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Finra License Jobs (NOW HIRING)

KeyBank

Associate Private Client Advisor

Olympia, WA · On-site

FINRA License S7 Upon Hire (required) or * FINRA Security Industry Essentials (SIE) Upon Hire (required) * FINRA License S66 and Resident State Insurance License Upon Hire (required) or * FINRA ...

Keybank

Associate Private Client Advisor

Olympia, WA · On-site

FINRA License S7 Upon Hire (required) or * FINRA Security Industry Essentials (SIE) Upon Hire (required) * FINRA License S66 and Resident State Insurance License Upon Hire (required) or * FINRA ...

KeyBank

Public Finance Analyst, Healthcare

New York, NY · On-site

$71K - $125K/yr

FINRA License S79 within 1-1/2 Yrs (required) * FINRA License S63 within 1-1/2 Yrs (required) * FINRA License S52 within 1-1/2 Yrs (required) * FINRA License S50 within 1-1/2 Yrs (required) Skills

Keybank

Public Finance Analyst, Healthcare

New York, NY

$71K - $125K/yr

FINRA License S79 within 1-1/2 Yrs (required) * FINRA License S63 within 1-1/2 Yrs (required) * FINRA License S52 within 1-1/2 Yrs (required) * FINRA License S50 within 1-1/2 Yrs (required) Skills

Keybank

Key Private Bank Relationship Manager

Albany, NY · On-site

$94K - $175K/yr

FINRA License S63 () and * FINRA License S65 (preferred) * Certified Financial Planner (CFP) (preferred) * Certified Investment Management Analyst (CIMA) (preferred) * Certified Public Accountant ...

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Finra License information

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$75K

$95.7K

$128K

How much do finra license jobs pay per year?

As of Jun 16, 2026, the average yearly pay for finra license in the United States is $95,687.00, according to ZipRecruiter salary data. Most workers in this role earn between $81,500.00 and $110,500.00 per year, depending on experience, location, and employer.

Is working for FINRA a good career?

Working in a role related to FINRA, such as a securities compliance or regulatory professional, can offer stable employment and opportunities for advancement in the financial industry. It often requires knowledge of financial regulations, licensing exams, and adherence to strict ethical standards, making it a specialized and potentially rewarding career path.

What are the key skills and qualifications needed to thrive in a FINRA-licensed financial professional role, and why are they important?

To thrive as a FINRA-licensed financial professional, you need a deep understanding of financial products, securities regulations, and ethical sales practices, typically supported by passing FINRA exams such as the Series 7 or Series 63. Proficiency with financial software platforms, compliance tools, and CRM systems is also essential for day-to-day operations. Strong interpersonal skills, attention to detail, and integrity help build client trust and ensure regulatory compliance. These skills are vital for managing client portfolios effectively, maintaining compliance, and succeeding in a highly regulated financial services environment.

What jobs pay $2000 a day?

High-paying jobs that can reach $2000 a day often include roles such as financial traders, investment bankers, and certain senior financial advisors, especially those with extensive experience and certifications like a FINRA license. These positions typically require specialized skills, a strong network, and often involve high-pressure environments or commission-based compensation structures.

What can you do with a FINRA license?

A FINRA license allows individuals to work in securities and financial services, such as broker-dealer roles, investment advising, and trading. It certifies that the holder has met industry standards and passed exams like the Series 7 or Series 63, enabling them to sell securities and provide financial advice within regulated environments.

What is the difference between Finra License vs Stock Broker?

AspectFinra LicenseStock Broker
Required CredentialsFinra licenses (e.g., Series 7, Series 63)Series 7 license, registration with Finra
Work EnvironmentFinancial firms, compliance rolesBrokerage firms, client-facing sales
Employer & Industry UsageFinancial regulatory bodies, firmsBrokerage firms, investment companies
Common Search & ComparisonYesYes

The Finra License refers to the certifications required to work in various financial roles, including being a stock broker. A stock broker is a professional who holds these licenses and actively sells securities to clients. While the Finra License is a credential, the stock broker is a role that requires holding specific licenses like Series 7. Essentially, the Finra License enables someone to become a stock broker, making them closely related in the financial industry.

What are some common challenges candidates face when preparing for FINRA licensing exams, and how can they overcome them?

Many candidates find the breadth of material covered in FINRA licensing exams, such as the Series 7 or Series 63, to be challenging, especially if they are new to financial regulations or securities products. Time management is crucial, as balancing study schedules with work or other responsibilities can be difficult. To overcome these challenges, candidates are encouraged to use structured study programs, take practice exams, join study groups, and leverage official FINRA resources. Seeking guidance from colleagues or mentors who have recently passed the exams can also provide practical insights and moral support.

What is a FINRA license?

A FINRA license is a certification granted by the Financial Industry Regulatory Authority (FINRA) that allows individuals to engage in specific securities-related activities, such as selling stocks, bonds, or giving investment advice. To obtain a FINRA license, candidates must pass qualifying exams such as the Series 7 or Series 63, depending on their desired role. These licenses help ensure that financial professionals meet industry standards and comply with regulations to protect investors. Maintaining a FINRA license often requires continuing education and adherence to ethical guidelines.

What is FINRA license salary?

The salary for professionals holding a FINRA license, such as a Series 7 or Series 63, varies based on experience, location, and employer, but typically ranges from $50,000 to $100,000 annually. Entry-level roles may start lower, while experienced financial advisors or brokers can earn significantly more, often supplemented by commissions and bonuses.
More about Finra License jobs
What cities are hiring for Finra License jobs? Cities with the most Finra License job openings:
What states have the most Finra License jobs? States with the most job openings for Finra License jobs include:
What job categories do people searching Finra License jobs look for? The top searched job categories for Finra License jobs are:
Finra License jobs near you
Infographic showing various Finra License job openings in the United States as of June 2026, with employment types broken down into 89% Full Time, 7% Part Time, and 4% Contract. Highlights an 74% In-person, 11% Hybrid, and 15% Remote job distribution, with an average salary of $95,687 per year, or $46 per hour.
Associate Private Client Advisor

Associate Private Client Advisor

KeyBank

Olympia, WA • On-site

Full-time

Posted 7 days ago

KeyBank rating

8.2

Company rating: 8.2 out of 10

Based on 89 frontline employees who took The Breakroom Quiz

38th of 141 rated banks

Job description

Location:
3611 Martin Way E - Olympia, Washington 98506-5099
Job Description Preview
Job Summary
The Associate Private Client Advisor partners and assists Private Client Advisors with a focus on our Mass Affluent client base with planning and financial wellness as the basis of their methodology and will lead with these concepts when providing investment solutions to new and existing clients. Establish a strong partnership with Retail Branch Managers, teams, and Centers of Influence, and maintain strong working relationships with all partners.
Responsibilities
  • Focusing on planning, will partner with a Private Client Advisor in the coordination and delivery of all aspects of investment product delivery within assigned Branch(s) for the Mass Affluent clients including client management, service delivery and other resources in order to maximize needs- based sales production.
  • Be an active member of the Branch team.
  • Assist Private Client Advisor in engaging licensed and non- licensed Branch personnel to identify investment referral opportunities from new clients and the existing bank client base.
  • Develop a complete understanding of Key Investment Services solutions to support cross- selling opportunities and learn the core bank products to generate referrals back to the Consumer Bank where appropriate to help develop full relationships.
  • Utilizing a consultative sales process and assessment tools where appropriate, provide comprehensive, needs- based financial solutions to clients by offering a range of investment solutions and partnering with banking center staff.
  • Help attain sales production and referral goals by assisting the Private Client Advisor by working the book of business, lead lists, and closing on referrals through financial planning.
  • Partner with Private Client Advisor to grow year-over-year revenue.
  • Develop a strong Center of Influence strategy that leverages partnerships with the Retail Bank.
  • Performs other duties as assigned; duties, responsibilities and/or activities may change or new ones may be assigned at any time with or without notice
  • Complies with all KeyBank policies and procedures, including without limitation, acting professionally at all times, conducting business ethically, avoiding conflicts of interest, and acting in the best interests of Key's clients and Key.

Education Qualifications
  • High School Diploma (required)
  • Bachelor's Degree (preferred)

Licenses and Certifications
  • FINRA License S7 Upon Hire (required) or
  • FINRA Security Industry Essentials (SIE) Upon Hire (required)
  • FINRA License S66 and Resident State Insurance License Upon Hire (required) or
  • FINRA License S63 Upon Hire (required) and
  • FINRA License S65 Upon Hire (required)

Tactical Skills
  • Conducts due diligence research for a variety of complex investment portfolio disciplines; builds investment cases to inform clients.
  • Broad knowledge of characteristics and needs of clients and partners within the bank-based investment market space.
  • Demonstrated ability to sell products and services to investment clients; evidence of strong sales results.
  • Strong client centric focus.
  • Proven ability to work as a collaborative team member.
  • Ability to use standard office equipment, proprietary financial services systems.
  • In the event you do not hold the required licenses at the time of hire, it will become a condition of your continued employment, and licenses will need to be obtained within the time frame specified in your offer letter. Failure to obtain licenses timely may result in termination of employment.
  • Promotion into a Private Client Advisor role is not permitted until the full licensing requirements are met.
  • Should be in a partnership with an eligible Private Client Advisor and should be receiving a commission sharing agreement.

Personal Skills
  • Collaboration: Demonstrates experience in participating in productive collaborative processes that help solve business problems and meet business goals
  • Critical Thinking: The ability to identify, obtain, and organize relevant data and ideas and prioritize concerns in the decision-making process
  • Influence: Develops basic persuasive arguments and utilizes active listening skills and probing techniques to surface opportunities to influence
  • Persuasion: Possesses a solid ability to use message tailoring and probing questions to garner support from various stakeholders; may coach others on improving their own tools and techniques for persuasion
  • Problem Solving: Demonstrates the ability to examine a specific problem and understand the perspective of stakeholders; uses fact-finding techniques to identify and document specific problems

Practical Skills
  • Business Acumen: Works to understand the business priorities of internal and external clients and can describe relevant profitability drivers and considerations
  • Constructive Debate: Uses active listening skills and probing techniques to understand other positions and applies a fact-based approach to responding
  • Oral & Written Communication: Possesses the ability to adapt listening and facilitation style to others' communication styles and uses various approaches appropriately and effectively

Core Competencies
  • All KeyBank employees are expected to demonstrate Key's Values and sustain proficiency in identified Leadership Competencies.

Physical Demands
  • General Office - Prolonged sitting, ability to communicate face to face in person or on the phone with teammates and clients, frequent use of PC/laptop, occasional lifting/pushing/pulling of backpacks, computer bags up to 10 lbs.

Driving Requirements
  • May need to drive to multiple locations in a single day; ability to operate a motor vehicle with a valid driver's license required.

COMPENSATION AND BENEFITS
This position is eligible to earn commission and deferred incentive compensation.
This position is eligible to earn a base salary rate of $77,969.00 annually. Compensation for this role also includes eligibility for short-term incentive compensation and deferred incentive compensation subject to individual and company performance.
Please click here for a list of benefits for which this position is eligible.
Job Posting Expiration Date: 08/29/2026KeyCorp is an Equal Opportunity Employer committed to sustaining an inclusive culture. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, genetic information, pregnancy, disability, veteran status or any other characteristic protected by law.
Qualified individuals with disabilities or disabled veterans who are unable or limited in their ability to apply on this site may request reasonable accommodations by emailing HR_Compliance@keybank.com.

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About KeyBank

Sourced by ZipRecruiter

Key is one of the nation's largest bank-based financial services companies. Key provides deposit, lending, cash management, insurance, and investment services to individuals and businesses in 15 states under the name KeyBank National Association through a network of more than 1,200 branches and more than 1,500 ATMs. Key also provides a broad range of sophisticated corporate and investment banking products, such as merger and acquisition advice, public and private debt and equity, syndications, and derivatives to middle market companies in selected industries throughout the United States under the KeyBanc Capital Markets trade name.

Industry

Banking and credit intermediation

Company size

10,000+ Employees

Headquarters location

Cleveland, OH, US

Year founded

1849

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