General Office Support: * Manage day-to-day office operations and seek to improve office workflow ... Confirm principal's mandatory or other training requirements. Advise and remind principal of ...
General Office Support: * Manage day-to-day office operations and seek to improve office workflow ... Confirm principal's mandatory or other training requirements. Advise and remind principal of ...
Principal/Sr Principal Control Account Project Manager
Bellevue, NE · On-site
$85.60 - $160.20/hr
Must be willing and able to obtain and maintain US Government Secret security clearance, but not ... general guideline; however, Northrop Grumman considers a number of factors when determining base ...
Principal/Sr Principal Control Account Project Manager
Bellevue, NE · On-site
$85.60 - $160.20/hr
Must be willing and able to obtain and maintain US Government Secret security clearance, but not ... general guideline; however, Northrop Grumman considers a number of factors when determining base ...
Principal Cyber Security Engineer 2026-01646
Cheyenne, WY · On-site
$120 - $180/hr
Principal Cyber Security Engineer - General Description The Principal Cyber Security Engineer is ... security incidents across a unique hybrid ecosystem. This position functions as a senior technical ...
Principal Cyber Security Engineer 2026-01646
Cheyenne, WY · On-site
$120 - $180/hr
Principal Cyber Security Engineer - General Description The Principal Cyber Security Engineer is ... security incidents across a unique hybrid ecosystem. This position functions as a senior technical ...
Principal-Sr. Principal Dedicated Mission Partner Engineer (AHT)
Niceville, FL · On-site
$122K - $184K/yr
Able to obtain IAT Level II certification per DoD 8570.01 such as CASP+ or Security+ within 60 days ... general guideline; however, Northrop Grumman considers a number of factors when determining base ...
Principal-Sr. Principal Dedicated Mission Partner Engineer (AHT)
Niceville, FL · On-site
$122K - $184K/yr
Able to obtain IAT Level II certification per DoD 8570.01 such as CASP+ or Security+ within 60 days ... general guideline; however, Northrop Grumman considers a number of factors when determining base ...
The Principal Engineer is a senior-level position responsible for leading and overseeing the design ... General Experience with communicating network security issues to peers and management Required ...
The Principal Engineer is a senior-level position responsible for leading and overseeing the design ... General Experience with communicating network security issues to peers and management Required ...
This is an exciting opportunity for a Principal Engineer in the WTT Engineering organization! In ... general security background * Lead technical strategy and architectural decisions for our core ...
This is an exciting opportunity for a Principal Engineer in the WTT Engineering organization! In ... general security background * Lead technical strategy and architectural decisions for our core ...
Principal or Sr Principal Business Management Analyst
Linthicum, MD · On-site
$106K - $168K/yr
Ability to obtain and maintain a US Secret security clearance * US citizenship is required Basic ... general guideline; however, Northrop Grumman considers a number of factors when determining base ...
Principal or Sr Principal Business Management Analyst
Linthicum, MD · On-site
$106K - $168K/yr
Ability to obtain and maintain a US Secret security clearance * US citizenship is required Basic ... general guideline; however, Northrop Grumman considers a number of factors when determining base ...
This is an exciting opportunity for a Principal Engineer in the WTT Engineering organization! In ... general security background * Lead technical strategy and architectural decisions for our core ...
This is an exciting opportunity for a Principal Engineer in the WTT Engineering organization! In ... general security background * Lead technical strategy and architectural decisions for our core ...
Principal / Sr Principal Digital Engineer
Warner Robins, GA · On-site
$135K - $202K/yr
S Department of Defense (DoD) Secret level security clearance. Basic Qualifications for Senior ... represents a general guideline; however, Northrop Grumman considers a number of factors when ...
Principal / Sr Principal Digital Engineer
Warner Robins, GA · On-site
$135K - $202K/yr
S Department of Defense (DoD) Secret level security clearance. Basic Qualifications for Senior ... represents a general guideline; however, Northrop Grumman considers a number of factors when ...
Partner with Infrastructure, Cloud, Security, Compliance, and Engineering teams to support business ... General office environment and responsibilities requiring: * Extensive use of the computer which ...
Partner with Infrastructure, Cloud, Security, Compliance, and Engineering teams to support business ... General office environment and responsibilities requiring: * Extensive use of the computer which ...
Principal Engineer - Systems
Saint Louis, MO · On-site +1
This is an exciting opportunity for a Principal Engineer in the WTT Engineering organization! In ... general security background * Lead technical strategy and architectural decisions for our core ...
Principal Engineer - Systems
Saint Louis, MO · On-site +1
This is an exciting opportunity for a Principal Engineer in the WTT Engineering organization! In ... general security background * Lead technical strategy and architectural decisions for our core ...
Assists with the general administration of the school and serves as the acting principal when the ... Assists the principal with the coordination of such support services as maintenance, security, food ...
Assists with the general administration of the school and serves as the acting principal when the ... Assists the principal with the coordination of such support services as maintenance, security, food ...
Assists with the general administration of the school and serves as the acting principal when the ... Assists the principal with the coordination of such support services as maintenance, security, food ...
Assists with the general administration of the school and serves as the acting principal when the ... Assists the principal with the coordination of such support services as maintenance, security, food ...
Principal/ Sr. Principal Design Engineer - TDP (17937)
$111K - $167K/yr
Active DoD Secret security clearance with the most recent investigation completed in the last 5 ... general guideline; however, Northrop Grumman considers a number of factors when determining base ...
Principal/ Sr. Principal Design Engineer - TDP (17937)
$111K - $167K/yr
Active DoD Secret security clearance with the most recent investigation completed in the last 5 ... general guideline; however, Northrop Grumman considers a number of factors when determining base ...
Principal/Sr Principal Software Engineer
$135K - $203K/yr
Active Secret Security Clearance Preferred Qualifications: * Java * Python * Experience with ... represents a general guideline; however, Northrop Grumman considers a number of factors when ...
Principal/Sr Principal Software Engineer
$135K - $203K/yr
Active Secret Security Clearance Preferred Qualifications: * Java * Python * Experience with ... represents a general guideline; however, Northrop Grumman considers a number of factors when ...
Principal/Sr Principal Software Engineer
Huntsville, AL · On-site
$135K - $203K/yr
Active Secret Security Clearance Preferred Qualifications: * Java * Python * Experience with ... represents a general guideline; however, Northrop Grumman considers a number of factors when ...
Principal/Sr Principal Software Engineer
Huntsville, AL · On-site
$135K - $203K/yr
Active Secret Security Clearance Preferred Qualifications: * Java * Python * Experience with ... represents a general guideline; however, Northrop Grumman considers a number of factors when ...
Broker Dealer Compliance Officer Remote
Smithtown, NY · On-site +1
$40 - $60/hr
Licensed Principals * Series 4 - Registered Options * Series 24 - General Securities * Series 79 - Investment Banking CXG professionals bring deep, practical experience. Many have helped build broker ...
Broker Dealer Compliance Officer Remote
Smithtown, NY · On-site +1
$40 - $60/hr
Licensed Principals * Series 4 - Registered Options * Series 24 - General Securities * Series 79 - Investment Banking CXG professionals bring deep, practical experience. Many have helped build broker ...
Principal/ Sr. Principal Design Engineer - TDP (17937)
Roy, UT · On-site
$111K - $167K/yr
Active DoD Secret security clearance with the most recent investigation completed in the last 5 ... general guideline; however, Northrop Grumman considers a number of factors when determining base ...
Principal/ Sr. Principal Design Engineer - TDP (17937)
Roy, UT · On-site
$111K - $167K/yr
Active DoD Secret security clearance with the most recent investigation completed in the last 5 ... general guideline; however, Northrop Grumman considers a number of factors when determining base ...
Principal/Sr. Principal Cloud Engineer (AHT)
Wright-patterson Air Force Base, OH · On-site
$129K - $193K/yr
CompTIA Security+ certification or IAT Level II equivalent per DoD 8570.01 * Certified (associate ... represents a general guideline; however, Northrop Grumman considers a number of factors when ...
Principal/Sr. Principal Cloud Engineer (AHT)
Wright-patterson Air Force Base, OH · On-site
$129K - $193K/yr
CompTIA Security+ certification or IAT Level II equivalent per DoD 8570.01 * Certified (associate ... represents a general guideline; however, Northrop Grumman considers a number of factors when ...
General Office Support: * Manage day-to-day office operations and seek to improve office workflow ... security clearance level, contract requirements, geographic location, and internal pay equity, and ...
General Office Support: * Manage day-to-day office operations and seek to improve office workflow ... security clearance level, contract requirements, geographic location, and internal pay equity, and ...
General Securities Principal information
See salary details
$36.5K - $49.7K
1% of jobs
$49.7K - $63K
4% of jobs
$63K - $76.2K
8% of jobs
$85.1K is the 25th percentile. Wages below this are outliers.
$76.2K - $89.4K
17% of jobs
$89.4K - $102.6K
19% of jobs
The median wage is $103K / yr.
$102.6K - $115.9K
18% of jobs
$122.7K is the 75th percentile. Wages above this are outliers.
$115.9K - $129.1K
15% of jobs
$129.1K - $142.3K
7% of jobs
$142.3K - $155.5K
5% of jobs
$155.5K - $168.8K
3% of jobs
$168.8K - $182K
2% of jobs
$36.5K
$109.4K
$182K
How much do general securities principal jobs pay per year?
What skills and qualifications are needed to thrive as a general securities principal?
To thrive as a General Securities Principal, you need a deep understanding of securities regulations, supervisory procedures, and compliance oversight, usually demonstrated by holding FINRA Series 24 or equivalent licenses. Proficiency with electronic compliance monitoring platforms, trade surveillance systems, and regulatory filing tools is important. Strong leadership, decision-making abilities, and effective communication skills help set standout professionals apart in this role. These competencies ensure the firm meets regulatory requirements, mitigates risk, and maintains operational integrity in a fast-paced financial environment.
What are common challenges faced by general securities principals, and how are they addressed?
General Securities Principals often navigate challenges such as staying current with evolving regulatory requirements, managing multiple supervisory responsibilities, and overseeing compliance across diverse business lines. To address these, firms typically provide ongoing regulatory training, robust compliance technology, and support from dedicated compliance and legal teams. Collaborating closely with registered representatives, compliance staff, and senior management is essential to resolve issues efficiently. Successful Principals proactively communicate updates, maintain meticulous documentation, and foster a culture of compliance within their teams. This collaborative and informed approach helps mitigate risks and contributes to the overall success of the financial institution.
What is a general securities principal?
A General Securities Principal supervises and manages the activities of registered representatives in a brokerage or investment firm. They ensure compliance with securities laws, firm policies, and industry regulations set by FINRA and the SEC. Their responsibilities include approving new accounts, overseeing trades, and managing sales practices. To become a General Securities Principal, individuals must typically pass the FINRA Series 24 exam and meet other licensing requirements.

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Re-posted 2 days ago
Job description
Calendar Management: * Proactively manage calendar and schedule items by applying considerable knowledge of the principal's role and responsibilities in relation to the supported mission, and working knowledge of larger mission priorities. * Coordinate with others, primarily from work units within or superior to the principal's organization, and with a diverse mix of internal and external contacts to effectively resolve calendar conflicts, applying a working knowledge of protocol. Notify attendees and their staffs of scheduled calendar items. Principal Support: * Prioritize unscheduled demands and determine the threshold of issues that need to rise to principal's attention, using sound judgment, considerable knowledge of the supported mission priorities, and working knowledge of Agency and/or IC concerns. * Seek information from appropriate Agency/IC resources or other external resources to provide background information the principal will require to adequately address and resolve issues and concerns not deferred to others. Track assigned actions to ensure completion and response. * Place and answer phone calls for the principal; employ proper protocols Liaison: * Exercise tact, diplomacy, and discretion while serving as principal's liaison for interactions with officers at all levels within and outside the organization. * Interact confidently and effectively on behalf of the principal by communicating orally or in writing their requirements and priorities on routine to moderately complex mission-related issues. * Provide information or respond accurately to routine to moderately complex questions and/or technical/administrative issues and requests in a clear, concise, credible and courteous manner, and in the appropriate way (i.e., orally by phone or in person, or in writing via email, letter or memorandum). * Maintain and expand a network of professional contacts and working relationships with personnel from the Agency, IC, and a diverse mix of internal and external contacts to influence work outcomes and accomplish duties. Build network relationships that influence officers beyond the supported principal's organization. Correspondence and Records Management: * Draft clear, concise, hard and soft copy routine to moderately complex correspondence on behalf of the principal, emulating their style and voice. * Format, proofread, and edit correspondence and other documents to ensure clarity, accuracy, grammar, and conformance with Agency/IC correspondence guidance. Route correspondence and track status through completion. As needed, track edits and multiple versions of documents. * Establish or improve on existing records management plan in compliance with pre-established protocols; maintain and archive files accordingly. Organize hard and soft copy files, records, and information for easy retrieval. Meeting and Event Preparation: * Compile and/or review for accuracy and completeness, packages, briefing books, and background materials in support of principal's meetings; evaluate content and highlight key meeting details. * Determine appropriate meeting venue and arrange for needed logistics and security (required audio/video capabilities; adequate size room or other venue; transportation, sufficient travel time, parking; visitor requests, clearances, badges, escorts) to ensure principal and/or attendees have the required access and resources to attend and participate in the meeting or event. * Conduct coordination of principal's proposed travel plans with all appropriate offices to ensure itineraries meet principal's requirements. This may include coordination of itineraries and passports/visas for travelers accompanying the principal. * Secure transportation and lodging reservations via internal travel system. Prepare and submit requests for travel and temporary duty request, if required. Follow up on all submissions to ensure principal's requirements are met. General Office Support: * Manage day-to-day office operations and seek to improve office workflow. Clarify assigned roles/tasks, track, and monitor administrative support-related actions to ensure completion. Track, monitor, and follow up on ongoing projects and initiatives. * Prepare and submit any mandatory or other reporting documentation on behalf of principal. * Confirm principal's mandatory or other training requirements. Advise and remind principal of requirements and deadlines for completion REQUIRED SKILLS * Working knowledge of mission priorities to proactively manage and deconflict calendars and to determine threshold issues that need to rise to the principal's attention. * Working knowledge of Agency/IC structure, regulations, policies and protocols to represent principal and to complete routine to moderately complex tasks. * Working knowledge of Agency and IC administrative processes, policies, and procedures, and internal support discipline applications and databases to fulfill duties, guide and teach other administrative support personnel. * Working knowledge of the roles, responsibilities, and interrelatedness of the supported principal's organization, the IC, the organizations and executives with whom the principal regularly * Working knowledge of current practices associated with filing and tracking systems, including rapid storage and retrieval of information. * Extensive working knowledge of Microsoft Office Suite applications (Outlook, Word, Power Point, and Excel) and other tools in order to format and adapt submitted correspondence for ease of presentation. Ability to track edits and multiple versions of documents. * Working knowledge of travel activities to support planning and scheduling of travel arrangements. * Ability to communicate in a clear and concise manner, sufficient to convey moderately complex ideas and information on technical/administrative mission-related issues in a well-organized, logical, concise, credible and courteous manner that is appropriate for the situation, topic, and listener, and consistent with the principal's perspective or position. * Four to five years of progressively responsible administrative support experience with at least one to two years of administrative support at the executive level. * Required: High School Diploma or GED * Preferred: Associates or Bachelors' degree Salary Range: $100,000 - $140,000 The pay range reflected above is a general guideline for this position and labor category and is not a guarantee of a specific salary or offer. Final compensation is determined based on factors including, but not limited to, relevant experience, education, certifications, security clearance level, contract requirements, geographic location, and internal pay equity, and may reflect market data specific to the awarded contract. About Core One Our mission is to be at the forefront of devising analytical, operational and technical solutions to our Nation's most complex national security challenges. In order to achieve our mission, Core One values people first and is comprised of outstanding professionals from the national security community. Because Core One is committed to seeking top talent, we offer competitive compensation and benefits packages. In addition, Core One is a team-oriented, dynamic and growing company that values exceptional performance. Core One is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, gender identity, sexual orientation, national origin, or protected veteran status and will not be discriminated against on the basis of disability.
About Core One
Sourced by ZipRecruiter
Industry
Guided missile and space vehicle manufacturing
Company size
51 - 200 Employees
Headquarters location
Sterling, VA, US