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Compliance Manager - Broker-Dealer & Investment Adviser-HYBRID-TEMP

San Francisco, CA · On-site

$64.24 - $79.23/hr

... Compliance Manager to support the broker-dealer and registered investment adviser entities of a ... The selected candidate will begin on a temporary basis with the opportunity to convert to a ...

Workway, Inc.

Foreclosure Compliance Auditor

Phoenix, AZ · On-site

$22/hr

It represents financial institutions, investors, title insurers, housing authorities, and select ... Whether you are interested in a direct hire, temp-to-hire, or temporary position, Workway can help ...

Truist

Signature Investment Manager I

Atlanta, GA · Hybrid

Regular or Temporary: Regular Language Fluency: English (Required) Work Shift: 1st shift (United ... compliance system rules based on investment policy trade restrictions (do not buy, do not sell ...

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Truist

Signature Investment Manager I

Atlanta, GA · On-site

Regular or Temporary: Regular Language Fluency: English (Required) Work Shift: 1st shift (United ... compliance system rules based on investment policy trade restrictions (do not buy, do not sell ...

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Temporary Investment Compliance information

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$27K

$49.5K

$84K

How much do temporary investment compliance jobs pay per year?

As of Sep 1, 2026, the average yearly pay for temporary investment compliance in the United States is $49,486.00, according to ZipRecruiter salary data. Most workers in this role earn between $36,000.00 and $57,000.00 per year, depending on experience, location, and employer.

What is the difference between Temporary Investment Compliance vs Investment Compliance Analyst?

AspectTemporary Investment ComplianceInvestment Compliance Analyst
CertificationsTypically none required or temporary certificationsRelevant certifications like CFA, CAMS often preferred
Work EnvironmentContract-based, short-term projects, often in financial firmsFull-time, ongoing compliance monitoring within investment firms
Employer & Industry UsageUsed by firms needing short-term compliance supportCommonly employed in asset management and investment firms

Temporary Investment Compliance roles focus on short-term, project-based compliance tasks, often requiring minimal certifications. Investment Compliance Analysts typically hold relevant certifications and work in ongoing roles to ensure continuous adherence to regulations within investment firms. Both roles are essential in the finance industry but differ mainly in duration and scope.

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Cities with the most Temporary Investment Compliance job openings:

What are the most commonly searched types of Investment Compliance jobs?

The most popular types of Investment Compliance jobs are:

What states have the most Temporary Investment Compliance jobs?

States with the most job openings for Temporary Investment Compliance jobs include:

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Temporary Investment Compliance jobs near you
Infographic showing various Temporary Investment Compliance job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 83% Full Time, 12% Part Time, and 4% Contract. Highlights an 93% Physical, 2% Hybrid, and 5% Remote job distribution, with an average salary of $49,486 per year, or $23.8 per hour.

Investment Compliance Manager | Temporary

ford agency

Bethesda, MD

Temporary

Posted 3 days ago

New

Job description

The Ford Agency has an exciting Investment Compliance Manager role with one of the DC-area's top investment firms. The person in-seat will act as the subject matter expert on all compliance matters related to advisers, ETFs, mutual funds, CPOs, and CTAs. This is an excellent opportunity for someone with 5+ years of investment legal experience to join a successful and well-established team. This is a temp-to-hire position and available immediately.

Responsibilities Include:
 • Collaborate on developing compliance policies and processes
 • Identify and resolve compliance issues
 • Represent firm with regulatory agencies and service providers
 • Benchmark policies and evaluate compliance control effectiveness
 • Train and mentor marketing, strategy, and portfolio staff
 • Regularly administer compliance risk testing
 • Screen various materials for conflicts of interest
 
Qualifications Include:
 • BA/BS degree required, JD strongly preferred
 • Series 7, 63, and 24 licenses required
 • 5+ years direct experience in a compliance focused role for a registered investment firm
 • 5+ years experience working with SEC, FINRA, CFTC and securities agencies
 • Strong leadership, analytical, and organizational skills
 • Excellent written and verbal communication skills

Compensation:
 • $100K + discretionary bonus
 

Candidates for this position must be based in DC, MD, or VA area or have independent plans for relocation.

The Ford Agency is a recruiting firm based in Washington, DC. We represent a broad range of organizations including: non-profits, associations, legal, consulting, and government relations firms. This position is an opening with one of our clients.

To see more positions available through The Ford Agency, please check out our website at www.ford-agency.com.