Directs day to day operational functions, ensuring compliance with firm and regulatory policies and ... Reviews daily work of operations associates. * Evaluates workload and responsibilities of support ...
Directs day to day operational functions, ensuring compliance with firm and regulatory policies and ... Reviews daily work of operations associates. * Evaluates workload and responsibilities of support ...
Directs day to day operational functions, ensuring compliance with firm and regulatory policies and ... Reviews daily work of operations associates. * Evaluates workload and responsibilities of support ...
Directs day to day operational functions, ensuring compliance with firm and regulatory policies and ... Reviews daily work of operations associates. * Evaluates workload and responsibilities of support ...
Regulatory Compliance Associate
Atlanta, GA · On-site
Position Summary The Compliance Associate supports RPM Living's regulatory compliance program across property operations. This role assists with monitoring regulatory developments, maintaining ...
Regulatory Compliance Associate
Atlanta, GA · On-site
Position Summary The Compliance Associate supports RPM Living's regulatory compliance program across property operations. This role assists with monitoring regulatory developments, maintaining ...
Position Summary Tilray Brands is seeking an Associate Counsel to support the U.S. Beverage Legal ... with regulatory operations spanning all 50 states. * Career growth within a leading consumer ...
Position Summary Tilray Brands is seeking an Associate Counsel to support the U.S. Beverage Legal ... with regulatory operations spanning all 50 states. * Career growth within a leading consumer ...
Position Summary Tilray Brands is seeking an Associate Counsel to support the U.S. Beverage Legal ... with regulatory operations spanning all 50 states. * Career growth within a leading consumer ...
Position Summary Tilray Brands is seeking an Associate Counsel to support the U.S. Beverage Legal ... with regulatory operations spanning all 50 states. * Career growth within a leading consumer ...
Associate Counsel- US Beverage Division
Atlanta, GA · On-site
$120 - $180/hr
Position SummaryTilray Brands is seeking an Associate Counsel to support the U.S. Beverage Legal ... regulatory operations spanning all 50 states.Career growth within a leading consumer packaged goods ...
Associate Counsel- US Beverage Division
Atlanta, GA · On-site
$120 - $180/hr
Position SummaryTilray Brands is seeking an Associate Counsel to support the U.S. Beverage Legal ... regulatory operations spanning all 50 states.Career growth within a leading consumer packaged goods ...
Regulatory Analyst
Atlanta, GA · On-site
Minimum of 2 years of experience in a regulatory, compliance, legal, or healthcare operations role ... Associates (Full-Time, Part-Time & Per Diem): * Competitive Pay * 401(k) with Company Match
Regulatory Analyst
Atlanta, GA · On-site
Minimum of 2 years of experience in a regulatory, compliance, legal, or healthcare operations role ... Associates (Full-Time, Part-Time & Per Diem): * Competitive Pay * 401(k) with Company Match
Maintains records to comply with regulatory requirements and acts as subject matter expert for revisions or improvements to manufacturing documents. * Works with other Cell Processing Associates ...
Maintains records to comply with regulatory requirements and acts as subject matter expert for revisions or improvements to manufacturing documents. * Works with other Cell Processing Associates ...
Regulatory Compliance Specialist
Atlanta, GA · On-site
Position Summary The Compliance Associate supports RPM Living's regulatory compliance program across property operations. This role assists with monitoring regulatory developments, maintaining ...
Regulatory Compliance Specialist
Atlanta, GA · On-site
Position Summary The Compliance Associate supports RPM Living's regulatory compliance program across property operations. This role assists with monitoring regulatory developments, maintaining ...
Regulatory Compliance Specialist
Atlanta, GA · On-site
Position Summary The Compliance Associate supports RPM Living's regulatory compliance program across property operations. This role assists with monitoring regulatory developments, maintaining ...
Regulatory Compliance Specialist
Atlanta, GA · On-site
Position Summary The Compliance Associate supports RPM Living's regulatory compliance program across property operations. This role assists with monitoring regulatory developments, maintaining ...
Position Summary The Compliance Associate supports RPM Living's regulatory compliance program across property operations. This role assists with monitoring regulatory developments, maintaining ...
Position Summary The Compliance Associate supports RPM Living's regulatory compliance program across property operations. This role assists with monitoring regulatory developments, maintaining ...
Environmental Regulatory Associate Attorney Location: Atlanta, GA Compensation: Competitive, based ... operations and transactions. * Collaborate with attorneys across environmental, litigation, and ...
Quick apply
Environmental Regulatory Associate Attorney Location: Atlanta, GA Compensation: Competitive, based ... operations and transactions. * Collaborate with attorneys across environmental, litigation, and ...
... branch operations. Associate MSOs perform routine branch duties and follow standard branch ... and regulatory requirements. Ensure all member information remains confidential and members ...
... branch operations. Associate MSOs perform routine branch duties and follow standard branch ... and regulatory requirements. Ensure all member information remains confidential and members ...
Associate Member Services Officer
Zebulon, GA · On-site
... branch operations. Associate MSOs perform routine branch duties and follow standard branch ... and regulatory requirements. Ensure all member information remains confidential and members ...
Associate Member Services Officer
Zebulon, GA · On-site
... branch operations. Associate MSOs perform routine branch duties and follow standard branch ... and regulatory requirements. Ensure all member information remains confidential and members ...
Associate Principal Software Engineer
$114K - $153K/yr
Summary As an Associate Principal Software Engineer, the chosen candidate will serve as the ... The individual in this position partners with engineering, quality, regulatory, operations ...
Associate Principal Software Engineer
$114K - $153K/yr
Summary As an Associate Principal Software Engineer, the chosen candidate will serve as the ... The individual in this position partners with engineering, quality, regulatory, operations ...
Minimum of 2 years of experience in a regulatory, compliance, legal, or healthcare operations role ... Associates (Full-Time, Part-Time & Per Diem): * Competitive Pay * 401(k) with Company Match
Minimum of 2 years of experience in a regulatory, compliance, legal, or healthcare operations role ... Associates (Full-Time, Part-Time & Per Diem): * Competitive Pay * 401(k) with Company Match
Analyze regulatory developments and provide practical guidance on compliance and operational issues ... Associates receive meaningful client interaction, substantial responsibility, and exceptional ...
Quick apply
Analyze regulatory developments and provide practical guidance on compliance and operational issues ... Associates receive meaningful client interaction, substantial responsibility, and exceptional ...
Minimum of 2 years of experience in a regulatory, compliance, legal, or healthcare operations role ... Associates (Full-Time, Part-Time & Per Diem): * Competitive Pay * 401(k) with Company Match
Minimum of 2 years of experience in a regulatory, compliance, legal, or healthcare operations role ... Associates (Full-Time, Part-Time & Per Diem): * Competitive Pay * 401(k) with Company Match
Analyze regulatory developments and provide practical guidance on compliance and operational issues ... Associates receive meaningful client interaction, substantial responsibility, and exceptional ...
Analyze regulatory developments and provide practical guidance on compliance and operational issues ... Associates receive meaningful client interaction, substantial responsibility, and exceptional ...
Summary As an Associate Principal Engineer, the chosen candidate will serve as the Platform ... The individual in this position partners with engineering, quality, regulatory, operations ...
Summary As an Associate Principal Engineer, the chosen candidate will serve as the Platform ... The individual in this position partners with engineering, quality, regulatory, operations ...
Regulatory Operations Associate information
See Georgia salary details
$9.54 - $12.77
9% of jobs
$14.88 is the 25th percentile. Wages below this are outliers.
$12.77 - $16
24% of jobs
The median wage is $18.46 / hr.
$16 - $19.23
22% of jobs
$19.23 - $22.46
16% of jobs
$23.89 is the 75th percentile. Wages above this are outliers.
$22.46 - $25.69
9% of jobs
$25.69 - $28.91
7% of jobs
$28.91 - $32.14
4% of jobs
$32.14 - $35.37
4% of jobs
$35.37 - $38.60
3% of jobs
$38.60 - $41.83
1% of jobs
$41.83 - $45.06
0% of jobs
$9
$22
$45
How much do regulatory operations associate jobs pay per hour?
What are the key skills and qualifications needed to thrive as a regulatory operations associate, and why are they important?
What is a regulatory operations associate?
How does a regulatory operations associate typically collaborate with cross-functional teams within an organization?
What is the difference between Regulatory Operations Associate vs Regulatory Affairs Specialist?
| Aspect | Regulatory Operations Associate | Regulatory Affairs Specialist |
|---|---|---|
| Required Credentials | Bachelor's degree, familiarity with regulatory processes | Bachelor's degree, often with certifications in regulatory affairs |
| Work Environment | Supportive regulatory teams, administrative tasks | Strategic planning, compliance management |
| Employer & Industry Usage | Pharmaceutical, biotech, healthcare companies | Pharmaceutical, medical device, biotech sectors |
| Common Search & Comparison | Yes | No |
The Regulatory Operations Associate typically handles administrative and operational support within regulatory teams, focusing on document management and submission processes. In contrast, the Regulatory Affairs Specialist is more involved in strategic compliance, ensuring products meet regulatory standards. Both roles are essential in regulated industries like pharma and biotech, but they differ in scope and responsibilities.

Full-time
Medical, Dental, Vision, Life, Retirement, PTO
Re-posted 9 days ago
Job description
Job Description Summary
Under branch manager direction manage the overall operational efficiency of the branch office. Directs day to day operational functions, ensuring compliance with firm and regulatory policies and procedures. Uses extensive knowledge and skills obtained through education and experience to identify, research, analyze and resolve complex issues.Job Description
Responsibilities
- Performs back-up for all operational functions as required by workloads and absences.
- Works directly with home office personnel to coordinate branch-home office workflow.
- Completes self-audit of branch procedures.
- Assists Branch Manager with confidential matters and compliance visits and replies.
- Assists Branch Manager with controlling expenses and operating at peak efficiencies.
- Oversees ordering of supplies, purchase orders and postage usage.
- Maintains accounting of branch petty cash.
- May review branch invoices and operating statements.
- Researches and resolves complex problems relating to client accounts and inquiries.
- Assists Branch Manager in disseminating information at regular branch meetings.
- Coordinate rent, facility, office maintenance and cleaning/security issues.
- Recruits, selects, orients, trains and supervises branch operations associates.
- In conjunction with the Branch Manager conducts ongoing performance management, scheduled performance appraisals and salary reviews of operations associates, and maintains branch associate files.
- Reviews daily work of operations associates.
- Evaluates workload and responsibilities of support staff to determine necessary assignment changes to maintain efficient workflow.
- Ensures daily staffing levels and cross-training is adequate.
- Coordinates registrations, continuing education, licensing, etc. of branch personnel.
- Performs other duties and responsibilities as assigned. May perform some Branch Manager duties
Education/Experience Requirements
- Bachelor's degree and three years' experience in the financial services industry, preferably including related operational management and supervisory experience
~or~
- An equivalent combination of experience, education and/or training as approved by Human Resources
Licenses Required
- SIE required provided that an exemption or grandfathering cannot be applied
- Series 7, 9 & 10
- Series 63, 65 and/or 66 as required by state
- Ability to obtain additional securities and advisory state registrations if required by state
Education
Bachelor's: Accounting, Bachelor's: Business Administration, Bachelor's: FinanceWork Experience
General Experience - 3 to 6 years, Manager Experience - 13 months to 3 yearsCertifications
s10 - General Securities Sales Supervisor - General Module Examination - Financial Industry Regulatory Authority (FINRA), s66 - Uniform Combined State Law Examination - Financial Industry Regulatory Authority (FINRA), s7 - General Securities Representative Examination - Financial Industry Regulatory Authority (FINRA), s9 - General Securities Sales Supervisor - Options Module Examination - Financial Industry Regulatory Authority (FINRA), Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA)Travel
Less than 25%Workstyle
ResidentThe total compensation for this position includes base salary or wages, and may include components such as additional compensation (cash or equity), discretionary bonuses, or commissions. This position is eligible for a benefits package that may include medical, dental, and vision; life insurance; critical illness insurance and accident insurance; disability benefits; retirement savings; paid time off (including vacation, holidays, and sick leave); and parental leave. Eligibility for benefits and specific offerings may vary based on position and employment status. To view more details of the benefits offered, visit Myrjbenefits.com.
At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity, independence and a conservative, long-term view.
We expect our associates at all levels to:
Grow professionally and inspire others to do the same
Work with and through others to achieve desired outcomes
Make prompt, pragmatic choices and act with the client in mind
Take ownership and hold themselves and others accountable for delivering results that matter
Contribute to the continuous evolution of the firm
At Raymond James - as part of our people-first culture, we honor, value, and respect the uniqueness, experiences, and backgrounds of all of our Associates. When associates bring their best authentic selves, our organization, clients, and communities thrive. The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.