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Remote Investment Compliance Jobs (NOW HIRING)

Confluence Technologies

Compliance Manager

Fully remote working environment. * Exposure to investment advisers, broker-dealers, private funds and registered funds. * A varied workload spanning regulatory filings, compliance testing ...

RSM Global

Investment Specialist

Investment Specialist Risk & Regulatory Consulting, LLC (RRC) Remote-USA location Open to Full-time ... Execute testing of compliance with state laws, rules and regulations. * Participate in client ...

RSM

Investment Specialist

Investment Specialist Risk & Regulatory Consulting, LLC (RRC) Remote-USA location Open to Full-time ... Execute testing of compliance with state laws, rules and regulations. * Participate in client ...

BMO Capital Markets

Investment Specialist - Remote

$17.50 - $23/hr

  • Medical

  • Life

  • Retirement

Remote Opportunity** Work Schedule: Monday-Friday, 10 am to 7pm Central Time The BMO Investment ... Compliance Officer -Possess strong knowledge and act as resource on software including LPL ...

trainwell

Licensed Investment Representative

Suitland, MD · On-site +1

$60K - $75K/yr

  • PTO

... in a remote environment. Detail-oriented with strong organizational and compliance habits ... Commission structure on all investment sales (uncapped earning potential). Paid time off (PTO)

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Remote Investment Compliance information

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$31.5K

$98.9K

$207.5K

How much do remote investment compliance jobs pay per year?

As of Aug 16, 2026, the average yearly pay for remote investment compliance in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.

What are some common challenges faced by professionals in a remote investment compliance role, and how can they be addressed?

Remote investment compliance professionals often encounter challenges such as staying updated on evolving regulations, coordinating effectively with distributed teams, and maintaining secure access to sensitive data. Overcoming these hurdles involves proactive communication, participation in regular virtual meetings, and utilizing secure, compliant technology solutions. Additionally, ongoing professional development and leveraging centralized documentation help ensure accuracy and regulatory alignment, even in a remote environment.

What are the key skills and qualifications needed to thrive as a remote investment compliance professional?

To thrive as a Remote Investment Compliance professional, you need a strong understanding of financial regulations, investment products, and compliance frameworks, typically supported by a degree in finance, law, or a related field. Familiarity with compliance management systems, regulatory reporting tools, and certifications such as Certified Compliance & Ethics Professional (CCEP) or similar is highly valuable. Exceptional attention to detail, analytical thinking, and clear communication are vital soft skills for identifying risks and collaborating remotely. These skills and qualifications are essential to ensure regulatory adherence, mitigate organizational risk, and maintain trust with clients and authorities in a virtual work environment.

What is a remote investment compliance professional?

A Remote Investment Compliance professional is responsible for ensuring that investment activities and processes adhere to regulatory requirements and internal policies while working from a remote location. Their duties include monitoring transactions, conducting compliance reviews, and updating documentation to prevent violations of financial laws and regulations. These professionals often collaborate with legal and operational teams to identify risks and ensure compliance standards are met. Remote roles require strong communication skills and the ability to use digital compliance tools to maintain oversight from afar.

What is the difference between Remote Investment Compliance vs Remote Investment Analyst?

AspectRemote Investment ComplianceRemote Investment Analyst
Required CredentialsCertifications like CFA, CIMA, or compliance-specific licensesTypically CFA or related financial certifications
Work EnvironmentFocus on regulatory adherence, policy implementation, and compliance monitoringAnalyze financial data, evaluate investment opportunities, and support portfolio decisions
Employer & Industry UsageUsed by asset managers, hedge funds, and financial institutions for compliance rolesEmployed by investment firms, banks, and asset management companies for analysis roles

Remote Investment Compliance and Remote Investment Analyst roles share some certifications and industry settings but differ mainly in focus. Compliance roles emphasize regulatory adherence and policy enforcement, while analyst roles focus on financial analysis and investment evaluation. Both are vital in the investment industry but serve distinct functions.

More about Remote Investment Compliance jobs

What cities are hiring for Remote Investment Compliance jobs?

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What are the most commonly searched types of Investment Compliance jobs?

The most popular types of Investment Compliance jobs are:

What states have the most Remote Investment Compliance jobs?

States with the most job openings for Remote Investment Compliance jobs include:

What job categories do people searching Remote Investment Compliance jobs look for?

The top searched job categories for Remote Investment Compliance jobs are:

Remote Investment Compliance jobs near you
Infographic showing various Remote Investment Compliance job openings in the United States as of August 2026, with employment types broken down into 100% Full Time. Highlights an 100% Remote job distribution, with an average salary of $98,949 per year, or $47.6 per hour.

Capital Harness-FORM BOARD ENGINEER

Sidram Technologies

New York, NY • Remote

Contractor

Re-posted 25 days ago

Job description

Job Title: Compliance and Security Specialist Location: In Milford near Cincinnati or Remote . We are seeking a knowledgeable and experienced Compliance and Security Specialist to manage and support our security, risk, and compliance initiatives, including ISO 27001, NIST, CMMC 2.0, and CFIUS compliance, with good understand of relevant FAR & DFAR clause. This role ensures that our organization adheres to information security best practices and regulatory requirements, particularly in sensitive areas involving national security and foreign investment. Compliance Management: Lead initiatives to achieve and maintain compliance with ISO 27001, NIST SP 800-53/CSF, and CMMC 2.0 (Levels 1–3).Oversee compliance with CFIUS requirements for organizations subject to foreign ownership, control, or influence (FOCI). Conduct Internal (Self) Audits, Gap assessments, Risk assessments, Mitigation planning and readiness reviews across compliance frameworks. Support review of Customer contract documents related to Security, FAR / DFAR clause. CFIUS Oversight: Manage and monitor compliance with mitigation agreements and security commitments imposed by CFIUS. Maintain documentation and reporting required for CFIUS oversight and coordinate responses to information requests. Audit & Certification Support: Conduct audits and support external audits, assessments, and certifications (e.g., ISO 27001, NIST, CMMC). Coordinate evidence collection and responses during audits and ensure timely remediation of findings. Education: Bachelor’s degree in Cybersecurity, Information Security, or related field (or equivalent experience). Certifications (Preferred- one or more): ISO 27001 internal Auditor Certified Information Systems Security Professional (CISSP) Certified Information Security Manager (CISM) Certified CMMC Professional (CCP) Certified in Risk and Information Systems Control (CRISC) 4+ years of experience in cybersecurity compliance and regulatory frameworks.Hands-on experience with ISO 27001, NIST SP 800-53/CSF, and CMMC 2.0. Experience managing or supporting CFIUS or FOCI compliance programs. Strong understanding of U.S. regulatory and security compliance requirements. Deep knowledge of security control frameworks and risk management. Exceptional written and verbal communication skills.Ability to manage multiple high-priority projects across departments.Skilled in developing clear, actionable documentation and reports for technical and executive audiences.Ability to liaison with multiple stakeholders with in the company and corporate Mandatory Skills: CAD PLM Data Integration