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Manager Finra Attorney Jobs in Missouri (NOW HIRING)

UB Greensfelder LLP

Paralegal - Litigation

Saint Louis, MO · On-site

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

... FINRA, SEC and other state regulatory matters. UB Greensfelder LLP is an Am Law 200 law firm ... The firm's attorneys advise regional, national, and global businesses on a wide range of ...

UB Greensfelder LLP

Paralegal - Litigation

Saint Louis, MO · On-site

$80K - $100K/yr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

... FINRA, SEC and other state regulatory matters. UB Greensfelder LLP is an Am Law 200 law firm ... The firm's attorneys advise regional, national, and global businesses on a wide range of ...

Visa Hunt

Assistant General Counsel, Regulatory

California, MO · On-site

$170 - $255/hr

  • Medical

  • Life

  • Retirement

  • PTO

... of attorney, and related matters. * Monitor SEC/FINRA and SRO rule developments and making ... Exceptional project management and communication skills * In-house legal experience * Experience at ...

Osaic

Sr. Financial Planning Strategist

Kansas City, MO · On-site

$140K - $160K/yr

  • Medical

  • Dental

  • Vision

  • Retirement

... attorney) and business governance documents (e.g., operating, buy-sell, partnership, and ... Ability to manage multiple complex cases simultaneously * Proficiency with Microsoft Office (Word ...

New

US Bank

PWM Trust Managing Director

Kansas City, MO · On-site

$124K - $146K/yr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

... managers, attorneys, accountants and advisors. Provides expert fiduciary advice, demonstrates ... In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration ...

Stifel

Senior Estate & Tax Associate

Saint Louis, MO · On-site

$79K - $98K/yr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

FINRA Series 7, 66, Life, Health, and Long-Term Care Insurance Licenses. Systems & Technology 1 ... We are a global wealth management and investment banking firm serious about innovation and fresh ...

Stifel

Senior Estate & Tax Associate

Saint Louis, MO · On-site

$79K - $98K/yr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

... attorney. • Researching federal and state issues relating to estate planning, estate ... FINRA Series 7, 66, Life, Health, and Long-Term Care Insurance Licenses. Systems & Technology 1 • ...

Stifel

Senior Estate & Tax Associate

Saint Louis, MO · On-site

$79K - $98K/yr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

... attorney. • Researching federal and state issues relating to estate planning, estate ... FINRA Series 7, 66, Life, Health, and Long-Term Care Insurance Licenses. 1 • Proficient in ...

All JobsFinra Attorney JobsManager Finra Attorney JobsManager Finra Attorney Jobs in Missouri

Manager Finra Attorney information

What is the difference between Manager Finra Attorney vs Compliance Officer?

AspectManager Finra AttorneyCompliance Officer
CredentialsLaw degree, Finra registration, legal certificationsRegulatory certifications, industry-specific training
Work EnvironmentLegal firms, financial institutions, regulatory agenciesFinancial firms, brokerage firms, investment companies
Employer & IndustryFinancial services, legal sector, regulatory bodiesFinancial services, brokerage firms, asset management
Search & Comparison IntentLegal expertise, Finra regulations, legal complianceRegulatory compliance, risk management, policies

The Manager Finra Attorney primarily focuses on legal compliance related to Finra regulations, providing legal advice and ensuring adherence to industry laws. In contrast, a Compliance Officer handles broader regulatory compliance, risk management, and policy implementation within financial firms. Both roles require understanding of financial regulations but differ in their focus—legal versus operational compliance.

What are popular job titles related to Manager Finra Attorney jobs in Missouri?

For Manager Finra Attorney jobs in Missouri, the most frequently searched job titles are:

What job categories do people searching Manager Finra Attorney jobs in Missouri look for?

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Manager Finra Attorney jobs near you
Infographic showing various Manager Finra Attorney job openings in Missouri as of July 2026, with employment types broken down into 86% Full Time, 12% Part Time, and 2% Contract. Highlights an 83% Physical, 2% Hybrid, and 15% Remote job distribution.

Litigation Associate - Financial Services

UB Greensfelder LLP

Saint Louis, MO • On-site

Full-time

Re-posted 20 days ago

Job description

UB Greensfelder currently has an opening in the St. Louis office for a mid-level Associate Attorney with 4+years of experience to join the Litigation Practice Group, working on commercial litigation involving financial services, securities, and complex financial transactions. A strong focus on FINRA arbitration with experience advising on financial services regulatory and compliance matters is preferred. This role is eligible for hybrid work after the initial onboarding period. Missouri law license required.

UB Greensfelder LLP is an Am Law 200 law firm dedicated to exceeding client expectations and delivering superior, customized legal solutions. The firm's attorneys advise regional, national, and global businesses on a wide range of sophisticated legal matters across more than 25 specialized practice and industry groups. Renowned for its best-in-class client service and litigation excellence, UBG was named "2025 Ohio and Missouri Firm of the Year" byBenchmark Litigationand consistently earns top-tier accolades from Chambers and Partners. Established in 2024 through the merger of Ulmer & Berne LLP and Greensfelder, Hemker & Gale, P.C., UB Greensfelder has quickly emerged as a super-regional powerhouse firm in the Midwest and in top-tier business centers. For more information, please visitwww.ubglaw.com. Our Business Begins With You.

Position Responsibilities Include:

  • Responsible for day-to-day tasks as well as the strategic process of case management.
  • Manage cases from inception through discovery and trial preparation.
  • Attend depositions, settlement conferences, and other hearings.
  • Prepare motions, discovery responses, and client reports.
  • Assist in trial preparation including strategy, discovery, records review, client interview, and witness preparation.

Qualified Applicants Will Have:

  • 3-5 years of litigation based practice required; experience with financial services regulatory and compliance matters is preferred.
  • Experience taking and defending depositions.
  • Superior analytical, problem solving and decision-making skills.
  • Excellent communication skills, both written and verbal are required.

UB Greensfelder recognizes the importance of forming inclusive teams of attorneys and staff to foster an environment where creative solutions are made for our clients, and all have the opportunity to thrive and succeed. We encourage candidates from a variety of backgrounds to apply to be a part of our team.