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General Securities Principal Jobs (NOW HIRING)

Cloud Software Group

$171 - $256/hr

Position Overview As a Principal SecurityStrategist, you will be the primary security partner and ... CA generally ranges: $170,909-$256,363All other locations fall under our General State range: $149 ...

New

GRAND CANYON UNIVERSITY

Principal

Boise, ID · On-site

$95 - $110/hr

... security procedures. Given the various areas they manage, principals need to excel at ... Although different professionals may take slightly different career paths, the general requirements ...

The Atlantic District

$220K - $250K/yr

We are currently searching for a passionate and visionary Principal General Agent to join our team ... security of the families we serve across the region. You will be stepping into a culture that ...

Cloud Software Group

Principal Security Strategist

FL · Remote

Position Overview As a Principal Security Strategist, you will be the primary security partner and ... CA generally ranges: $170,909-$256,363All other locations fall under our General State range: $149 ...

The Juris Agency

Principal General Agent

New Castle, PA · On-site

$120 - $180/hr

... is about building security and peace of mind for families and businesses in New Castle ... We are looking for an experienced Principal General Agent to join our leadership team and help us ...

The Juris Agency

Principal General Agent

Arlington, VA · On-site

$90 - $130/hr

We are currently searching for a passionate and visionary Principal General Agent to join our team ... security of the families we serve across the region. You will be stepping into a culture that ...

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General Securities Principal information

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$36.5K

$109.4K

$182K

How much do general securities principal jobs pay per year?

As of Sep 4, 2026, the average yearly pay for general securities principal in the United States is $109,393.00, according to ZipRecruiter salary data. Most workers in this role earn between $85,000.00 and $125,000.00 per year, depending on experience, location, and employer.

What is a general securities principal?

A General Securities Principal supervises and manages the activities of registered representatives in a brokerage or investment firm. They ensure compliance with securities laws, firm policies, and industry regulations set by FINRA and the SEC. Their responsibilities include approving new accounts, overseeing trades, and managing sales practices. To become a General Securities Principal, individuals must typically pass the FINRA Series 24 exam and meet other licensing requirements.

What skills and qualifications are needed to thrive as a general securities principal?

To thrive as a General Securities Principal, you need a deep understanding of securities regulations, supervisory procedures, and compliance oversight, usually demonstrated by holding FINRA Series 24 or equivalent licenses. Proficiency with electronic compliance monitoring platforms, trade surveillance systems, and regulatory filing tools is important. Strong leadership, decision-making abilities, and effective communication skills help set standout professionals apart in this role. These competencies ensure the firm meets regulatory requirements, mitigates risk, and maintains operational integrity in a fast-paced financial environment.

What are common challenges faced by general securities principals, and how are they addressed?

General Securities Principals often navigate challenges such as staying current with evolving regulatory requirements, managing multiple supervisory responsibilities, and overseeing compliance across diverse business lines. To address these, firms typically provide ongoing regulatory training, robust compliance technology, and support from dedicated compliance and legal teams. Collaborating closely with registered representatives, compliance staff, and senior management is essential to resolve issues efficiently. Successful Principals proactively communicate updates, maintain meticulous documentation, and foster a culture of compliance within their teams. This collaborative and informed approach helps mitigate risks and contributes to the overall success of the financial institution.

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Cities with the most General Securities Principal job openings:

What are the most commonly searched types of General Securities Principal jobs?

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What states have the most General Securities Principal jobs?

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General Securities Principal jobs near you
Infographic showing various General Securities Principal job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 81% Full Time, 15% Part Time, 2% Contract, and 1% Nights. Highlights an 97% Physical, 1% Hybrid, and 2% Remote job distribution, with an average salary of $109,393 per year, or $52.6 per hour.

Principal Security Engineer

Sidram Technologies

Atlanta, GA • On-site

Contractor

Re-posted 10 days ago

Job description

Role: Principal Security Engineer
Location: Remote

Basic Qualifications

  • 10+ years of experience in developing and deploying security technologies.
  • A minimum of a bachelor’s degree in computer science, Software Development, Software Engineering, or a related field, or equivalent alternative education, skills, and/or practical experience is required.
  • Proficiency in Public Cloud (AWS/Azure/GCP) & Network Security.
  • Experience with Docker, Kubernetes, Security-as-Code, and Infrastructure-as-Code.
  • Experience with one or more general-purpose programming/script languages including but not limited to: Java, C/C++, C#, Python, JavaScript, Shell Script, PowerShell.
  • Strong experience with implementing and managing data protection measures and compliance with data protection regulations (e.g., GDPR, CCPA).
  • Proven track record in leading security initiatives from inception through to successful deployment, demonstrating exceptional project management skills and the ability to navigate complex stakeholder landscapes.

Preferred Qualifications

  • Strong technical expertise with Architecting Public Cloud solutions and processes.
  • Strong technical expertise with Networking and Software-Defined Networking (SDN) principles.
  • Strong technical expertise with developing and interpreting Network, Sequence, and Dataflow diagrams.
  • Experience with direct, remote, and virtual teams.
  • Understanding of at least one compliance framework (HIPAA, HITRUST, PCI, NIST, CSA).
  • Strong technical expertise with security solutions for data warehouses and big data platforms, particularly with technologies like Snowflake.
  • Strong technical expertise in defining and implementing cyber resilience standards, policies, and programs for distributed cloud and network infrastructure, ensuring robust redundancy and system reliability.
  • Experience in influencing industry security standards and contributing to open-source projects or security communities, highlighting a broader impact beyond the immediate organization.

Email: Adam@sidramtech.com