ZipRecruiter

Log In

1

Finra License Jobs (NOW HIRING)

KeyBank

M&A Investment Banking Analyst

Cleveland, OH · On-site

$80K - $150K/yr

FINRA License S63 (preferred) Skills * Strong proficiency in Excel-based modeling and valuation techniques. * Ability to interpret financial data and market trends to support strategic ...

Keybank

M&A Investment Banking Analyst

Cleveland, OH · On-site

$80K - $150K/yr

FINRA License S63 (preferred) Skills * Strong proficiency in Excel-based modeling and valuation techniques. * Ability to interpret financial data and market trends to support strategic ...

next page

Showing results 1-20

All JobsFinra License Jobs

Finra License information

See salary details

$75K

$95.7K

$128K

How much do finra license jobs pay per year?

As of Jun 16, 2026, the average yearly pay for finra license in the United States is $95,687.00, according to ZipRecruiter salary data. Most workers in this role earn between $81,500.00 and $110,500.00 per year, depending on experience, location, and employer.

Is working for FINRA a good career?

Working in a role related to FINRA, such as a securities compliance or regulatory professional, can offer stable employment and opportunities for advancement in the financial industry. It often requires knowledge of financial regulations, licensing exams, and adherence to strict ethical standards, making it a specialized and potentially rewarding career path.

What are the key skills and qualifications needed to thrive in a FINRA-licensed financial professional role, and why are they important?

To thrive as a FINRA-licensed financial professional, you need a deep understanding of financial products, securities regulations, and ethical sales practices, typically supported by passing FINRA exams such as the Series 7 or Series 63. Proficiency with financial software platforms, compliance tools, and CRM systems is also essential for day-to-day operations. Strong interpersonal skills, attention to detail, and integrity help build client trust and ensure regulatory compliance. These skills are vital for managing client portfolios effectively, maintaining compliance, and succeeding in a highly regulated financial services environment.

What jobs pay $2000 a day?

High-paying jobs that can reach $2000 a day often include roles such as financial traders, investment bankers, and certain senior financial advisors, especially those with extensive experience and certifications like a FINRA license. These positions typically require specialized skills, a strong network, and often involve high-pressure environments or commission-based compensation structures.

What can you do with a FINRA license?

A FINRA license allows individuals to work in securities and financial services, such as broker-dealer roles, investment advising, and trading. It certifies that the holder has met industry standards and passed exams like the Series 7 or Series 63, enabling them to sell securities and provide financial advice within regulated environments.

What is the difference between Finra License vs Stock Broker?

AspectFinra LicenseStock Broker
Required CredentialsFinra licenses (e.g., Series 7, Series 63)Series 7 license, registration with Finra
Work EnvironmentFinancial firms, compliance rolesBrokerage firms, client-facing sales
Employer & Industry UsageFinancial regulatory bodies, firmsBrokerage firms, investment companies
Common Search & ComparisonYesYes

The Finra License refers to the certifications required to work in various financial roles, including being a stock broker. A stock broker is a professional who holds these licenses and actively sells securities to clients. While the Finra License is a credential, the stock broker is a role that requires holding specific licenses like Series 7. Essentially, the Finra License enables someone to become a stock broker, making them closely related in the financial industry.

What are some common challenges candidates face when preparing for FINRA licensing exams, and how can they overcome them?

Many candidates find the breadth of material covered in FINRA licensing exams, such as the Series 7 or Series 63, to be challenging, especially if they are new to financial regulations or securities products. Time management is crucial, as balancing study schedules with work or other responsibilities can be difficult. To overcome these challenges, candidates are encouraged to use structured study programs, take practice exams, join study groups, and leverage official FINRA resources. Seeking guidance from colleagues or mentors who have recently passed the exams can also provide practical insights and moral support.

What is a FINRA license?

A FINRA license is a certification granted by the Financial Industry Regulatory Authority (FINRA) that allows individuals to engage in specific securities-related activities, such as selling stocks, bonds, or giving investment advice. To obtain a FINRA license, candidates must pass qualifying exams such as the Series 7 or Series 63, depending on their desired role. These licenses help ensure that financial professionals meet industry standards and comply with regulations to protect investors. Maintaining a FINRA license often requires continuing education and adherence to ethical guidelines.

What is FINRA license salary?

The salary for professionals holding a FINRA license, such as a Series 7 or Series 63, varies based on experience, location, and employer, but typically ranges from $50,000 to $100,000 annually. Entry-level roles may start lower, while experienced financial advisors or brokers can earn significantly more, often supplemented by commissions and bonuses.
More about Finra License jobs
What cities are hiring for Finra License jobs? Cities with the most Finra License job openings:
What states have the most Finra License jobs? States with the most job openings for Finra License jobs include:
What job categories do people searching Finra License jobs look for? The top searched job categories for Finra License jobs are:
Finra License jobs near you
Infographic showing various Finra License job openings in the United States as of June 2026, with employment types broken down into 89% Full Time, 7% Part Time, and 4% Contract. Highlights an 74% In-person, 11% Hybrid, and 15% Remote job distribution, with an average salary of $95,687 per year, or $46 per hour.
Corporate Banking Associate, Native American Gaming

Corporate Banking Associate, Native American Gaming

Keybank

San Francisco, CA • Hybrid

$116K - $216K/yr

Full-time

Posted 6 days ago

KeyBank rating

8.2

Company rating: 8.2 out of 10

Based on 89 frontline employees who took The Breakroom Quiz

38th of 141 rated banks

Job description

Location:

1 California Street, San Francisco California

We are currently looking to add a Corporate Banking Associate to our Native American Financial Services Team. Native American Financial Services provides corporate and investment banking services to Native American tribes and their business enterprises.

Analyst/Associates at KBCM act as the primary day-to-day leaders for analytical support, including financial statement analysis and model development; valuation analysis; industry research; and the preparation of various presentations, pitch books, and documents including descriptive memoranda, management presentations, new business, etc. Associates interact with other bankers and clients, Associates play a crucial role in helping managing transactions and interface directly in the client relationship process.

ESSENTIAL JOB FUNCTIONS:

Work with corporate bankers and investment bankers and product partners on strategic corporate finance and capital raising transactions

Generate ideas and analytical materials in support of new client meetings

Perform financial modeling and valuation analyses on public and private companies: comparable company analysis, precedent transaction analysis, and leveraged buy-out analysis

Develop presentation materials for topics such as company positioning and financing alternatives, and strawman acquisition scenarios

Develop knowledge of relevant information resources:Bloomberg, FactSet, Capital IQ, Thomson Financial

Continually build knowledge and capabilities within the industry segment and stay abreast of competitive trends.

Assist with attracting a quality workforce, i.e. college recruiting activities.

Demonstrate the Key Values - - Teamwork, Respect, Accountability, Integrity, and Leadership.

REQUIRED QUALIFICATIONS:

Undergraduate Degree in Business (Accounting, Finance, Economics.)

1+ years of relevant experience

Strong quantitative skills, including financial modeling and financial statement analysis

Strong quantitative and communication skills

Strong team player with a positive can-do attitude and desire to be part of a close-knit group operating in an intensive and challenging work environment

Excellent organization and research skills

Exceptional critical thinking and problem-solving ability

Knowledge of Microsoft Office Suite (Excel, PowerPoint and Word)

Licenses and Certifications

FINRA License S79 within 1-1/2 Yrs (required)

FINRA License S63 within 1-1/2 Yrs (required)

FINRA License S52 within 1-1/2 Yrs (required)

PREFERRED QUALIFICATIONS:

Previous experience in investment and/or corporate banking, including internships

Formal Credit Training

MBA

COMPETENCIES:

Financial Modeling

Analytical

Master of databases: research, building presentations, deeper analysis of meaning of data gathered.

Communication Skills - both verbal and written

Team Player

Strong detail orientation to compile pitch books.

Prioritize tasks.

Commitment to Excellence.

Credit knowledge

COMPENSATION AND BENEFITS

This position is eligible to earn a base salary in the range of $116,000.00 - $216,000.00 annually. Placement within the pay range may differ based upon various factors, including but not limited to skills, experience and geographic location. Compensation for this role also includes eligibility for incentive compensation which may include production, commission, and/or discretionary incentives.

Please click here for a list of benefits for which this position is eligible.

Key has implemented an approach to employee workspaces which prioritizes in-office presence, while providing flexible options in circumstances where roles can be performed effectively in a mobile environment.

Job Posting Expiration Date: 06/12/2026 KeyCorp is an Equal Opportunity Employer committed to sustaining an inclusive culture. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, genetic information, pregnancy, disability, veteran status or any other characteristic protected by law.

Qualified individuals with disabilities or disabled veterans who are unable or limited in their ability to apply on this site may request reasonable accommodations by emailing HR_Compliance@keybank.com.

#LI-Hybrid

What KeyBank employees say

Pay

Benefits

Hours and flexibility

Workplace

Get the full story on Breakroom

KeyBank logo

About KeyBank

Sourced by ZipRecruiter

Key is one of the nation's largest bank-based financial services companies. Key provides deposit, lending, cash management, insurance, and investment services to individuals and businesses in 15 states under the name KeyBank National Association through a network of more than 1,200 branches and more than 1,500 ATMs. Key also provides a broad range of sophisticated corporate and investment banking products, such as merger and acquisition advice, public and private debt and equity, syndications, and derivatives to middle market companies in selected industries throughout the United States under the KeyBanc Capital Markets trade name.

Industry

Banking and credit intermediation

Company size

10,000+ Employees

Headquarters location

Cleveland, OH, US

Year founded

1849

View All KeyBank Jobs

Apply