Head of Compliance
Washington, DC · On-site
Monex USA guides thousands of clients, from a broad spectrum of industry sectors, through the intricacies of the currency markets. Our unique market insight is widely recognized in main-line business ...
Head of Compliance
Washington, DC · On-site
Monex USA guides thousands of clients, from a broad spectrum of industry sectors, through the intricacies of the currency markets. Our unique market insight is widely recognized in main-line business ...
Head of Compliance
Washington, DC · On-site
Monex USA guides thousands of clients, from a broad spectrum of industry sectors, through the intricacies of the currency markets. Our unique market insight is widely recognized in main-line business ...
Head of Compliance
Washington, DC · On-site
Monex USA guides thousands of clients, from a broad spectrum of industry sectors, through the intricacies of the currency markets. Our unique market insight is widely recognized in main-line business ...
Sales Development Representative
New York, NY · On-site
$50K - $75K/yr
Monex USA guides thousands of clients, from a broad spectrum of industry sectors, through the intricacies of the currency markets. Our unique market insight is widely recognized in The Wall Street ...
Sales Development Representative
New York, NY · On-site
$50K - $75K/yr
Monex USA guides thousands of clients, from a broad spectrum of industry sectors, through the intricacies of the currency markets. Our unique market insight is widely recognized in The Wall Street ...
FX Sales Director
New York, NY · On-site
$146K/yr
Monex USA guides thousands of clients, from a broad spectrum of industry sectors, through the intricacies of the currency markets. Our unique market insight is widely recognized in main-line business ...
FX Sales Director
New York, NY · On-site
$146K/yr
Monex USA guides thousands of clients, from a broad spectrum of industry sectors, through the intricacies of the currency markets. Our unique market insight is widely recognized in main-line business ...
Customer Success Specialist
Washington, DC · On-site
$60K - $75K/yr
Monex USA guides thousands of clients, from a broad spectrum of industry sectors, through the intricacies of the currency markets. Our unique market insight is widely recognized in The Wall Street ...
Customer Success Specialist
Washington, DC · On-site
$60K - $75K/yr
Monex USA guides thousands of clients, from a broad spectrum of industry sectors, through the intricacies of the currency markets. Our unique market insight is widely recognized in The Wall Street ...
Senior Credit Risk Manager
Washington, DC · On-site
$100K - $140K/yr
Across the Monex Group, we support thousands of clients globally with tailored FX risk management strategies, international payments, and market expertise recognized by leading financial media ...
Senior Credit Risk Manager
Washington, DC · On-site
$100K - $140K/yr
Across the Monex Group, we support thousands of clients globally with tailored FX risk management strategies, international payments, and market expertise recognized by leading financial media ...
Customer Success Specialist
Washington, DC · Hybrid
$60K - $75K/yr
Monex USA guides thousands of clients, from a broad spectrum of industry sectors, through the intricacies of the currency markets. Our unique market insight is widely recognized in The Wall Street ...
Customer Success Specialist
Washington, DC · Hybrid
$60K - $75K/yr
Monex USA guides thousands of clients, from a broad spectrum of industry sectors, through the intricacies of the currency markets. Our unique market insight is widely recognized in The Wall Street ...
Senior HR Generalist (Benefits)
Washington, DC · On-site
$78K - $100K/yr
Monex USA guides thousands of clients, from a broad spectrum of industry sectors, through the intricacies of the currency markets. Our unique market insight is widely recognized in main-line business ...
New
Senior HR Generalist (Benefits)
Washington, DC · On-site
$78K - $100K/yr
Monex USA guides thousands of clients, from a broad spectrum of industry sectors, through the intricacies of the currency markets. Our unique market insight is widely recognized in main-line business ...
New
Senior Credit Risk Manager
Washington, DC · On-site
$100K - $140K/yr
Across the Monex Group, we support thousands of clients globally with tailored FX risk management strategies, international payments, and market expertise recognized by leading financial media ...
Quick apply
Senior Credit Risk Manager
Washington, DC · On-site
$100K - $140K/yr
Across the Monex Group, we support thousands of clients globally with tailored FX risk management strategies, international payments, and market expertise recognized by leading financial media ...
This position is responsible for analyzing product performance, identifying market trends, and supporting the development and enhancement of treasury solutions such as ACH, wires, RDC, Monex, Lockbox ...
This position is responsible for analyzing product performance, identifying market trends, and supporting the development and enhancement of treasury solutions such as ACH, wires, RDC, Monex, Lockbox ...
This position is responsible for analyzing product performance, identifying market trends, and supporting the development and enhancement of treasury solutions such as ACH, wires, RDC, Monex, Lockbox ...
This position is responsible for analyzing product performance, identifying market trends, and supporting the development and enhancement of treasury solutions such as ACH, wires, RDC, Monex, Lockbox ...
This position is responsible for analyzing product performance, identifying market trends, and supporting the development and enhancement of treasury solutions such as ACH, wires, RDC, Monex, Lockbox ...
This position is responsible for analyzing product performance, identifying market trends, and supporting the development and enhancement of treasury solutions such as ACH, wires, RDC, Monex, Lockbox ...
Monex information
What is the difference between Monex vs Forex Trader?
| Aspect | Monex | Forex Trader |
|---|---|---|
| Credentials | Typically requires financial licenses, certifications in trading or finance | Often needs trading experience, certifications like Series 3 or relevant licenses |
| Work Environment | Operates within financial firms, brokerages, or investment platforms | Works independently or for trading firms, financial institutions, or online platforms |
| Industry Usage | Used as a brand name for a financial services company | Refers to individuals trading foreign currencies in markets |
Monex is a financial services company offering trading platforms and investment services, while a Forex Trader is an individual who actively trades foreign currencies. The main difference lies in Monex being a firm or platform, and Forex Trader being a role performed by individuals within the forex market.
What are the key skills and qualifications needed to thrive as a Foreign Exchange (Forex) Trader at Monex, and why are they important?
To thrive as a Forex Trader at Monex, you need strong analytical skills, knowledge of financial markets, and typically a degree in finance, economics, or a related field. Familiarity with trading platforms such as MetaTrader, Bloomberg Terminal, and relevant certifications like CFA or FINRA licenses is highly valued. Attention to detail, decisiveness, and stress management are crucial soft skills for success in fast-paced trading environments. These skills ensure sound decision-making, risk management, and the ability to capitalize on market opportunities for both clients and the firm.
What is Monex and what do they do?
Monex is a financial services company that primarily operates as an online securities brokerage. They provide a platform for individuals and institutions to trade stocks, bonds, foreign exchange, and other financial instruments. Monex is known for offering user-friendly trading tools, educational resources for investors, and access to global markets. Their services cater to both beginner and experienced investors looking to manage their portfolios online.
What are some common challenges faced when working as a financial advisor at Monex, and how can they be addressed?
Financial advisors at Monex often encounter challenges such as building a robust client base, keeping up with rapidly changing market trends, and meeting performance targets. To address these, advisors benefit from leveraging Monex’s proprietary tools and ongoing training programs, which help them provide up-to-date investment advice. Regular collaboration with experienced colleagues and participating in mentorship initiatives can also ease the transition and promote professional growth within the company.
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What job categories do people searching Monex jobs look for? The top searched job categories for Monex jobs are:
Full-time
Medical, Dental, Vision, Retirement, PTO
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Job description
Job Title: Head of Compliance Location: Washington, DC; Hybrid (4 Days in office, after 90 Days in-person) Status: Full-time; Exempt Reports to: Chief Executive Officer (Direct); International Compliance Officer Typical Work Hours: 8:30 a.m. to 5:00 p.m. Monday to Friday Since 1999, Monex USA has provided corporate clients with the best foreign exchange (FX) and international payment solutions in the industry. Monex USA guides thousands of clients, from a broad spectrum of industry sectors, through the intricacies of the currency markets. Our unique market insight is widely recognized in main-line business media such as The Wall Street Journal, Reuters, Bloomberg, and CNBC. Monex SAB de CV is the ultimate parent company within the group and is headquartered in Mexico (BMV: MONEXB). The Monex group operates globally through regulated entities across North America, Europe, and Asia, employing over 2,500 employees and servicing more than 65,000 clients worldwide. Monex USA ("MUSA") is a U.S. money service business registered with FinCEN and multiple state regulators, as well as FINTRAC in Canada. Monex USA is seeking a Head of Compliance to lead and oversee all compliance and financial crime functions across the business. This role is responsible for ensuring the firm maintains effective systems and controls to meet all applicable regulatory obligations, while providing strategic compliance guidance to executive leadership and supporting the company's continued growth in the U.S. and international markets. Responsibilities
- Compliance Oversight
- Responsible for all Compliance related matters at MUSA
- Principal contact for local regulators in the USA (FinCEN) and Canada (FINTRAC)
- Take the lead role in the implementation of changes driven by current and forthcoming regulatory requirements
- Respond to and/or coordinating responses to regulatory, FIU enquiries, LP and audit requests
- Ensure there are sufficient resources and resources of the necessary quality to handle the firm's regulatory compliance and financial crime operations and obligations
- Arrange and overseeing regular Compliance Audits and Risk Assessments
- Ensure any Audit or Risk findings are communicated to the Chief Executive Officer and other (relevant) senior managers (ICCO) in order to discuss and agree suggested changes and assist with the implementation of these (where applicable)
- Ensure accurate and up to date Compliance records are maintained (including version control)
- Provide concise and meaningful, data-driven management information to the firms executive and Board & Senior Managers, e.g. Quarterly compliance reports, Quarterly Board reporting etc.
- Business & Compliance Strategy
- Manage day-to-day compliance operations
- Develop and align compliance initiatives for MUSA in partnership with international compliance teams, ensuring consistency with global strategic objectives under the guidance of the ICCO
- Advise and assist the local Board to deliver on required management/governance structure, systems and internal controls and individual responsibilities of senior management
- Regulatory & Financial Crime Requirements
- Oversee the firm's AML/BSA, OFAC, sanctions, and financial crime compliance framework
- Ensure adherence to USA PATRIOT Act, FATF recommendations, and state money transmitter licensing requirements
- Continuously enhance the Compliance Programme, including policies, procedures, and training documentation
- Ensure risk-based KYC and due diligence procedures are maintained and escalated appropriately
- Oversee customer complaint reviews and regulatory reporting obligations
- Maintain oversight of SAR/STR filing processes and financial crime investigations
- Compliance Culture & Training
- Foster strong relationships across all business units while maintaining effective second-line oversight
- Promote a culture of compliance and ethical conduct across the organization
- Ensure all employees receive ongoing compliance and financial crime training
- Coordinate bespoke training for senior leadership and Board members where appropriate
- Maintain compliance registers and training records
- Bachelor's degree in Law, Finance, Business, or related field
- 10+ years of compliance experience within money transmission, foreign exchange, or international payments
- Minimum 3 years of senior compliance leadership experience
- Strong knowledge of AML/BSA, OFAC, USA PATRIOT Act, FATF recommendations, and U.S. money transmitter regulations
- Experience managing regulatory examinations, audits, and remediation efforts
- Prior experience serving as BSA Officer or MLRO with SAR/STR filing authority
- Strong communication and stakeholder management skills
- High standard of written and verbal English
- Advanced degree in a related field
- FINTRAC/PCMLTFA experience
- CAMS or similar compliance certification
- Fluency in additional languages, including Spanish, French, or Dutch
- Experience working with international compliance governance structures
- The annual salary range is $140,000 to $170,000 with a 10% annual bonus. Salary is commensurate with experience and qualifications.
- Medical insurance
- Dental insurance
- Vision insurance
- 401(k) and employer match
- Paid time off
- Disability benefits
- Paid parental leave