Our client is seeking a Senior Attorney or Partner for its New York office with experience in financial services litigation, securities disputes, and FINRA arbitration matters. The ideal candidate ...
Quick apply
Our client is seeking a Senior Attorney or Partner for its New York office with experience in financial services litigation, securities disputes, and FINRA arbitration matters. The ideal candidate ...
Director, Enforcement
Boca Raton, FL · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Boca Raton, FL · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
NY Partner/Senior Associate: Financial services litigation/securities/FINRA
New York, NY · Hybrid
$200K - $250K/yr
Financial services litigation/securities/FINRA. (lower Manhattan-hybrid) Our client is seeking a ... This is an excellent opportunity for an experienced attorney looking to join a growing practice ...
Quick apply
NY Partner/Senior Associate: Financial services litigation/securities/FINRA
New York, NY · Hybrid
$200K - $250K/yr
Financial services litigation/securities/FINRA. (lower Manhattan-hybrid) Our client is seeking a ... This is an excellent opportunity for an experienced attorney looking to join a growing practice ...
Director, Enforcement
Dallas, TX · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Dallas, TX · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Boston, MA · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Boston, MA · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Philadelphia, PA · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Philadelphia, PA · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Washington, DC · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Washington, DC · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Jersey City, NJ · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Jersey City, NJ · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Rockville, MD · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Rockville, MD · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Jericho, NY · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Jericho, NY · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
New York, NY · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
New York, NY · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Woodbridge, NJ · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Woodbridge, NJ · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Chicago, IL · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Chicago, IL · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Los Angeles, CA · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
Director, Enforcement
Los Angeles, CA · On-site
The Director also facilitates active and effective collaboration between Enforcement attorneys and FINRA investigative staff. Finally, the Director manages staff performance and development by ...
New
... Group attorneys with respect to rulemaking and interpretive functions for the organization, and assists in providing legal and advisory support to other FINRA departments and committees, and ...
... Group attorneys with respect to rulemaking and interpretive functions for the organization, and assists in providing legal and advisory support to other FINRA departments and committees, and ...
... Group attorneys with respect to rulemaking and interpretive functions for the organization, and assists in providing legal and advisory support to other FINRA departments and committees, and ...
... Group attorneys with respect to rulemaking and interpretive functions for the organization, and assists in providing legal and advisory support to other FINRA departments and committees, and ...
... by the SEC, FINRA, DOJ and state regulators. Experience defending claims in trial and/or ... The senior attorney will interface with front office clients as well as partners in Legal ...
... by the SEC, FINRA, DOJ and state regulators. Experience defending claims in trial and/or ... The senior attorney will interface with front office clients as well as partners in Legal ...
... by the SEC, FINRA, DOJ and state regulators. Experience defending claims in trial and/or ... The senior attorney will interface with front office clients as well as partners in Legal ...
... by the SEC, FINRA, DOJ and state regulators. Experience defending claims in trial and/or ... The senior attorney will interface with front office clients as well as partners in Legal ...
Finra Attorney information
See salary details
$53.5K - $66.2K
3% of jobs
$66.2K - $78.9K
11% of jobs
$88.6K is the 25th percentile. Wages below this are outliers.
$78.9K - $91.5K
15% of jobs
$91.5K - $104.2K
18% of jobs
The median wage is $107.6K / yr.
$104.2K - $116.9K
14% of jobs
$116.9K - $129.6K
14% of jobs
$131.6K is the 75th percentile. Wages above this are outliers.
$129.6K - $142.3K
8% of jobs
$142.3K - $155K
7% of jobs
$155K - $167.6K
4% of jobs
$167.6K - $180.3K
4% of jobs
$180.3K - $193K
2% of jobs
$53.5K
$118.9K
$193K
How much do finra attorney jobs pay per year?
As of Aug 23, 2026, the average yearly pay for finra attorney in the United States is $118,886.00, according to ZipRecruiter salary data. Most workers in this role earn between $89,500.00 and $139,000.00 per year, depending on experience, location, and employer.
What is a Finra attorney?
A FINRA Attorney specializes in securities law and financial regulations, representing clients in matters related to the Financial Industry Regulatory Authority (FINRA). They handle disputes such as broker misconduct, investor claims, and regulatory compliance issues. Their work may involve arbitration, litigation, or advising financial firms on regulatory requirements.
What are the typical daily responsibilities of a Finra attorney?
A Finra Attorney's day often involves advising broker-dealers and financial institutions on regulatory compliance, preparing and reviewing legal documents, and responding to inquiries or enforcement actions initiated by FINRA. You may also represent clients during investigations or hearings, draft internal policies, and conduct comprehensive legal research to interpret evolving regulations. Collaboration with compliance teams, management, and external regulators is frequent, so strong interpersonal skills are valuable. The role is both intellectually challenging and fast-paced, providing continuous learning and professional growth opportunities as regulations evolve.
What are the key skills and qualifications needed to thrive as a Finra attorney, and why are they important?
To thrive as a Finra Attorney, you need a strong background in securities law, regulatory compliance, and litigation, typically with a Juris Doctor (JD) degree and bar admission. Familiarity with FINRA rules and procedures, legal research databases, and compliance software is essential. Strong analytical thinking, attention to detail, and effective communication are key soft skills for this role. These skills are vital for advising financial firms, ensuring regulatory adherence, and efficiently representing clients in complex regulatory environments.
More about Finra Attorney jobs
What cities are hiring for Finra Attorney jobs?
Cities with the most Finra Attorney job openings:
What are the most commonly searched types of Finra Attorney jobs?
The most popular types of Finra Attorney jobs are:
What states have the most Finra Attorney jobs?
States with the most job openings for Finra Attorney jobs include:
What job categories do people searching Finra Attorney jobs look for?
The top searched job categories for Finra Attorney jobs are:
Senior Attorney / Partner - Financial Services Litigation / Securities / FINRA
New York, NY
$150K - $250K/yr
Full-time
Re-posted 3 days ago
Job description
Our client is seeking a Senior Attorney or Partner for its New York office with experience in financial services litigation, securities disputes, and FINRA arbitration matters.
The ideal candidate will have experience representing financial institutions, broker-dealers, investment advisors, and other financial industry clients in complex litigation and regulatory matters.
Responsibilities
Handle FINRA arbitrations and securities litigation matters
Represent financial services clients in state and federal court
Draft motions, briefs, and arbitration submissions
Manage hearings, depositions, and mediations
Advise clients on regulatory and compliance-related disputes
Participate in business development initiatives
Qualifications
Licensed in New York
Strong background in securities litigation and/or FINRA matters
Experience with financial services clients required
Excellent litigation and client management skills
Portable business is a plus but not required
Compensation
Partner compensation range: $200,000 - $250,000+
Additional compensation for portable business
Open to senior associates seeking partnership track opportunities (compensation range: $150,000)
Why Should You Apply?
Generous Benefits Package.
Hybrid Schedule option can be discussed
Robust Associate Bonus Program.
Collaborative and Collegial Work Environment.
Ample opportunities for professional development and advancement.
Bonus Structure
$15,000 bonus upon reaching 1,900 billable hours
Hours between 1,900-2,000 paid at $50/hour
Hours above 2,000 paid at $75/hour
Bonus structure prorated for mid-year hires
About Protouch Staffing
Sourced by ZipRecruiter
Protouch Staffing, based in Plano, Texas, is a leading provider in the healthcare staffing industry. Established over 30 years ago, the company prides itself on delivering quality services in the fields of nursing, allied health, pharmaceuticals, healthcare IT, and more. Committed to building lasting relationships, Protouch Staffing continually exceeds client expectations by providing unparalleled service, superior patient care, and talented healthcare professionals.
Industry
Recruiting and staffing services
Company size
51 - 200 Employees
Headquarters location
Frisco, TX, US
Year founded
1989