes, and collaborating with internal teams to mitigate compliance risks. Additionally, they may liaise with auditors and regulators to address any reporting discrepancies or inquiries.

What does regulatory taking mean?

Regulatory taking refers to a situation where government regulations limit the use of private property to such an extent that it effectively deprives the owner of economic value, potentially requiring compensation. In regulatory reporting roles, understanding legal concepts like regulatory taking helps ensure compliance with laws affecting financial and property rights. Knowledge of relevant regulations and legal standards is essential for managing risk and reporting accurately.

What are the key skills and qualifications needed to thrive in the Regulatory Reporting Manager position, and why are they important?

To excel as a Regulatory Reporting Manager, you need a strong background in finance or accounting, deep knowledge of relevant regulatory frameworks, and experience with data reconciliation and analysis. Familiarity with regulatory reporting software (such as AxiomSL or Oracle), advanced Excel skills, and certifications like CPA or CFA are highly valued. Outstanding attention to detail, strong organizational abilities, and effective communication skills help set top performers apart. These qualities are critical to ensure timely, accurate reporting and effective liaison with both internal teams and external regulatory bodies.

What is another word for regulatory?

In the context of a Regulatory Reporting Manager, another word for regulatory is compliance-related or statutory. These terms refer to rules, laws, or standards that organizations must follow, often requiring skills in monitoring, reporting, and ensuring adherence to legal requirements. Understanding these synonyms helps in grasping the scope of responsibilities in regulatory reporting roles.

What are some typical challenges a Regulatory Reporting Manager might face in this role?

Regulatory Reporting Managers often encounter challenges like staying current with evolving regulations, managing tight deadlines during reporting cycles, and ensuring data accuracy across multiple sources. You may need to work cross-functionally with other departments, such as finance, compliance, and IT, to gather information and resolve discrepancies. Additionally, the pressure to provide error-free reports to regulators can be significant, requiring diligence and strong time-management skills. Overcoming these challenges not only builds expertise but also showcases your reliability and commitment to compliance, both of which are highly valued in this field.

What are examples of regulatory?

Regulatory examples include laws, rules, and standards set by government agencies that financial institutions like Regulatory Reporting Managers must comply with, such as Basel III, Dodd-Frank Act, and Anti-Money Laundering (AML) regulations. These regulations ensure transparency, risk management, and financial stability, and professionals in this role often prepare reports to demonstrate compliance using specialized software. Understanding these regulations is essential for accurate reporting and risk assessment.
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Regulatory Reporting Manager jobs near you
Infographic showing various Regulatory Reporting Manager job openings in the United States as of June 2026, with employment types broken down into 1% As Needed, 85% Full Time, 10% Part Time, and 4% Contract. Highlights an 92% Physical, 2% Hybrid, and 6% Remote job distribution, with an average salary of $110,733 per year, or $53.2 per hour.

Best Execution and Regulatory Reporting Manager

Toss Securities US LLC

Manhattan, NY • On-site

Other

Posted 3 days ago

Job description

Toss Securities US LLC (TSUS), a U.S. broker-dealer affiliate of Toss Securities, recognized as one of the fastest growing brokerages in Korea and a leading firm in overseas stock commission revenue, has recently opened its New York office as part of Toss’s global expansion. Toss is widely regarded as one of Korea’s most innovative fintech brands and TSUS is actively building its U.S. trading operations under FINRA regulation.


We are seeking experienced Best Execution Manager and Regulatory Reporting Manager to join our growing team. This role offers an exciting opportunity to contribute to the expansion of a dynamic brokerage firm while advancing your career in the U.S. financial markets.


Key Responsibilities

  • Best Execution Program Leadership and Oversight including and not limited to: Monthly Committee Meetings and Decks/ Data Analysis/ Monthly Venue and/or Clearing Firm meetings to drive quality/ Venue review and selection process/ Smart Order Routing analysis/inputs/decisions/ Daily Best Execution review/ Regulatory Reporting
  • Foster a collaborative and performance-driven culture through clear communication and shared goals
  • Execution of Written Supervisory Procedures to comply with all relevant SEC and FINRA Rules.
  • Stay informed of applicable laws, regulatory changes, and best practices.
  • Monitor industry trends, competitor activities, and market developments to provide actionable insights.
  • Advocate for and implement innovative technology solutions to streamline operations, enhance efficiencies and create effective outcomes, and optimize data analysis incorporating AI where possible. (i.e. SOR, daily exception work, etc.)
  • Collaborate with cross-functional teams including but not limited to Trading, Compliance, Legal, Regulatory Reporting, and Client support.
  • Utilize S3 and internal data analytic tools.


Qualifications

  • 5-10 years of experience in brokerage, best execution, trading, and compliance
  • Expert level knowledge relating to Rule 5310.
  • Proficiency in routing methodologies.
  • Bachelor’s degree in a related field, or equivalent experience and training
  • FINRA Series 7 & Series 24 licenses required. Series 57 and 4 are a plus.


Equal Opportunity Employer

Toss Securities US is an Equal Opportunity Employer. We celebrate diversity and are committed to creating an inclusive environment for all employees. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, or veteran status.

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