New York, NY · On-site
$180K - $200K/yr
You will manage client relationships, develop litigation strategies, mentor attorneys, and ... Represent clients in financial services, securities, FINRA, and commercial litigation disputes
New York, NY · On-site
$180K - $200K/yr
You will manage client relationships, develop litigation strategies, mentor attorneys, and ... Represent clients in financial services, securities, FINRA, and commercial litigation disputes
New York, NY · Hybrid
$180K - $250K/yr
You will manage client relationships, develop litigation strategies, mentor attorneys, and ... Represent clients in financial services, securities, FINRA, and commercial litigation disputes
Quick apply
New York, NY · Hybrid
$180K - $250K/yr
You will manage client relationships, develop litigation strategies, mentor attorneys, and ... Represent clients in financial services, securities, FINRA, and commercial litigation disputes
New York, NY · On-site
$150K - $250K/yr
Our client is seeking a Senior Attorney or Partner for its New York office with experience in ... Manage hearings, depositions, and mediations * Advise clients on regulatory and compliance-related ...
Quick apply
New York, NY · On-site
$150K - $250K/yr
Our client is seeking a Senior Attorney or Partner for its New York office with experience in ... Manage hearings, depositions, and mediations * Advise clients on regulatory and compliance-related ...
New York, NY · Hybrid
$150K - $250K/yr
Our client is seeking a Senior Attorney or Partner for its New York office with experience in ... Manage hearings, depositions, and mediations * Advise clients on regulatory and compliance-related ...
Quick apply
New York, NY · Hybrid
$150K - $250K/yr
Our client is seeking a Senior Attorney or Partner for its New York office with experience in ... Manage hearings, depositions, and mediations * Advise clients on regulatory and compliance-related ...
New York, NY · Hybrid
$200K - $250K/yr
This is an excellent opportunity for an experienced attorney looking to join a growing practice ... Manage all phases of litigation, including pleadings, discovery, depositions, motion practice ...
Quick apply
New York, NY · Hybrid
$200K - $250K/yr
This is an excellent opportunity for an experienced attorney looking to join a growing practice ... Manage all phases of litigation, including pleadings, discovery, depositions, motion practice ...
Washington, DC · Hybrid
$192K - $379K/yr
Mentor and develop attorneys and staff members to achieve desired outcomes. * Foster excellence in ... Provide strategic pre-litigation counseling to FINRA management. * Oversee and manage outside ...
Washington, DC · Hybrid
$192K - $379K/yr
Mentor and develop attorneys and staff members to achieve desired outcomes. * Foster excellence in ... Provide strategic pre-litigation counseling to FINRA management. * Oversee and manage outside ...
Provides high quality support to OGC's Regulatory Policy and Capital Markets attorneys, including ... and Senior Management, such as supporting FINRA's role in international initiatives.
Provides high quality support to OGC's Regulatory Policy and Capital Markets attorneys, including ... and Senior Management, such as supporting FINRA's role in international initiatives.
Provides high quality support to OGC's Regulatory Policy and Capital Markets attorneys, including ... and Senior Management, such as supporting FINRA's role in international initiatives.
Provides high quality support to OGC's Regulatory Policy and Capital Markets attorneys, including ... and Senior Management, such as supporting FINRA's role in international initiatives.
Rockville, MD · Hybrid
$192K - $379K/yr
Mentor and develop attorneys and staff members to achieve desired outcomes. * Foster excellence in ... Provide strategic pre-litigation counseling to FINRA management. * Oversee and manage outside ...
Rockville, MD · Hybrid
$192K - $379K/yr
Mentor and develop attorneys and staff members to achieve desired outcomes. * Foster excellence in ... Provide strategic pre-litigation counseling to FINRA management. * Oversee and manage outside ...
Wealth Management Litigation has 14 trial lawyers in three states. The group handles litigation and ... by the SEC, FINRA, DOJ and state regulators. Experience defending claims in trial and/or ...
Wealth Management Litigation has 14 trial lawyers in three states. The group handles litigation and ... by the SEC, FINRA, DOJ and state regulators. Experience defending claims in trial and/or ...
Wealth Management Litigation has 14 trial lawyers in three states. The group handles litigation and ... by the SEC, FINRA, DOJ and state regulators. Experience defending claims in trial and/or ...
Wealth Management Litigation has 14 trial lawyers in three states. The group handles litigation and ... by the SEC, FINRA, DOJ and state regulators. Experience defending claims in trial and/or ...
Wealth Management Litigation has 14 trial lawyers in three states. The group handles litigation and ... by the SEC, FINRA, DOJ and state regulators. Experience defending claims in trial and/or ...
Wealth Management Litigation has 14 trial lawyers in three states. The group handles litigation and ... by the SEC, FINRA, DOJ and state regulators. Experience defending claims in trial and/or ...
Wealth Management Litigation has 14 trial lawyers in three states. The group handles litigation and ... by the SEC, FINRA, DOJ and state regulators. Experience defending claims in trial and/or ...
Wealth Management Litigation has 14 trial lawyers in three states. The group handles litigation and ... by the SEC, FINRA, DOJ and state regulators. Experience defending claims in trial and/or ...
Manhattan, NY · On-site
$175K - $225K/yr
The Regulatory Attorney will have varied responsibilities, including but not limited to supporting ... Manage an ongoing caseload stemming from FINRA's reviews and examinations of NYSE member firms ...
Manhattan, NY · On-site
$175K - $225K/yr
The Regulatory Attorney will have varied responsibilities, including but not limited to supporting ... Manage an ongoing caseload stemming from FINRA's reviews and examinations of NYSE member firms ...
New York, NY · On-site
$175K - $225K/yr
The Regulatory Attorney will have varied responsibilities, including but not limited to supporting ... Manage an ongoing caseload stemming from FINRA's reviews and examinations of NYSE member firms ...
New York, NY · On-site
$175K - $225K/yr
The Regulatory Attorney will have varied responsibilities, including but not limited to supporting ... Manage an ongoing caseload stemming from FINRA's reviews and examinations of NYSE member firms ...
Manage public communication of FINRA proposals and legal interpretations to member firms, members ... Train and mentor other OGC attorneys and assist in supervising and directing regulatory analysts ...
Manage public communication of FINRA proposals and legal interpretations to member firms, members ... Train and mentor other OGC attorneys and assist in supervising and directing regulatory analysts ...
Manage public communication of FINRA proposals and legal interpretations to member firms, members ... Train and mentor other OGC attorneys and assist in supervising and directing regulatory analysts ...
Manage public communication of FINRA proposals and legal interpretations to member firms, members ... Train and mentor other OGC attorneys and assist in supervising and directing regulatory analysts ...
Manage public communication of FINRA proposals and legal interpretations to member firms, members ... Train and mentor other OGC attorneys and assist in supervising and directing regulatory analysts ...
Manage public communication of FINRA proposals and legal interpretations to member firms, members ... Train and mentor other OGC attorneys and assist in supervising and directing regulatory analysts ...
Manage public communication of FINRA proposals and legal interpretations to member firms, members ... Train and mentor other OGC attorneys and assist in supervising and directing regulatory analysts ...
Manage public communication of FINRA proposals and legal interpretations to member firms, members ... Train and mentor other OGC attorneys and assist in supervising and directing regulatory analysts ...
Manage public communication of FINRA proposals and legal interpretations to member firms, members ... Train and mentor other OGC attorneys and assist in supervising and directing regulatory analysts ...
Manage public communication of FINRA proposals and legal interpretations to member firms, members ... Train and mentor other OGC attorneys and assist in supervising and directing regulatory analysts ...
| Aspect | Manager Finra Attorney | Compliance Officer |
|---|---|---|
| Credentials | Law degree, Finra registration, legal certifications | Regulatory certifications, industry-specific training |
| Work Environment | Legal firms, financial institutions, regulatory agencies | Financial firms, brokerage firms, investment companies |
| Employer & Industry | Financial services, legal sector, regulatory bodies | Financial services, brokerage firms, asset management |
| Search & Comparison Intent | Legal expertise, Finra regulations, legal compliance | Regulatory compliance, risk management, policies |
The Manager Finra Attorney primarily focuses on legal compliance related to Finra regulations, providing legal advice and ensuring adherence to industry laws. In contrast, a Compliance Officer handles broader regulatory compliance, risk management, and policy implementation within financial firms. Both roles require understanding of financial regulations but differ in their focus—legal versus operational compliance.
New York, NY • On-site
$180K - $200K/yr
Full-time
Posted 17 days ago
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Human resources consulting services
1 - 10 Employees
Oakland, CA, US
