ZipRecruiter

Log In

2

Remote General Securities Principal Jobs (NOW HIRING)

Principal Financial Group

Compliance Advisor

Charlotte, NC · On-site +1

$104K - $150K/yr

What You'll Do We're looking for a Compliance Advisor to join our Principal Securities/Principal ... LinkedIn Remote Hashtag #LI-RemoteQualifications: * 6+ years related experience (mutual fund and/or ...

Principal Financial Group

Compliance Advisor

Raleigh, NC · On-site +1

$104K - $150K/yr

What You'll Do We're looking for a Compliance Advisor to join our Principal Securities/Principal ... LinkedIn Remote Hashtag #LI-RemoteQualifications: * 6+ years related experience (mutual fund and/or ...

Principal Financial Group

Compliance Advisor

Des Moines, IA · On-site +1

$104K - $150K/yr

What You'll Do We're looking for a Compliance Advisor to join our Principal Securities/Principal ... LinkedIn Remote Hashtag #LI-RemoteQualifications: * 6+ years related experience (mutual fund and/or ...

4Liberty

Project Manager, Security

CA · Remote

Hybrid work model: 60% on-site as needed, 40% remote. General Summary: The Project Manager is responsible for managing and overseeing all aspects of Security and IT infrastructure projects The ...

4Liberty

Project Manager, Security

CA · Remote

Hybrid work model: 60% on-site as needed, 40% remote. General Summary: The Project Manager is responsible for managing and overseeing all aspects of Security and IT infrastructure projects The ...

4Liberty

Project Manager, Security

CA · Remote

Hybrid work model: 60% on-site as needed, 40% remote. General Summary: The Project Manager is responsible for managing and overseeing all aspects of Security and IT infrastructure projects The ...

next page

Showing results 1-20

All JobsGeneral Securities Principal JobsRemote General Securities Principal Jobs

Remote General Securities Principal information

See salary details

$36.5K

$109.4K

$182K

How much do remote general securities principal jobs pay per year?

As of Aug 12, 2026, the average yearly pay for remote general securities principal in the United States is $109,393.00, according to ZipRecruiter salary data. Most workers in this role earn between $85,000.00 and $125,000.00 per year, depending on experience, location, and employer.

What are some common challenges faced by remote general securities principals, and how can they be effectively managed?

Remote General Securities Principals often face challenges such as maintaining effective oversight of distributed teams, ensuring compliance with regulatory requirements, and staying updated on ever-changing industry regulations. Successfully managing these challenges requires strong communication skills, proficiency with digital compliance tools, and regular virtual training sessions. Proactively building strong relationships with team members and leveraging technology for real-time supervision can greatly enhance effectiveness in this remote role.

What is a Remote General Securities Principal?

A Remote General Securities Principal is a licensed financial professional who oversees compliance and supervisory functions for a broker-dealer, but works from a remote location instead of an office. They are responsible for ensuring that transactions and activities comply with regulatory requirements, such as those set by FINRA and the SEC. Their duties include supervising registered representatives, reviewing trades, and handling compliance issues, all while leveraging technology to work effectively from anywhere. This role requires a FINRA Series 24 license and often involves staying updated on industry regulations and best practices.

What are the key skills and qualifications needed to thrive as a remote general securities principal?

To thrive as a Remote General Securities Principal, you need a deep understanding of FINRA regulations, securities products, and supervisory procedures, typically supported by FINRA Series 24 and Series 7 licenses. Familiarity with compliance management systems, electronic surveillance platforms, and trade monitoring tools is essential. Strong analytical thinking, attention to detail, and effective remote communication skills help you excel in overseeing distributed teams and maintaining regulatory standards. These competencies are crucial to ensure firm compliance, mitigate risks, and uphold investor protection in a remote work environment.

What is the difference between Remote General Securities Principal vs Remote Registered Representative?

AspectRemote General Securities PrincipalRemote Registered Representative
Required CredentialsFINRA Series 24, Series 7, Series 63/66, and other licensesSeries 7, Series 63/66, and state registration
Work EnvironmentSupervisory role overseeing broker-dealer activities, compliance, and operationsClient-facing role executing trades and providing investment advice
Employer & Industry UsageBroker-dealers, securities firms, compliance departmentsFinancial advisory firms, brokerage firms, securities firms

The Remote General Securities Principal primarily supervises and oversees broker-dealer activities, requiring advanced licenses like Series 24. In contrast, the Remote Registered Representative focuses on client interactions and executing trades, holding Series 7 and related licenses. Both roles are integral in securities firms but serve different functions within the industry.

More about Remote General Securities Principal jobs
What cities are hiring for Remote General Securities Principal jobs? Cities with the most Remote General Securities Principal job openings:
What are the most commonly searched types of General Securities Principal jobs? The most popular types of General Securities Principal jobs are:
What states have the most Remote General Securities Principal jobs? States with the most job openings for Remote General Securities Principal jobs include:
What job categories do people searching Remote General Securities Principal jobs look for? The top searched job categories for Remote General Securities Principal jobs are:
Remote General Securities Principal jobs near you
Infographic showing various Remote General Securities Principal job openings in the United States as of August 2026, with employment types broken down into 87% Full Time, and 13% Contract. Highlights an 100% Remote job distribution, with an average salary of $109,393 per year, or $52.6 per hour.

Remote ISMS General Practitioner

DoctorPA Secure LTD

Remote

Other

Posted 7 days ago

Job description

Remote General Practitioner (Gp)

We are seeking an experienced and motivated Remote General Practitioner (GP) to support our Reception Healthcare Team for individuals entering the prison estate. This remote role is essential in delivering timely clinical assessments and treatment plans, with a focus on substance misuse management, acute care, and chronic disease review during the critical first days of custody.

This is a unique opportunity to work in a remote capacity while contributing to safer custody and improved health outcomes for a high-risk population. You will need to hold RCGP Part 1 & Part 2 in Substance Misuse, with proven experience in managing opioid dependence, alcohol detox pathways, and broader addiction medicine.

Main Duties Of The Job
  • Provide remote clinical input for newly received prisoners, including:
    • Initial health assessments
    • Substance misuse triage and prescribing decisions
    • Risk assessment (e.g., suicide and self-harm, alcohol withdrawal)
    • Review of medications and prescribing needs
  • Deliver evidence-based treatment plans, including initiation and continuation of opiate substitution therapy (OST) and alcohol detox regimes.
  • Liaise with on-site multidisciplinary teams (nurses, mental health, pharmacy, and security staff) to ensure seamless care planning.
  • Ensure safe prescribing practices in accordance with prison protocols, NICE guidelines, and substance misuse best practice.
  • Document all consultations clearly and accurately in the electronic clinical record system (SystmOne or equivalent).
  • Participate in virtual team meetings, clinical handovers, and regular governance reviews.
  • Contribute to safeguarding, continuity of care, and reducing reoffending through high-quality healthcare delivery.
Requirements

Essential:

  • Fully qualified GP with current GMC registration and licence to practise.
  • Completion of RCGP Part 1 & Part 2 in Substance Misuse (or equivalent recognised training).
  • Strong clinical background in addiction medicine, mental health, or complex primary care.
  • Previous experience working with vulnerable or marginalised populations.
  • Excellent communication skills and ability to work effectively as part of a virtual multidisciplinary team.
  • Access to secure, confidential workspace and high-speed internet connection for remote work.

Desirable:

  • Previous experience in prison healthcare, secure settings, or liaison/diversion services.
  • Understanding of prescribing governance and patient safety in custody.
  • Familiarity with prison IT systems such as SystmOne, or willingness to train.

Apply