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Finra Series 86 Jobs (NOW HIRING)

LPL Financial

Sr Equity Options Trader

Fort Mill, SC · On-site +1

$86K - $144K/yr

FINRA Series 7 & 63 or 65 licenses required. FINRA Series 55 or 57 license required or obtained ... Range: $86,726.00 - $144,612.00 Actual base salary varies based on factors, including but not ...

BofA Securities

Supervision Principal

Chandler, AZ · On-site

$86K - $95K/yr

FINRA Series 9 and 10; must be willing to obtain within 120 days * Strong client service skills ... range $86,800.00 - $95,800.00 annualized salary, offers to be determined based on experience ...

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Finra Series 86 information

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$31.5K

$66.3K

$114K

How much do finra series 86 jobs pay per year?

As of Sep 10, 2026, the average yearly pay for finra series 86 in the United States is $66,271.00, according to ZipRecruiter salary data. Most workers in this role earn between $45,000.00 and $75,500.00 per year, depending on experience, location, and employer.

What are the FINRA Series 86 exams?

The FINRA Series 86 exam, also known as the Research Analyst Qualification Exam (Part I), is designed for individuals who want to become research analysts at broker-dealer firms. This exam assesses a candidate’s knowledge and understanding of the analysis and valuation of equity securities. Passing the Series 86, along with the Series 87, is required for most professionals who prepare or communicate equity research reports. The exam focuses on financial statement analysis, valuation methodologies, and industry analysis. Candidates must be sponsored by a FINRA-member firm to take the exam.

What are the typical responsibilities of a FINRA Series 86 license holder?

A professional with the FINRA Series 86 license typically works as an equity research analyst, focusing on analyzing financial statements, building financial models, and producing in-depth company and industry reports. Their day-to-day tasks often involve gathering and synthesizing data, developing earnings forecasts, and supporting senior analysts in the creation of investment recommendations. Collaboration is common with sales, trading, and investment banking teams to ensure accurate, timely insights reach clients. Managing deadlines and staying updated on market trends are essential aspects of the role.

What skills and qualifications are needed to thrive as a FINRA Series 86 research analyst?

To thrive as a FINRA Series 86 Research Analyst, you need strong analytical abilities, financial modeling expertise, and a solid understanding of equity research, typically supported by passing the Series 86 exam and holding a relevant finance or business degree. Familiarity with Bloomberg terminals, Excel, financial databases, and compliance systems is crucial for data analysis and regulatory adherence. Excellent written and verbal communication, attention to detail, and critical thinking help you deliver clear, insightful research and collaborate with investment teams. These skills ensure accurate investment recommendations and maintain compliance in a highly regulated and competitive industry.

What is the difference between Finra Series 86 vs Finra Series 87?

AspectFinra Series 86Finra Series 87
CredentialsRequires passing the Series 86 examRequires passing the Series 87 exam
Work EnvironmentResearch analysts, due diligence, and research reportingResearch analysts, trading, and execution activities
Industry UsageUsed by research analysts in investment firmsUsed by traders and research analysts involved in trading

The Finra Series 86 and Series 87 are both licensing exams for financial professionals. The Series 86 focuses on research analysis and reporting, while the Series 87 emphasizes trading and execution. Professionals often take both to cover research and trading functions within investment firms.

What is the Finra Series 86?

The FINRA Series 86 is a licensing exam required for individuals who want to become research analysts in the securities industry. Passing the exam demonstrates knowledge of financial analysis, compliance, and regulatory requirements related to equity research. It is often combined with the Series 87 exam for comprehensive qualification in research and investment analysis roles.

What other helpful pages are available for Finra Series 86?

Other pages related to Finra Series 86:

Infographic showing various Finra Series 86 job openings in the United States as of September 2026, with employment types broken down into 13% Internship, and 87% Full Time. Highlights an 75% In-person, and 25% Hybrid job distribution, with an average salary of $66,271 per year, or $31.9 per hour.

Research Associate II - Biotechnology

Manhattan, NY • On-site

Stifel
Commercial Banking • 201 - 500 employees
Learn more about Stifelexternal

$110K/yr

Full-time

Medical, Dental, Vision, PTO

Posted 16 days ago

Stifel rating

8.3

Company rating: 8.3 out of 10

Based on 22 frontline employees who took The Breakroom Quiz

Job description

Why Stifel
Stifel strives for a culture that puts its clients and associates first: a culture where everyone belongs, everyone is welcome, and everyone contributes to the success of our clients, their careers, and the firm as a whole.
Let's talk about how you can find your place here at Stifel, where success meets success.
What You'll Be Doing
Under general supervision, responsible for providing information, data gathering, analysis, modeling, and organizational support to the senior level Research Analysts. Has mastered the foundational skills required of an Associate level 1. At this level, assumes significantly more writing and modeling responsibilities. Is responsible for developing a solid understanding of the assigned sector and can clearly state and defend the investment thesis for all stocks in the assigned sector. Must be able to handle basic question from Sales and Clients and is beginning to represent the associates in internal research presentations.
What We're Looking For
  • Conduct propriety research and due diligence on companies in the biotech sector, using internal and external sources to convey a strong understanding of covered companies and their competitive landscapes.
  • Develop written product with modest direction from the senior level Research Analyst regarding initiation of coverage reports, company news, and industry events.
  • Build and maintain Excel-based financial models, including income statements, balance sheets, and cash flow statements, as well as perform multiple valuation methodologies for covered companies.
  • Clearly state and defend the Analyst's investment thesis and outlook for each of the stocks under coverage.
  • Respond to basic questions from institutional sales and clients regarding covered companies, industry trends, and data requests.
  • Meet the special projects demands of the senior level Research Analyst.
  • Some travel by car and/or air in conjunction with local, regional and/or national travel, up to 20%.

What You'll Bring
  • Inductive Reasoning - The ability to combine pieces of information to form general rules or conclusions.
  • Critical Thinking - Using logic and reasoning to identify the strengths and weaknesses of alternative solutions, conclusions or approaches to problems.
  • Judgment and Decision Making - Considering the relative costs and benefits of potential actions to choose the most appropriate one.
  • Time Management - Managing one's own time and priorities to ensure the meeting of deadlines
  • Oral and Written Expression - The ability to communicate information and ideas in spoken or written form so that others will understand.
  • Economics, Accounting, Finance, and Securities Analysis - Knowledge of economic, accounting, and financial principles and practices, the financial markets, the industry, the analysis and reporting of financial data, and associated terminology.
  • Science Background or Interest in the Biotech Field - Some education in relevant science fields, background in biotech or prior experience in drug development.

Education & Experience
  • Minimum Required: Bachelor's degree
  • Minimum Required: 2 to 4 years of relevant industry experience and/or proven experience at the Associate I level

Licenses & Credentials
  • Minimum Required: SIE, FINRA Series 86, and 87 expected to be obtained upon hire

Systems & Technology
  • Proficient in Microsoft Excel, Word, PowerPoint, Outlook

Compensation Range
Salary: USD $110,000.00/Yr. - USD $175,000.00/Yr.
Actual salaries may vary, and may be based on several factors, including but not limited to each candidate's qualifications, skills, and overall competencies for the position. The base salary is one component of Stifel's overall compensation package for each individual employee. Other benefits and offerings include, but not limited to, discretionary bonuses, health / dental / vision / prescription insurance offerings, Stifel Total Health Connect, flexible spending accounts, tuition & certification assistance programs, paid time off, and much, much more! To view a more comprehensive list of Stifel's current offerings, please visit https://www.stifel.com/careers/benefits. Applications are accepted until the position is filled.
About Stifel
The Stifel Equity Research Group is a recognized leader with a deep and broad spectrum of coverage. Our award-winning analysts are thought leaders, many with hands-on experience in their respective industries, offering objective, in-depth analysis and timely, actionable research ideas.
Stifel is a top 10 provider of U.S. equity coverage in:
  • Aerospace & Defense
  • Consumer & Retail
  • Diversified Industrials
  • Internet & Media
  • Healthcare
  • Real Estate
  • Technology
  • Transportation
  • Business Services
  • Energy & Power
  • Materials

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