ZipRecruiter

Log In

2

Entry Level Investment Compliance Jobs (NOW HIRING)

American Health Associates

ACCOUNT MANAGER - Entry Level

FL · On-site

$41K - $50K/yr

By investing in technology and a skilled work force, we can offer a superior program focused on ... This includes client retention, all client communications, issue resolution, and compliance on ...

Davis-Ulmer Sprinkler Co.

Entry-Level Technician

Longwood, FL · On-site

$15.75 - $18.50/hr

... code-compliant systems and true peace of mind. What sets us apart is our responsive, reliable ... We believe in investing in the right people, fostering enduring professional relationships that ...

Aston Carter

Entry Level Financial Analyst

Columbia, MD · On-site

$23/hr

Job Title: Entry Level Financial Analyst As an analyst, you will be responsible for processing the ... Monitor and analyze pooled loans for non-compliance and communicate information to investors.

previous page

Showing results 41-60

All JobsFinance and Insurance JobsFinancial Services JobsFinancial Analyst JobsEntry Level Investment Compliance Jobs

Entry Level Investment Compliance information

See salary details

$27K

$49.5K

$84K

How much do entry level investment compliance jobs pay per year?

As of Aug 21, 2026, the average yearly pay for entry level investment compliance in the United States is $49,486.00, according to ZipRecruiter salary data. Most workers in this role earn between $36,000.00 and $57,000.00 per year, depending on experience, location, and employer.

What is an entry level investment compliance job?

Entry level investment compliance jobs are positions focused on ensuring that investment firms and their employees adhere to legal, regulatory, and internal policies. Individuals in these roles help monitor trading activities, review documentation, and report any potential violations. They often work under the guidance of more senior compliance professionals and play a key part in helping organizations manage risk and maintain integrity in financial operations. These positions typically require strong analytical skills, attention to detail, and an understanding of financial regulations. Entry level roles are a common starting point for those interested in compliance careers within the finance industry.

What are the key skills and qualifications needed to thrive as an entry level investment compliance professional?

To thrive as an Entry Level Investment Compliance professional, you typically need a bachelor's degree in finance, accounting, or a related field, along with strong analytical and attention-to-detail skills. Familiarity with regulatory frameworks (such as SEC, FINRA), compliance management systems, and Microsoft Excel is important, and some roles value certifications like the Investment Compliance Certificate. Strong organizational skills, integrity, and effective communication help you stand out in this position. These skills and qualities are essential to accurately monitor investment activities, ensure regulatory adherence, and maintain the firm's reputation.

What are some common challenges faced by entry level investment compliance professionals?

Entry-level professionals in investment compliance often encounter challenges such as quickly understanding complex regulatory frameworks and adapting to frequent changes in industry rules. They are responsible for reviewing investment activities to ensure adherence to internal policies and external regulations, which requires strong attention to detail and the ability to interpret legal documents. Collaboration with portfolio managers and legal teams is frequent, and effective communication is essential for identifying and resolving compliance issues. Over time, these experiences provide a strong foundation for advancing to more senior compliance or risk management positions.

What is the difference between Entry Level Investment Compliance vs Entry Level Investment Operations?

AspectEntry Level Investment ComplianceEntry Level Investment Operations
Required CredentialsBachelor's degree, possibly some certifications like CFTC or FINRABachelor's degree, often no specific certifications required
Work EnvironmentRegulatory-focused, compliance departments within financial firmsOperational departments handling trade processing and client accounts
Employer & Industry UsageFinancial firms, asset managers, hedge fundsBrokerages, asset management firms, banks
Common Search & Comparison IntentUnderstanding compliance roles in financeUnderstanding operational roles in finance

Entry Level Investment Compliance focuses on ensuring firms adhere to regulations and internal policies, requiring knowledge of compliance standards and certifications. Entry Level Investment Operations involves processing trades, managing accounts, and supporting daily transaction activities. While both roles are entry-level and within the finance industry, compliance roles emphasize regulatory adherence, whereas operations focus on transaction processing and client service.

More about Entry Level Investment Compliance jobs

What are the most commonly searched types of Investment Compliance jobs?

The most popular types of Investment Compliance jobs are:

What states have the most Entry Level Investment Compliance jobs?

States with the most job openings for Entry Level Investment Compliance jobs include:

What job categories do people searching Entry Level Investment Compliance jobs look for?

The top searched job categories for Entry Level Investment Compliance jobs are:

Entry Level Investment Compliance jobs near you
Infographic showing various Entry Level Investment Compliance job openings in the United States as of August 2026, with employment types broken down into 80% Full Time, and 20% Part Time. Highlights an 100% In-person job distribution, with an average salary of $49,486 per year, or $23.8 per hour.

ACCOUNT MANAGER - Entry Level

American Health Associates

Columbia, MD • On-site

$43K - $52K/yr

Full-time

Retirement, PTO

Posted 7 days ago

Job description

Job Type
Full-time
Description
AMERICAN HEALTH ASSOCIATES, INC. is a premier clinical laboratory servicing over 3500 long-term care facilities. AHA is the fastest growing independent laboratory in the nation, currently offering services in CO, DE, FL, GA, IL, IN, KY, MD, MI, MO, MS, MA, NC, OH, PA, SC, TN, VA, WA, and WDC. By investing in technology and a skilled work force, we can offer a superior program focused on serving the long-term care industry.
THE ROLE: ACCOUNT MANAGER - Entry Level
AHA's Maryland team is seeking to hire an Entry-Level Account Manager who will be responsible for managing existing customer accounts and establishing new clients by providing proactive communication, day to day support, compliance on client deliverables, and being the advocate for customer escalations. Building on over 30 years of success, our culture is focused on providing exceptional customer service in the long-term care industry. This position is ideal for recent graduates, or professionals with customer service & sales or marketing experience.
Our Entry-Level Account Manager is primarily responsible for managing and developing new client accounts in a designated territory ( Philadelphia, PA, Northern Delaware, and Northern Maryland, STATE OF VA) . This position is a primary source to strengthen the company's brand presence and overall value in the health care industry.
  • Manages a designated territory and builds strong strategic relationships; Responsible for providing coordination and flow of information between clients and the company to ensure a high level of customer satisfaction. This includes client retention, all client communications, issue resolution, and compliance on client deliverables (in this role you are the first line respondent to client issues regardless of the source of the concern/originator).
  • Ensures that client issues are dealt with in an efficient manner daily, informing management of any problems that may arise. Targets key relationships with customers by communicating directly daily, and in some cases, by attending Quality Assurance meetings and performing in-services for clients as needed.
  • Provide regular input/documentation on all account activity, including status and call reports on a daily/weekly basis; Works with Sales Manager and other Account Managers, to provide strong team representation and set proper client expectations.
  • Participates in conference calls as required.
  • Participates and professionally represents the company in industry related professional organizations, trade shows, community events, and networking events.
  • Develops and maintains knowledge of market trends, competition, and customers. Also develops and maintains knowledge of company and brand products and services, sales policies and SOPs and adheres to those policies and procedures.
  • Communicates with multiple levels of health care representatives on questions regarding testing and service levels.
  • Promotes positive relations with clients and employees.
  • Assists with and completes special projects and assignments as designated by our management team.

Requirements
  • Bachelor's degree in business administration, sales, or relevant field preferred.
  • 1-2 years of previous sales experience preferred.
  • Experience with CRM software (e.g., Salesforce, Zoho CRM, or HubSpot) and MS Office (particularly MS Excel); ability to learn proprietary software and new software as it is installed/developed.
  • Ability to juggle multiple account management projects at one time.
  • Strong organizational, presentation, and influencing skills.
  • Strong verbal and written communication skills.
  • Valid state-issued Driver License; clean driving record for the past five years, plus own reliable transportation.

AHA offers a competitive group insurance benefits package, paid vacation and sick time and an excellent 401k Retirement plan. As an AHA Account Manager, you'll also receive a monthly car allowance, gas card, company phone, laptop, and may be eligible to earn monthly commission. If you are qualified and interested in this position, please submit your updated resume, and give us a chance to learn more about you!
WE ARE PROUD TO BE AN EQUAL OPPORTUNITY EMPLOYER

Apply