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Trainee General Securities Principal Jobs (NOW HIRING)

QCP

Country Head / Head of Sales, US

New York, NY · On-site

Holds an active Series 24 license (General Securities Principal). * Prior experience in the digital assets space is a plus. * Proven capabilities in building strong relationships with clients and has ...

Cetera

Manager, Complex Product Supervision

Dallas, TX · Hybrid

FINRA Series 24 - General Securities Principal (Required) * FINRA Series 63 and/or 66 - Uniform Securities Agent/Investment Adviser (Preferred) * State Life and Health Insurance License (Preferred ...

New

Frost Bank

Wealth Sales Coach

Postoak, TX

Must maintain active FINRA registrations, including Series 7, Series 63, Series 24 (General Securities Principal), and either Series 65 or Series 66; candidates not currently holding the Series 24 ...

Cetera

Manager, Complex Product Supervision

Dallas, TX · Hybrid

FINRA Series 24 - General Securities Principal (Required) * FINRA Series 63 and/or 66 - Uniform Securities Agent/Investment Adviser (Preferred) * State Life and Health Insurance License (Preferred ...

New

Frost Bank

Wealth Sales Coach

Houston, TX · On-site

Must maintain active FINRA registrations, including Series 7, Series 63, Series 24 (General Securities Principal), and either Series 65 or Series 66; candidates not currently holding the Series 24 ...

General Dynamics Information Technology

$15.06 - $20.38/hr

Yes Maintenance Trades Helper- Machine Operator Trainee General Dynamics Information Technology ... Machinist, Maintenance Principal Duties and Responsibilities: Applies knowledge of machining, shop ...

Posted today

ACS Security

Security Patrol Trainee

Los Angeles, CA

$20 - $22/hr

JOB SUMMARY ACS Security is hiring Security Patrol Trainees to work in Los Angeles and the San ... Monitor and patrol premises to prevent theft, violence, and maintain general security of assigned ...

ACS Security

Security Patrol Trainee

Los Angeles, CA · On-site

$20 - $22/hr

JOB SUMMARY ACS Security is hiring Security Patrol Trainees to work in Los Angeles and the San ... Monitor and patrol premises to prevent theft, violence, and maintain general security of assigned ...

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Infographic showing various Trainee General Securities Principal job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 84% Full Time, 13% Part Time, and 2% Contract. Highlights an 97% Physical, 1% Hybrid, and 2% Remote job distribution.

Business analyst ONLY Contract to NJ, NY, PA

Tech Mirrors

Manhattan, NY • On-site

$110 - $170/hr

Other

Posted 3 days ago

New

Job description

Role: Business analyst

Location: New York. NY

Visa: H1,H4EAD,GC-EAD,GC,Citizens,
Mode: Hybrid – 3 days onsite
Duration: 6+ month contract
Local to NJ, NY, PA

Responsibilities:
  • Determine “as-is” vs. “to-be” data landscapes, identifying missing data fields, granularity issues, and data quality gaps for both reports.
  • Work with Finance Business partners to gain an understanding of our business and products.
  • Provide clear, actionable guidance to data architects and upstream systems on what specific data elements need to be sourced (e.g., transactional, counterparty, collateral, and balance sheet data).
  • Acknowledge and translate complex regulatory instructions from the Federal Reserve into clear business and functional requirement documents (BRD/FRD).
  • Develop detailed data mapping specifications from source systems to the Axiom operational data store (ODS) and consolidated data model.
Qualifications:
  • Bachelor’s degree in Computer Science, Information Technology, Finance, Accounting, or a related field.
  • Minimum of 10+ years of experience as a Business Analyst in a CIB.
  • Hands‑on experience navigating within AxiomSL (ControllerView).
  • Mandatory proven track record of at least one full lifecycle implementation of FR 2050a or FR Y-15 reports at a major banking institution.
  • Strong knowledge of financial products.
  • Proficiency in data analysis tools such as PowerBI, SQL Queries and working with large data sets.
  • Excellent communication and leadership skills, with the ability to drive a topic forward to completion.
  • Strong analytical and problem‑solving abilities, with a keen attention to detail.
Certificates, licenses, registrations (list of licenses required if Registered Rep)
  • SIE – Securities Industry Essentials
  • S79 – Investment Banking Representative
  • S7 – General Securities Representative
  • S63 – Uniform Securities Agent State Law
  • S14 – Compliance Officer
  • S99 – Operations Professional
  • S24 – General Securities Principal
  • CPA- Certified Public Accountant
  • S27 – Financial and Operations Principal
  • S57 – Securities Trader Representative
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