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Entry Level Investment Compliance Jobs (NOW HIRING)

Climate United FUND

Analyst, Compliance

Bethesda, MD · On-site

Climate United will focus its investments in Distributed Power Generation and Storage, Building ... Analyst for an entry level position to support adherence to regulatory requirements and ...

Climate United FUND

Analyst, Compliance

Bethesda, MD · On-site +1

$60K - $70K/yr

Climate United will focus its investments in Distributed Power Generation and Storage, Building ... Analyst for an entry level position to support adherence to regulatory requirements and ...

Verition Group LLC

Compliance Analyst

New York, NY · On-site

Verition focuses on global investment strategies including Global Credit, Global Convertible ... This entry-level position is ideal for candidates who are looking to develop a career in compliance ...

S.E.E.D. Planning Group

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Investment Associate - Trading

Knoxville, TN · On-site

$55K - $75K/yr

... Maintain compliance with regulatory standards, firm policies, and industry best practices. · ... Education & Experience This is an entry-level position. A bachelor's degree in Finance, Economics ...

BTIG

Compliance Officer, Analyst

San Francisco, CA · On-site

$60K - $75K/yr

This entry-level role is critical in supporting the firm's Compliance program, ensuring that BTIG ... BTIG is a global financial services firm specializing in institutional trading, investment banking ...

HR Manager

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Entry Level Administrative Assistant

Itasca, IL · On-site

$45K - $52K/yr

... continuously investing in developing talent from within, offering strong internal mobility and ... compliance. * Provide proactive day-to-day administrative support to operations and department ...

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Entry Level Investment Compliance information

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$27K

$49.5K

$84K

How much do entry level investment compliance jobs pay per year?

As of Aug 21, 2026, the average yearly pay for entry level investment compliance in the United States is $49,486.00, according to ZipRecruiter salary data. Most workers in this role earn between $36,000.00 and $57,000.00 per year, depending on experience, location, and employer.

What is an entry level investment compliance job?

Entry level investment compliance jobs are positions focused on ensuring that investment firms and their employees adhere to legal, regulatory, and internal policies. Individuals in these roles help monitor trading activities, review documentation, and report any potential violations. They often work under the guidance of more senior compliance professionals and play a key part in helping organizations manage risk and maintain integrity in financial operations. These positions typically require strong analytical skills, attention to detail, and an understanding of financial regulations. Entry level roles are a common starting point for those interested in compliance careers within the finance industry.

What are the key skills and qualifications needed to thrive as an entry level investment compliance professional?

To thrive as an Entry Level Investment Compliance professional, you typically need a bachelor's degree in finance, accounting, or a related field, along with strong analytical and attention-to-detail skills. Familiarity with regulatory frameworks (such as SEC, FINRA), compliance management systems, and Microsoft Excel is important, and some roles value certifications like the Investment Compliance Certificate. Strong organizational skills, integrity, and effective communication help you stand out in this position. These skills and qualities are essential to accurately monitor investment activities, ensure regulatory adherence, and maintain the firm's reputation.

What are some common challenges faced by entry level investment compliance professionals?

Entry-level professionals in investment compliance often encounter challenges such as quickly understanding complex regulatory frameworks and adapting to frequent changes in industry rules. They are responsible for reviewing investment activities to ensure adherence to internal policies and external regulations, which requires strong attention to detail and the ability to interpret legal documents. Collaboration with portfolio managers and legal teams is frequent, and effective communication is essential for identifying and resolving compliance issues. Over time, these experiences provide a strong foundation for advancing to more senior compliance or risk management positions.

What is the difference between Entry Level Investment Compliance vs Entry Level Investment Operations?

AspectEntry Level Investment ComplianceEntry Level Investment Operations
Required CredentialsBachelor's degree, possibly some certifications like CFTC or FINRABachelor's degree, often no specific certifications required
Work EnvironmentRegulatory-focused, compliance departments within financial firmsOperational departments handling trade processing and client accounts
Employer & Industry UsageFinancial firms, asset managers, hedge fundsBrokerages, asset management firms, banks
Common Search & Comparison IntentUnderstanding compliance roles in financeUnderstanding operational roles in finance

Entry Level Investment Compliance focuses on ensuring firms adhere to regulations and internal policies, requiring knowledge of compliance standards and certifications. Entry Level Investment Operations involves processing trades, managing accounts, and supporting daily transaction activities. While both roles are entry-level and within the finance industry, compliance roles emphasize regulatory adherence, whereas operations focus on transaction processing and client service.

More about Entry Level Investment Compliance jobs

What are the most commonly searched types of Investment Compliance jobs?

The most popular types of Investment Compliance jobs are:

What states have the most Entry Level Investment Compliance jobs?

States with the most job openings for Entry Level Investment Compliance jobs include:

What job categories do people searching Entry Level Investment Compliance jobs look for?

The top searched job categories for Entry Level Investment Compliance jobs are:

Entry Level Investment Compliance jobs near you
Infographic showing various Entry Level Investment Compliance job openings in the United States as of August 2026, with employment types broken down into 80% Full Time, and 20% Part Time. Highlights an 100% In-person job distribution, with an average salary of $49,486 per year, or $23.8 per hour.

Analyst, Compliance

Climate United FUND

Bethesda, MD • On-site

Full-time

Re-posted 27 days ago

Job description

About Climate United Fund 

Climate United Fund will use funding from the EPA under the Inflation Reduction Act to rapidly deploy low- and zero-emission products, technologies, and services to all American communities in order to (1) reduce GHG emissions and other forms of air pollutants; (2) bring direct benefits to American communities in the form of energy security, energy savings, cleaner air, and quality jobs; and (3) transform the capital markets so they can drive an equitable clean energy transition at scale. Visit Climate United (weareclimateunited.org) for more information. Climate United will focus its investments in Distributed Power Generation and Storage, Building Decarbonization and Electric Transportation. Calvert Impact, Inc., a 501(c)(3) nonprofit ("Calvert Impact"), is the sole member of Climate United Fund. 

Job Description: 

Climate United Fund, a 501(c)(3) nonprofit ("Climate United"), is seeking a full-time Compliance Analyst for an entry level position to support adherence to regulatory requirements and programmatic standards in the deployment of funds from the National Clean Investment Fund. The Analyst will play a pivotal role ensuring compliance with federal funding while supporting various components of the Compliance team. Administrative support will include focusing on compliance with award terms, organizational policies and procedures, and assessing compliance through periodic reviews.  

Key Responsibilities: 

  • Document internal processes and support the compliance team to develop and refine compliance procedures. 

  • Maintain and conduct periodic reviews of required documentation.  

  • Develop and maintain a file management system.  

  • Provide administrative support to the compliance department, including subaward management, portfolio and program compliance.  

  • Assist with compliance reporting as needed.  

  • Collaborate with cross-functional teams including investments, finance, and legal to integrate compliance measures into portfolio management processes. 

  • Be part of a team of compliance professionals, fostering a culture of excellence and accountability. 

  • Champion a culture of compliance and ethics across the organization, promoting awareness and understanding of compliance obligations among staff members. 

Required Qualifications:  

  • 1-2+ years of experience in compliance, grants management, regulatory affairs, or similar field. 

  • Strong reasoning and quantitative skills 

  • Familiarity with file management systems and data analytics tools  

  • Knowledge of relevant federal regulations, including 2 CFR Part 200 and OMB circulars, preferred. 

  • Excellent communication and interpersonal abilities, with the capacity to engage stakeholders at various levels. 

  • Bachelor's degree in a relevant field; advanced certification or degree preferred. 

  • Passionate about the mission and work of Climate United, Calvert Impact, and committed to justice, equity, diversity, and inclusion. 

Apply