Maintain compliance with financial regulations. QUALIFICATIONS: * 3+ years of experience in financial services. * Analytical and communication skills. * FINRA Series 7 and 63 licenses preferred.
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Maintain compliance with financial regulations. QUALIFICATIONS: * 3+ years of experience in financial services. * Analytical and communication skills. * FINRA Series 7 and 63 licenses preferred.
Quick apply
Maintain compliance with financial regulations. QUALIFICATIONS: * 3+ years of experience in financial services. * Analytical and communication skills. * FINRA Series 7 and 63 licenses preferred.
Rogers, MN ยท On-site
$75K - $200K/yr
Maintain compliance with financial regulations. QUALIFICATIONS: * 3+ years of experience in financial services and planning. * Analytical and communication skills. * FINRA Series 6 and 63 licenses ...
Quick apply
Rogers, MN ยท On-site
$75K - $200K/yr
Maintain compliance with financial regulations. QUALIFICATIONS: * 3+ years of experience in financial services and planning. * Analytical and communication skills. * FINRA Series 6 and 63 licenses ...
Maintain compliance with financial regulations. QUALIFICATIONS 2+ years of experience in financial services. Analytical and communication skills. FINRA Series 6 and 63 licenses required. As an Agent ...
Quick apply
Maintain compliance with financial regulations. QUALIFICATIONS 2+ years of experience in financial services. Analytical and communication skills. FINRA Series 6 and 63 licenses required. As an Agent ...
Saint Paul, MN ยท On-site
$68 - $72K/hr
Fun Position Description Values The Financial Controller is responsible for overseeing all financial operations, ensuring accuracy in reporting, compliance with regulations, and strong internal ...
Saint Paul, MN ยท On-site
$68 - $72K/hr
Fun Position Description Values The Financial Controller is responsible for overseeing all financial operations, ensuring accuracy in reporting, compliance with regulations, and strong internal ...
Minneapolis, MN ยท On-site
$114K - $157K/yr
About Our Company We're a diversified financial services leader with more than $1.5 trillion in ... Regulatory submissions include FR Y-9C, FR Y-9LP, FR Y-12, capital calculations, and other required ...
Minneapolis, MN ยท On-site
$114K - $157K/yr
About Our Company We're a diversified financial services leader with more than $1.5 trillion in ... Regulatory submissions include FR Y-9C, FR Y-9LP, FR Y-12, capital calculations, and other required ...
Maintain compliance with financial regulations. QUALIFICATIONS: * 2+ years of experience in financial services. * Analytical and communication skills. * FINRA Series 6 and 63 licenses required. OUR ...
Quick apply
Maintain compliance with financial regulations. QUALIFICATIONS: * 2+ years of experience in financial services. * Analytical and communication skills. * FINRA Series 6 and 63 licenses required. OUR ...
Minneapolis, MN ยท On-site
$79K - $106K/yr
Maintain accurate client records within CRM and financial planning software while adhering to regulatory and compliance requirements. * Stay current on industry trends, investment strategies, and ...
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Minneapolis, MN ยท On-site
$79K - $106K/yr
Maintain accurate client records within CRM and financial planning software while adhering to regulatory and compliance requirements. * Stay current on industry trends, investment strategies, and ...
Winona, MN ยท On-site
$72K - $90K/yr
Financial Reporting and Regulatory Compliance Manager 212 W 2nd St, Winona, MN 55987 HEADD Full-time Shift(s): MON TUE WED THU FRI 7:00am - 6:00pm OVERVIEW: Working as Full-time Financial Reporting ...
Winona, MN ยท On-site
$72K - $90K/yr
Financial Reporting and Regulatory Compliance Manager 212 W 2nd St, Winona, MN 55987 HEADD Full-time Shift(s): MON TUE WED THU FRI 7:00am - 6:00pm OVERVIEW: Working as Full-time Financial Reporting ...
Rogers, MN ยท On-site
$89K - $112K/yr
In-depth knowledge of financial regulations, reporting standards, and cost accounting principles. * Exceptional analytical and problem-solving skills with the ability to translate complex data into ...
Rogers, MN ยท On-site
$89K - $112K/yr
In-depth knowledge of financial regulations, reporting standards, and cost accounting principles. * Exceptional analytical and problem-solving skills with the ability to translate complex data into ...
$107K - $169K/yr
Lead reporting and regulatory activities for assigned funds, including shareholder reports, financial statements, and regulatory filings. Ensure timely, accurate, and complete reporting in compliance ...
$107K - $169K/yr
Lead reporting and regulatory activities for assigned funds, including shareholder reports, financial statements, and regulatory filings. Ensure timely, accurate, and complete reporting in compliance ...
Minneapolis, MN ยท On-site
$87K - $120K/yr
About Our Company We're a diversified financial services leader with more than $1.5 trillion in ... Provides insightful qualitative analysis around regulatory and legal entity reporting * Teams with ...
Minneapolis, MN ยท On-site
$87K - $120K/yr
About Our Company We're a diversified financial services leader with more than $1.5 trillion in ... Provides insightful qualitative analysis around regulatory and legal entity reporting * Teams with ...
Minneapolis, MN ยท On-site
$87K - $120K/yr
About Our Company We're a diversified financial services leader with more than $1.5 trillion in ... Provides insightful qualitative analysis around regulatory and legal entity reporting * Teams with ...
Minneapolis, MN ยท On-site
$87K - $120K/yr
About Our Company We're a diversified financial services leader with more than $1.5 trillion in ... Provides insightful qualitative analysis around regulatory and legal entity reporting * Teams with ...
Rogers, MN ยท On-site
$89K - $112K/yr
In-depth knowledge of financial regulations, reporting standards, and cost accounting principles. * Exceptional analytical and problem-solving skills with the ability to translate complex data into ...
Rogers, MN ยท On-site
$89K - $112K/yr
In-depth knowledge of financial regulations, reporting standards, and cost accounting principles. * Exceptional analytical and problem-solving skills with the ability to translate complex data into ...
Minneapolis, MN ยท On-site
$107K - $169K/yr
Lead reporting and regulatory activities for assigned funds, including shareholder reports, financial statements, and regulatory filings. Ensure timely, accurate, and complete reporting in compliance ...
Minneapolis, MN ยท On-site
$107K - $169K/yr
Lead reporting and regulatory activities for assigned funds, including shareholder reports, financial statements, and regulatory filings. Ensure timely, accurate, and complete reporting in compliance ...
Minneapolis, MN ยท On-site
$89K - $111K/yr
In-depth knowledge of financial regulations, reporting standards, and cost accounting principles. * Exceptional analytical and problem-solving skills with the ability to translate complex data into ...
Minneapolis, MN ยท On-site
$89K - $111K/yr
In-depth knowledge of financial regulations, reporting standards, and cost accounting principles. * Exceptional analytical and problem-solving skills with the ability to translate complex data into ...
Minneapolis, MN ยท On-site
$89K - $111K/yr
In-depth knowledge of financial regulations, reporting standards, and cost accounting principles. * Exceptional analytical and problem-solving skills with the ability to translate complex data into ...
Minneapolis, MN ยท On-site
$89K - $111K/yr
In-depth knowledge of financial regulations, reporting standards, and cost accounting principles. * Exceptional analytical and problem-solving skills with the ability to translate complex data into ...
Virginia, MN ยท On-site
$64 - $101/hr
Stay abreast of new financial regulations and GAAP changes to ensure compliance and recommend necessary policy updates, as required. Collaboration and Communication * Serve as a liaison among finance ...
Virginia, MN ยท On-site
$64 - $101/hr
Stay abreast of new financial regulations and GAAP changes to ensure compliance and recommend necessary policy updates, as required. Collaboration and Communication * Serve as a liaison among finance ...
Saint Paul, MN ยท Hybrid
$110K - $180K/yr
Monitor and analyze legislative, regulatory, and industry developments and translate complex legal requirements into practical, easy-to-understand guidance for management, business partners, and ...
Saint Paul, MN ยท Hybrid
$110K - $180K/yr
Monitor and analyze legislative, regulatory, and industry developments and translate complex legal requirements into practical, easy-to-understand guidance for management, business partners, and ...
Saint Paul, MN ยท On-site
$130K - $210K/yr
Monitor and analyze legislative, regulatory, and industry developments and translate complex legal requirements into practical, easy-to-understand guidance for management, business partners, and ...
Saint Paul, MN ยท On-site
$130K - $210K/yr
Monitor and analyze legislative, regulatory, and industry developments and translate complex legal requirements into practical, easy-to-understand guidance for management, business partners, and ...
This role is focused on financial stewardship, accountability, operational finance, accounting oversight, reporting, revenue cycle, audit and regulatory compliance, internal controls, data integrity ...
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This role is focused on financial stewardship, accountability, operational finance, accounting oversight, reporting, revenue cycle, audit and regulatory compliance, internal controls, data integrity ...
$10.36 - $12.99
1% of jobs
$12.99 - $15.62
8% of jobs
$17.63 is the 25th percentile. Wages below this are outliers.
$15.62 - $18.26
22% of jobs
The median wage is $20.47 / hr.
$18.26 - $20.89
24% of jobs
$20.89 - $23.52
16% of jobs
$24.56 is the 75th percentile. Wages above this are outliers.
$23.52 - $26.15
13% of jobs
$26.15 - $28.79
10% of jobs
$28.79 - $31.42
5% of jobs
$31.42 - $34.05
2% of jobs
$34.05 - $36.69
0% of jobs
$36.69 - $39.32
0% of jobs
$10
$22
$39
| Aspect | Financial Regulation | Financial Compliance |
|---|---|---|
| Focus | Developing and enforcing laws and rules that govern financial institutions and markets | Ensuring organizations adhere to these laws and internal policies |
| Responsibilities | Creating regulations, overseeing their implementation, and monitoring industry practices | Implementing procedures, conducting audits, and maintaining adherence to regulations |
| Work Environment | Regulatory agencies, government bodies, financial institutions | Financial firms, compliance departments, consulting firms |
| Certifications | None specific; knowledge of laws and regulations required | Certified Compliance & Ethics Professional (CCEP), CAMS, or similar certifications |
Financial Regulation involves creating and enforcing rules that govern the financial industry, while Financial Compliance focuses on ensuring organizations follow these rules. Both roles are essential for maintaining a secure and transparent financial system, often working closely within the same industry environment.
For Financial Regulation jobs in Minnesota, the most frequently searched job titles are:
The top searched job categories for Financial Regulation jobs in Minnesota are:

Rochester, MN โข On-site
Full-time
Re-posted 25 days ago