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Financial Regulation Jobs (NOW HIRING)

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SEC Financial Controller

Dallas, TX · On-site

Strong understanding of accounting principles and financial regulations * Exceptional analytical abilities with a keen eye for detail * Proficiency in accounting software and MS Office suite

Now CFO

SEC Financial Controller

Dallas, TX · On-site

Strong understanding of accounting principles and financial regulations * Exceptional analytical abilities with a keen eye for detail * Proficiency in accounting software and MS Office suite

Now CFO

CFO Consultant

North Salt Lake, UT

Ensure compliance with financial regulations and standards * Partner with senior leadership to drive growth and profitability * Manage relationships with investors, lenders, and other external ...

Now CFO

CFO Consultant

West Jordan, UT

Ensure compliance with financial regulations and standards * Partner with senior leadership to drive growth and profitability * Manage relationships with investors, lenders, and other external ...

Now CFO

CFO Consultant

Salt Lake City, UT

Ensure compliance with financial regulations and standards * Partner with senior leadership to drive growth and profitability * Manage relationships with investors, lenders, and other external ...

Now CFO

CFO Consultant

Salt Lake City, UT

Ensure compliance with financial regulations and standards * Partner with senior leadership to drive growth and profitability * Manage relationships with investors, lenders, and other external ...

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Financial Regulation information

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How much do financial regulation jobs pay per hour?

As of Jun 9, 2026, the average hourly pay for financial regulation in the United States is $23.35, according to ZipRecruiter salary data. Most workers in this role earn between $18.27 and $26.20 per hour, depending on experience, location, and employer.

What is financial regulation?

Financial regulation refers to the laws, rules, and guidelines that govern financial institutions such as banks, investment firms, and insurance companies. These regulations are designed to maintain the stability of the financial system, protect consumers, prevent fraud, and ensure fair and transparent markets. Regulatory bodies, such as the Securities and Exchange Commission (SEC) in the U.S. or the Financial Conduct Authority (FCA) in the UK, enforce these rules to safeguard both individual investors and the broader economy. Financial regulation evolves over time in response to new risks and market developments.

What is the difference between Financial Regulation vs Financial Compliance?

AspectFinancial RegulationFinancial Compliance
FocusDeveloping and enforcing laws and rules that govern financial institutions and marketsEnsuring organizations adhere to these laws and internal policies
ResponsibilitiesCreating regulations, overseeing their implementation, and monitoring industry practicesImplementing procedures, conducting audits, and maintaining adherence to regulations
Work EnvironmentRegulatory agencies, government bodies, financial institutionsFinancial firms, compliance departments, consulting firms
CertificationsNone specific; knowledge of laws and regulations requiredCertified Compliance & Ethics Professional (CCEP), CAMS, or similar certifications

Financial Regulation involves creating and enforcing rules that govern the financial industry, while Financial Compliance focuses on ensuring organizations follow these rules. Both roles are essential for maintaining a secure and transparent financial system, often working closely within the same industry environment.

What are some common challenges faced by professionals working in financial regulation roles?

Professionals in financial regulation often encounter challenges such as keeping up with rapidly changing laws and industry standards, managing compliance across multiple jurisdictions, and interpreting complex regulatory language. They must also balance the need for thorough oversight with the practicalities of business operations. Effective collaboration with legal teams, compliance officers, and external regulators is crucial to ensure that organizations remain both competitive and compliant.

What are the key skills and qualifications needed to thrive in Financial Regulation, and why are they important?

To thrive in Financial Regulation, you need a solid understanding of financial systems, regulatory frameworks, and risk management, often supported by a degree in finance, law, or economics. Familiarity with regulatory reporting software, compliance management systems, and certifications such as CAMS or CFA is highly beneficial. Strong analytical thinking, attention to detail, and effective communication skills help professionals interpret regulations and engage with stakeholders. These skills are critical to ensure organizations comply with evolving regulations, mitigate risks, and uphold financial system integrity.
More about Financial Regulation jobs
What cities are hiring for Financial Regulation jobs? Cities with the most Financial Regulation job openings:
What states have the most Financial Regulation jobs? States with the most job openings for Financial Regulation jobs include:
What job categories do people searching Financial Regulation jobs look for? The top searched job categories for Financial Regulation jobs are:
Financial Regulation jobs near you
Infographic showing various Financial Regulation job openings in the United States as of June 2026, with employment types broken down into 4% Locum Tenens, 70% Full Time, 19% Part Time, and 7% Temporary. Highlights an 89% Physical, 2% Hybrid, and 9% Remote job distribution, with an average salary of $48,576 per year, or $23.4 per hour.

Financial Regulatory Reporting Associate

BizTek People, Inc. | APA International Placement Consultants

Manhattan, NY • On-site

Contractor

Posted 4 days ago

Job description

Job Description
BizTek People is in search for an experienced Financial Regulatory Reporting Associate for our client in NYC!
This role is responsible for preparing regulatory reports with accuracy and timeliness in accordance with US GAAP and relevant regulatory guidelines. It requires a solid understanding of financial accounting, regulatory reporting, and the financial services industry. The position will support reporting requirements across multiple legal entities within the U.S. operations.
Key Responsibilities
  • Prepare daily, weekly, monthly, quarterly, annual, and ad-hoc regulatory reports such as FR Y-15, FR Y-9C, FFIEC 031, FFIEC 002, FFIEC 009, FFIEC 019, FR 2644, FR 2900, TIC Reports, and BE series reports (e.g., BE-605, BE-15, BE-125).
  • Reconcile report data with the general ledger and validate static data; perform variance and trend analysis.
  • Stay current with updates to regulatory reporting requirements and accounting standards; ensure timely integration of changes into report filings.
  • Maintain and update internal procedures to align with evolving regulatory obligations.

Qualifications:
  • Bachelor's degree in Accounting (preferred)
  • 2-3 years of relevant experience
  • Proficiency in Microsoft Excel, PowerPoint, and Word
  • Experience with BI tools such as Alteryx or Power BI is a plus
  • Working knowledge of regulatory or financial reporting
  • Basic understanding of financial products (e.g., loans, deposits, securities, derivatives, money market products, repos, etc.)
  • Minimum of 3 years of experience in Big 4 or large regional accounting firms (with banking or capital markets clients), or in financial accounting, product control, or regulatory reporting - experience in banking required
  • US CPA, CFA, or equivalent certification is a strong plus
  • Strong ability to manage multiple tasks effectively

Education:
  • Bachelor's degree in Accounting

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