Our client is seeking a Senior Attorney or Partner for its New York office with experience in ... Manage hearings, depositions, and mediations * Advise clients on regulatory and compliance-related ...
Quick apply
Our client is seeking a Senior Attorney or Partner for its New York office with experience in ... Manage hearings, depositions, and mediations * Advise clients on regulatory and compliance-related ...
Director, Enforcement
Boca Raton, FL · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Boca Raton, FL · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Dallas, TX · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Dallas, TX · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
NY Partner/Senior Associate: Financial services litigation/securities/FINRA
New York, NY · Hybrid
$200K - $250K/yr
Manage all phases of litigation, including pleadings, discovery, depositions, motion practice ... Collaborate with attorneys across practice groups on complex matters * Participate in business ...
Quick apply
NY Partner/Senior Associate: Financial services litigation/securities/FINRA
New York, NY · Hybrid
$200K - $250K/yr
Manage all phases of litigation, including pleadings, discovery, depositions, motion practice ... Collaborate with attorneys across practice groups on complex matters * Participate in business ...
Director, Enforcement
Boston, MA · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Boston, MA · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Philadelphia, PA · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Philadelphia, PA · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Washington, DC · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Washington, DC · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Jersey City, NJ · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Jersey City, NJ · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Rockville, MD · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Rockville, MD · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Jericho, NY · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Jericho, NY · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Woodbridge, NJ · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Woodbridge, NJ · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
New York, NY · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
New York, NY · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Chicago, IL · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Chicago, IL · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Los Angeles, CA · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Los Angeles, CA · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Provides high quality support to OGC's Regulatory Policy and Capital Markets attorneys, including ... and Senior Management, such as supporting FINRA's role in international initiatives.
Provides high quality support to OGC's Regulatory Policy and Capital Markets attorneys, including ... and Senior Management, such as supporting FINRA's role in international initiatives.
Provides high quality support to OGC's Regulatory Policy and Capital Markets attorneys, including ... and Senior Management, such as supporting FINRA's role in international initiatives.
Provides high quality support to OGC's Regulatory Policy and Capital Markets attorneys, including ... and Senior Management, such as supporting FINRA's role in international initiatives.
Wealth Management Litigation has 14 trial lawyers in three states. The group handles litigation and ... by the SEC, FINRA, DOJ and state regulators. Experience defending claims in trial and/or ...
Wealth Management Litigation has 14 trial lawyers in three states. The group handles litigation and ... by the SEC, FINRA, DOJ and state regulators. Experience defending claims in trial and/or ...
Wealth Management Litigation has 14 trial lawyers in three states. The group handles litigation and ... by the SEC, FINRA, DOJ and state regulators. Experience defending claims in trial and/or ...
Wealth Management Litigation has 14 trial lawyers in three states. The group handles litigation and ... by the SEC, FINRA, DOJ and state regulators. Experience defending claims in trial and/or ...
Manager Finra Attorney information
What is the difference between Manager Finra Attorney vs Compliance Officer?
| Aspect | Manager Finra Attorney | Compliance Officer |
|---|---|---|
| Credentials | Law degree, Finra registration, legal certifications | Regulatory certifications, industry-specific training |
| Work Environment | Legal firms, financial institutions, regulatory agencies | Financial firms, brokerage firms, investment companies |
| Employer & Industry | Financial services, legal sector, regulatory bodies | Financial services, brokerage firms, asset management |
| Search & Comparison Intent | Legal expertise, Finra regulations, legal compliance | Regulatory compliance, risk management, policies |
The Manager Finra Attorney primarily focuses on legal compliance related to Finra regulations, providing legal advice and ensuring adherence to industry laws. In contrast, a Compliance Officer handles broader regulatory compliance, risk management, and policy implementation within financial firms. Both roles require understanding of financial regulations but differ in their focus—legal versus operational compliance.
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Senior Attorney / Partner - Financial Services Litigation / Securities / FINRA
New York, NY
$150K - $250K/yr
Full-time
Re-posted 3 days ago
Job description
Our client is seeking a Senior Attorney or Partner for its New York office with experience in financial services litigation, securities disputes, and FINRA arbitration matters.
The ideal candidate will have experience representing financial institutions, broker-dealers, investment advisors, and other financial industry clients in complex litigation and regulatory matters.
Responsibilities
Handle FINRA arbitrations and securities litigation matters
Represent financial services clients in state and federal court
Draft motions, briefs, and arbitration submissions
Manage hearings, depositions, and mediations
Advise clients on regulatory and compliance-related disputes
Participate in business development initiatives
Qualifications
Licensed in New York
Strong background in securities litigation and/or FINRA matters
Experience with financial services clients required
Excellent litigation and client management skills
Portable business is a plus but not required
Compensation
Partner compensation range: $200,000 - $250,000+
Additional compensation for portable business
Open to senior associates seeking partnership track opportunities (compensation range: $150,000)
Why Should You Apply?
Generous Benefits Package.
Hybrid Schedule option can be discussed
Robust Associate Bonus Program.
Collaborative and Collegial Work Environment.
Ample opportunities for professional development and advancement.
Bonus Structure
$15,000 bonus upon reaching 1,900 billable hours
Hours between 1,900-2,000 paid at $50/hour
Hours above 2,000 paid at $75/hour
Bonus structure prorated for mid-year hires
About Protouch Staffing
Sourced by ZipRecruiter
Protouch Staffing, based in Plano, Texas, is a leading provider in the healthcare staffing industry. Established over 30 years ago, the company prides itself on delivering quality services in the fields of nursing, allied health, pharmaceuticals, healthcare IT, and more. Committed to building lasting relationships, Protouch Staffing continually exceeds client expectations by providing unparalleled service, superior patient care, and talented healthcare professionals.
Industry
Recruiting and staffing services
Company size
51 - 200 Employees
Headquarters location
Frisco, TX, US
Year founded
1989