Position Information Recruitment/Posting Title Lecturer-Tax Planning and Financial Regulation Department Finance Department Salary Details A minimum of $2,777 per credit hour. Offer Information The ...
Position Information Recruitment/Posting Title Lecturer-Tax Planning and Financial Regulation Department Finance Department Salary Details A minimum of $2,777 per credit hour. Offer Information The ...
Assistant General Counsel, Financial Regulation - Exempt
Montpelier, VT · On-site
$134K/yr
Overview The Department of Financial Regulation, which regulates insurance, banking, captive insurance, and securities, seeks to hire an Assistant General Counsel. The Assistant General Counsel will ...
Assistant General Counsel, Financial Regulation - Exempt
Montpelier, VT · On-site
$134K/yr
Overview The Department of Financial Regulation, which regulates insurance, banking, captive insurance, and securities, seeks to hire an Assistant General Counsel. The Assistant General Counsel will ...
Financial Regulator I
Taylorsville, UT · On-site
$28.57 - $44.08/hr
... Regulation team and obtain your Accredited Financial Examiner (AFE) and Certified Financial Examiner (CFE) designations. We are seeking individuals with financial audit or financial statement ...
Financial Regulator I
Taylorsville, UT · On-site
$28.57 - $44.08/hr
... Regulation team and obtain your Accredited Financial Examiner (AFE) and Certified Financial Examiner (CFE) designations. We are seeking individuals with financial audit or financial statement ...
Financial Regulatory Counsel
New York, NY · On-site
S., UK, EU and international securities and derivatives laws and financial regulation affecting Bloomberg's businesses, or draft and negotiate agreements with key customers. You will liaise regularly ...
Financial Regulatory Counsel
New York, NY · On-site
S., UK, EU and international securities and derivatives laws and financial regulation affecting Bloomberg's businesses, or draft and negotiate agreements with key customers. You will liaise regularly ...
Attorney IV-AGC Financial Regulation and Solvency
Columbia, SC · On-site
$95K - $105K/yr
This position provides legal advice and representation for all financial regulatory matters, insurance company receiverships as well as cyber security breach response as needed, health insurance ...
Attorney IV-AGC Financial Regulation and Solvency
Columbia, SC · On-site
$95K - $105K/yr
This position provides legal advice and representation for all financial regulatory matters, insurance company receiverships as well as cyber security breach response as needed, health insurance ...
Candidates should have a Bachelor's degree, with a minimum of 10 years in securities or financial regulation. Strong leadership skills and experience in collaboration with external regulators are ...
Candidates should have a Bachelor's degree, with a minimum of 10 years in securities or financial regulation. Strong leadership skills and experience in collaboration with external regulators are ...
Ideal candidates should have a Bachelor's degree, a minimum of 10 years in financial regulation, and show demonstrated leadership across various stakeholder groups. The role offers an opportunity to ...
Ideal candidates should have a Bachelor's degree, a minimum of 10 years in financial regulation, and show demonstrated leadership across various stakeholder groups. The role offers an opportunity to ...
... a Financial Examinations Bureau Chief in the Insurance Division. The CSI is a small, family ... CSI Overview We protect all Montanans by regulating two of the state's largest industries ...
... a Financial Examinations Bureau Chief in the Insurance Division. The CSI is a small, family ... CSI Overview We protect all Montanans by regulating two of the state's largest industries ...
... a Financial Examinations Bureau Chief in the Insurance Division. The CSI is a small, family ... CSI Overview We protect all Montanans by regulating two of the state's largest industries ...
... a Financial Examinations Bureau Chief in the Insurance Division. The CSI is a small, family ... CSI Overview We protect all Montanans by regulating two of the state's largest industries ...
... a Financial Examinations Bureau Chief in the Insurance Division. The CSI is a small, family ... CSI Overview We protect all Montanans by regulating two of the state's largest industries ...
... a Financial Examinations Bureau Chief in the Insurance Division. The CSI is a small, family ... CSI Overview We protect all Montanans by regulating two of the state's largest industries ...
... a Financial Examinations Bureau Chief in the Insurance Division. The CSI is a small, family ... CSI Overview We protect all Montanans by regulating two of the state's largest industries ...
... a Financial Examinations Bureau Chief in the Insurance Division. The CSI is a small, family ... CSI Overview We protect all Montanans by regulating two of the state's largest industries ...
This role combines financial services and regulation awareness, strong written communication skills, and cross-partner coordination to ensure regulatory developments and insights are clearly ...
This role combines financial services and regulation awareness, strong written communication skills, and cross-partner coordination to ensure regulatory developments and insights are clearly ...
Financial Regulatory Specialist
Reston, VA · Hybrid
$88K - $115K/yr
This is an opportunity to combine financial regulatory knowledge with content development in a collaborative, fast paced environment. You'll work closely with senior leadership, contribute to thought ...
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Apply Early
Financial Regulatory Specialist
Reston, VA · Hybrid
$88K - $115K/yr
This is an opportunity to combine financial regulatory knowledge with content development in a collaborative, fast paced environment. You'll work closely with senior leadership, contribute to thought ...
Apply Early
FINANCIAL EXAMINER/ANALYST II - 43004924
West Palm Beach, FL · On-site
$1.2K/wk
Office of Financial Regulation Working Title: FINANCIAL EXAMINER/ANALYST II - 43004924 Pay Plan: Career Service Position Number: 43004924 Salary: $59,000.00 - $62,000.00 (plus $1,268.76 CAD) Posting ...
FINANCIAL EXAMINER/ANALYST II - 43004924
West Palm Beach, FL · On-site
$1.2K/wk
Office of Financial Regulation Working Title: FINANCIAL EXAMINER/ANALYST II - 43004924 Pay Plan: Career Service Position Number: 43004924 Salary: $59,000.00 - $62,000.00 (plus $1,268.76 CAD) Posting ...
Financial Regulatory Reporting - AVP
New York, NY · Hybrid
$91K - $140K/yr
About the Team Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the preparation of regulatory filings for multiple entities under Mizuho US operations, reporting to ...
Financial Regulatory Reporting - AVP
New York, NY · Hybrid
$91K - $140K/yr
About the Team Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the preparation of regulatory filings for multiple entities under Mizuho US operations, reporting to ...
FINANCIAL EXAMINER/ANALYST II - 43004924
West Palm Beach, FL · On-site
$59K - $62K/yr
Office of Financial Regulation Working Title: FINANCIAL EXAMINER/ANALYST II - 43004924 Pay Plan: Career Service Position Number: 43004924 Salary: $59,000.00 - $62,000.00 (plus $1,268.76 CAD) Posting ...
FINANCIAL EXAMINER/ANALYST II - 43004924
West Palm Beach, FL · On-site
$59K - $62K/yr
Office of Financial Regulation Working Title: FINANCIAL EXAMINER/ANALYST II - 43004924 Pay Plan: Career Service Position Number: 43004924 Salary: $59,000.00 - $62,000.00 (plus $1,268.76 CAD) Posting ...
FINANCIAL EXAMINER/ANALYST II - 43004924
West Palm Beach, FL · On-site
$1.2K/wk
Office of Financial Regulation Working Title: FINANCIAL EXAMINER/ANALYST II - 43004924 Pay Plan: Career Service Position Number: 43004924 Salary: $59,000.00 - $62,000.00 (plus $1,268.76 CAD) Posting ...
FINANCIAL EXAMINER/ANALYST II - 43004924
West Palm Beach, FL · On-site
$1.2K/wk
Office of Financial Regulation Working Title: FINANCIAL EXAMINER/ANALYST II - 43004924 Pay Plan: Career Service Position Number: 43004924 Salary: $59,000.00 - $62,000.00 (plus $1,268.76 CAD) Posting ...
Financial Regulatory Reporting - AVP
New York, NY · Hybrid
$91K - $140K/yr
About the Team Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the preparation of regulatory filings for multiple entities under Mizuho US operations, reporting to ...
Financial Regulatory Reporting - AVP
New York, NY · Hybrid
$91K - $140K/yr
About the Team Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the preparation of regulatory filings for multiple entities under Mizuho US operations, reporting to ...
Financial & Regulatory Reporting Preparer
Hackensack, NJ · On-site
$92K - $121K/yr
Financial & Regulatory Reporting Preparer Location: Hackensack, NJ (Onsite 5 Days/Week) Duration: Contract Required Skills: 5+ years of experience in Financial & Regulatory Reporting Strong ...
Financial & Regulatory Reporting Preparer
Hackensack, NJ · On-site
$92K - $121K/yr
Financial & Regulatory Reporting Preparer Location: Hackensack, NJ (Onsite 5 Days/Week) Duration: Contract Required Skills: 5+ years of experience in Financial & Regulatory Reporting Strong ...
• The Financial Regulatory Reporting team is part of the company's Finance, reporting to the organization CFO. The team is responsible for preparing regulatory filings for multiple entities under ...
• The Financial Regulatory Reporting team is part of the company's Finance, reporting to the organization CFO. The team is responsible for preparing regulatory filings for multiple entities under ...
Financial Regulation information
See salary details
$10.58 - $13.26
1% of jobs
$13.26 - $15.95
8% of jobs
$18 is the 25th percentile. Wages below this are outliers.
$15.95 - $18.64
22% of jobs
The median wage is $20.90 / hr.
$18.64 - $21.33
24% of jobs
$21.33 - $24.02
16% of jobs
$25.08 is the 75th percentile. Wages above this are outliers.
$24.02 - $26.70
13% of jobs
$26.70 - $29.39
10% of jobs
$29.39 - $32.08
5% of jobs
$32.08 - $34.77
2% of jobs
$34.77 - $37.46
0% of jobs
$37.46 - $40.14
0% of jobs
$10
$23
$40
How much do financial regulation jobs pay per hour?
What is financial regulation?
What is the difference between Financial Regulation vs Financial Compliance?
| Aspect | Financial Regulation | Financial Compliance |
|---|---|---|
| Focus | Developing and enforcing laws and rules that govern financial institutions and markets | Ensuring organizations adhere to these laws and internal policies |
| Responsibilities | Creating regulations, overseeing their implementation, and monitoring industry practices | Implementing procedures, conducting audits, and maintaining adherence to regulations |
| Work Environment | Regulatory agencies, government bodies, financial institutions | Financial firms, compliance departments, consulting firms |
| Certifications | None specific; knowledge of laws and regulations required | Certified Compliance & Ethics Professional (CCEP), CAMS, or similar certifications |
Financial Regulation involves creating and enforcing rules that govern the financial industry, while Financial Compliance focuses on ensuring organizations follow these rules. Both roles are essential for maintaining a secure and transparent financial system, often working closely within the same industry environment.
What are some common challenges faced by professionals working in financial regulation roles?
What are the key skills and qualifications needed to thrive in Financial Regulation, and why are they important?

Part-time
Medical, Dental, Life, Retirement, PTO
Posted 4 days ago
Rutgers University rating
7.7
Based on 66 frontline employees who took The Breakroom Quiz
224th of 544 rated colleges and universities
Job description
- Medical, prescription drug, and dental coverage
- Paid vacation, holidays, and various leave programs
- Competitive retirement benefits, including defined contribution plans and voluntary tax-deferred savings options
- Employee and dependent educational benefits (when applicable)
- Life insurance coverage
- Employee discount programs
The Tax Planning and Financial Regulation course introduces students to the tax planning, financial regulation, and ethical standards topics that are included in the Certified Financial Planner (CFP) exam.
Tax planning topics include:
Income tax fundamentals, law, and calculations
Tax management techniques
Taxation of businesses, trusts and estates, and property transactions
Financial regulation topics include:
Fundamentals of financial institutions
Financial services regulations and requirements
Ethics topics include:
CFP Board Code of Ethics and Standards of Conduct
Fiduciary standard and application
The successful candidate will be responsible for building his or her own section of this existing course, which entails modifying the existing syllabus, vetting the current textbook, recording lecture videos, designing assessments, and organizing the course within Canvas, Rutgers's Learning Management System, in accordance with the school's guidelines for online teaching.
While teaching the course, the candidate is expected to check for student questions daily and respond within 24 hours, make weekly announcements regarding course content and upcoming deadlines, provide timely feedback on student work, facilitate student interactions, offer virtual office hours as needed, and comply with grade submission policies and deadlines.
Under Policy 100.3.1 Immunization Policy for Covered Individuals, if employment will commence during Flu Season, Rutgers University may require certain prospective employees to provide proof that they are vaccinated against Seasonal Influenza for the current Flu Season, unless the University has granted the individual a medical or religious exemption. Additional infection control and safety policies may apply. Prospective employees should speak with their hiring manager to determine which policies apply to the role or position for which they are applying. Failure to provide proof of vaccination for any required vaccines or obtain a medical or religious exemption from the University will result in rescission of a candidate's offer of employment or disciplinary action up to and including termination.
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About Rutgers
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Company size
1 - 10 Employees
Headquarters location
Piscataway, NJ, US
Year founded
1766