Our client is seeking a Senior Attorney or Partner for its New York office with experience in ... Manage hearings, depositions, and mediations * Advise clients on regulatory and compliance-related ...
Quick apply
Our client is seeking a Senior Attorney or Partner for its New York office with experience in ... Manage hearings, depositions, and mediations * Advise clients on regulatory and compliance-related ...
NY Partner/Senior Associate: Financial services litigation/securities/FINRA
New York, NY · Hybrid
$200K - $250K/yr
This is an excellent opportunity for an experienced attorney looking to join a growing practice ... Manage all phases of litigation, including pleadings, discovery, depositions, motion practice ...
Quick apply
NY Partner/Senior Associate: Financial services litigation/securities/FINRA
New York, NY · Hybrid
$200K - $250K/yr
This is an excellent opportunity for an experienced attorney looking to join a growing practice ... Manage all phases of litigation, including pleadings, discovery, depositions, motion practice ...
Vice President and Associate General Counsel - Litigation
Rockville, MD · Hybrid
$192K - $379K/yr
Mentor and develop attorneys and staff members to achieve desired outcomes. * Foster excellence in ... Provide strategic pre-litigation counseling to FINRA management. * Oversee and manage outside ...
Vice President and Associate General Counsel - Litigation
Rockville, MD · Hybrid
$192K - $379K/yr
Mentor and develop attorneys and staff members to achieve desired outcomes. * Foster excellence in ... Provide strategic pre-litigation counseling to FINRA management. * Oversee and manage outside ...
Vice President and Associate General Counsel - Litigation
Washington, DC · Hybrid
$192K - $379K/yr
Mentor and develop attorneys and staff members to achieve desired outcomes. * Foster excellence in ... Provide strategic pre-litigation counseling to FINRA management. * Oversee and manage outside ...
Vice President and Associate General Counsel - Litigation
Washington, DC · Hybrid
$192K - $379K/yr
Mentor and develop attorneys and staff members to achieve desired outcomes. * Foster excellence in ... Provide strategic pre-litigation counseling to FINRA management. * Oversee and manage outside ...
Wealth Management Litigation has 14 trial lawyers in three states. The group handles litigation and ... by the SEC, FINRA, DOJ and state regulators. Experience defending claims in trial and/or ...
Wealth Management Litigation has 14 trial lawyers in three states. The group handles litigation and ... by the SEC, FINRA, DOJ and state regulators. Experience defending claims in trial and/or ...
Wealth Management Litigation has 14 trial lawyers in three states. The group handles litigation and ... by the SEC, FINRA, DOJ and state regulators. Experience defending claims in trial and/or ...
Wealth Management Litigation has 14 trial lawyers in three states. The group handles litigation and ... by the SEC, FINRA, DOJ and state regulators. Experience defending claims in trial and/or ...
Wealth Management Litigation has 14 trial lawyers in three states. The group handles litigation and ... by the SEC, FINRA, DOJ and state regulators. Experience defending claims in trial and/or ...
Wealth Management Litigation has 14 trial lawyers in three states. The group handles litigation and ... by the SEC, FINRA, DOJ and state regulators. Experience defending claims in trial and/or ...
Wealth Management Litigation has 14 trial lawyers in three states. The group handles litigation and ... by the SEC, FINRA, DOJ and state regulators. Experience defending claims in trial and/or ...
Wealth Management Litigation has 14 trial lawyers in three states. The group handles litigation and ... by the SEC, FINRA, DOJ and state regulators. Experience defending claims in trial and/or ...
Assistant General Counsel, Regulatory
Washington, DC · Hybrid
$305K/yr
Represent FINRA before industry groups. * Prepare Regulatory Notices, rule guidance and other ... Train and mentor other attorneys, regulatory analysts, legal assistants, and administrative ...
Assistant General Counsel, Regulatory
Washington, DC · Hybrid
$305K/yr
Represent FINRA before industry groups. * Prepare Regulatory Notices, rule guidance and other ... Train and mentor other attorneys, regulatory analysts, legal assistants, and administrative ...
Assistant General Counsel, Regulatory
Rockville, MD · Hybrid
$305K/yr
Represent FINRA before industry groups. * Prepare Regulatory Notices, rule guidance and other ... Train and mentor other attorneys, regulatory analysts, legal assistants, and administrative ...
Assistant General Counsel, Regulatory
Rockville, MD · Hybrid
$305K/yr
Represent FINRA before industry groups. * Prepare Regulatory Notices, rule guidance and other ... Train and mentor other attorneys, regulatory analysts, legal assistants, and administrative ...
Assistant General Counsel, Regulatory
Brookfield, WI · Hybrid
$305K/yr
Represent FINRA before industry groups. * Prepare Regulatory Notices, rule guidance and other ... Train and mentor other attorneys, regulatory analysts, legal assistants, and administrative ...
Assistant General Counsel, Regulatory
Brookfield, WI · Hybrid
$305K/yr
Represent FINRA before industry groups. * Prepare Regulatory Notices, rule guidance and other ... Train and mentor other attorneys, regulatory analysts, legal assistants, and administrative ...
Assistant General Counsel, Regulatory
Jersey City, NJ · Hybrid
$305K/yr
Represent FINRA before industry groups. * Prepare Regulatory Notices, rule guidance and other ... Train and mentor other attorneys, regulatory analysts, legal assistants, and administrative ...
Assistant General Counsel, Regulatory
Jersey City, NJ · Hybrid
$305K/yr
Represent FINRA before industry groups. * Prepare Regulatory Notices, rule guidance and other ... Train and mentor other attorneys, regulatory analysts, legal assistants, and administrative ...
Manage public communication of FINRA proposals and legal interpretations to member firms, members ... Train and mentor other OGC attorneys and assist in supervising and directing regulatory analysts ...
Manage public communication of FINRA proposals and legal interpretations to member firms, members ... Train and mentor other OGC attorneys and assist in supervising and directing regulatory analysts ...
Manage public communication of FINRA proposals and legal interpretations to member firms, members ... Train and mentor other OGC attorneys and assist in supervising and directing regulatory analysts ...
Manage public communication of FINRA proposals and legal interpretations to member firms, members ... Train and mentor other OGC attorneys and assist in supervising and directing regulatory analysts ...
Associate Director, Knowledge Management, OCLO
Rockville, MD · Hybrid
$128K - $242K/yr
... OGC attorneys and business unit experts. * Operates with independence in drafting updates to ... Demonstration of FINRA's values. * Collaboration, both in-person and virtually, in furtherance of ...
Associate Director, Knowledge Management, OCLO
Rockville, MD · Hybrid
$128K - $242K/yr
... OGC attorneys and business unit experts. * Operates with independence in drafting updates to ... Demonstration of FINRA's values. * Collaboration, both in-person and virtually, in furtherance of ...
Manage public communication of FINRA proposals and legal interpretations to member firms, members ... Train and mentor other OGC attorneys and assist in supervising and directing regulatory analysts ...
Manage public communication of FINRA proposals and legal interpretations to member firms, members ... Train and mentor other OGC attorneys and assist in supervising and directing regulatory analysts ...
Manage public communication of FINRA proposals and legal interpretations to member firms, members ... Train and mentor other OGC attorneys and assist in supervising and directing regulatory analysts ...
Manage public communication of FINRA proposals and legal interpretations to member firms, members ... Train and mentor other OGC attorneys and assist in supervising and directing regulatory analysts ...
Associate Principal Analyst, Advertising Regulation
Jersey City, NJ · Hybrid
$96K - $180K/yr
Responds to general telephone inquiries from firms, attorneys, advertising agencies, FINRA District ... Performs special projects at the request of the Vice President, directors, or managers including ...
Associate Principal Analyst, Advertising Regulation
Jersey City, NJ · Hybrid
$96K - $180K/yr
Responds to general telephone inquiries from firms, attorneys, advertising agencies, FINRA District ... Performs special projects at the request of the Vice President, directors, or managers including ...
Associate Principal Analyst, Advertising Regulation
Chicago, IL · Hybrid
$96K - $180K/yr
Responds to general telephone inquiries from firms, attorneys, advertising agencies, FINRA District ... Performs special projects at the request of the Vice President, directors, or managers including ...
Associate Principal Analyst, Advertising Regulation
Chicago, IL · Hybrid
$96K - $180K/yr
Responds to general telephone inquiries from firms, attorneys, advertising agencies, FINRA District ... Performs special projects at the request of the Vice President, directors, or managers including ...
Associate Principal Analyst, Advertising Regulation
Los Angeles, CA · Hybrid
$96K - $180K/yr
Responds to general telephone inquiries from firms, attorneys, advertising agencies, FINRA District ... Performs special projects at the request of the Vice President, directors, or managers including ...
Associate Principal Analyst, Advertising Regulation
Los Angeles, CA · Hybrid
$96K - $180K/yr
Responds to general telephone inquiries from firms, attorneys, advertising agencies, FINRA District ... Performs special projects at the request of the Vice President, directors, or managers including ...
Manager Finra Attorney information
What is the difference between Manager Finra Attorney vs Compliance Officer?
| Aspect | Manager Finra Attorney | Compliance Officer |
|---|---|---|
| Credentials | Law degree, Finra registration, legal certifications | Regulatory certifications, industry-specific training |
| Work Environment | Legal firms, financial institutions, regulatory agencies | Financial firms, brokerage firms, investment companies |
| Employer & Industry | Financial services, legal sector, regulatory bodies | Financial services, brokerage firms, asset management |
| Search & Comparison Intent | Legal expertise, Finra regulations, legal compliance | Regulatory compliance, risk management, policies |
The Manager Finra Attorney primarily focuses on legal compliance related to Finra regulations, providing legal advice and ensuring adherence to industry laws. In contrast, a Compliance Officer handles broader regulatory compliance, risk management, and policy implementation within financial firms. Both roles require understanding of financial regulations but differ in their focus—legal versus operational compliance.
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Senior Attorney / Partner - Financial Services Litigation / Securities / FINRA
Protouch StaffingNew York, NY
$150K - $250K/yr
Full-time
Posted 16 days ago
Job description
Our client is seeking a Senior Attorney or Partner for its New York office with experience in financial services litigation, securities disputes, and FINRA arbitration matters.
The ideal candidate will have experience representing financial institutions, broker-dealers, investment advisors, and other financial industry clients in complex litigation and regulatory matters.
Responsibilities
Handle FINRA arbitrations and securities litigation matters
Represent financial services clients in state and federal court
Draft motions, briefs, and arbitration submissions
Manage hearings, depositions, and mediations
Advise clients on regulatory and compliance-related disputes
Participate in business development initiatives
Qualifications
Licensed in New York
Strong background in securities litigation and/or FINRA matters
Experience with financial services clients required
Excellent litigation and client management skills
Portable business is a plus but not required
Compensation
Partner compensation range: $200,000 - $250,000+
Additional compensation for portable business
Open to senior associates seeking partnership track opportunities (compensation range: $150,000)
Why Should You Apply?
Generous Benefits Package.
Hybrid Schedule option can be discussed
Robust Associate Bonus Program.
Collaborative and Collegial Work Environment.
Ample opportunities for professional development and advancement.
Bonus Structure
$15,000 bonus upon reaching 1,900 billable hours
Hours between 1,900-2,000 paid at $50/hour
Hours above 2,000 paid at $75/hour
Bonus structure prorated for mid-year hires
About Protouch Staffing
Sourced by ZipRecruiter
Protouch Staffing, based in Plano, Texas, is a leading provider in the healthcare staffing industry. Established over 30 years ago, the company prides itself on delivering quality services in the fields of nursing, allied health, pharmaceuticals, healthcare IT, and more. Committed to building lasting relationships, Protouch Staffing continually exceeds client expectations by providing unparalleled service, superior patient care, and talented healthcare professionals.
Industry
Recruiting and staffing services
Company size
51 - 200 Employees
Headquarters location
Frisco, TX, US
Year founded
1989