The Team The Financial Crimes Digital Asset Surveillance group within Fidelity Legal Risk and Compliance plays a vital role in helping the firm meet its overall AML obligations through the Bank ...
The Team The Financial Crimes Digital Asset Surveillance group within Fidelity Legal Risk and Compliance plays a vital role in helping the firm meet its overall AML obligations through the Bank ...
The Team The Financial Crimes Digital Asset Surveillance group within Fidelity Legal Risk and Compliance plays a vital role in helping the firm meet its overall AML obligations through the Bank ...
The Team The Financial Crimes Digital Asset Surveillance group within Fidelity Legal Risk and Compliance plays a vital role in helping the firm meet its overall AML obligations through the Bank ...
The Team The Financial Crimes Digital Asset Surveillance group within Fidelity Legal Risk and Compliance plays a vital role in helping the firm meet its overall AML obligations through the Bank ...
The Team The Financial Crimes Digital Asset Surveillance group within Fidelity Legal Risk and Compliance plays a vital role in helping the firm meet its overall AML obligations through the Bank ...
Review communications with Fidelity legal/compliance, internal service team and the client. * Coordinate production, setup, and delivery of communications * Hold communication collaborators ...
Review communications with Fidelity legal/compliance, internal service team and the client. * Coordinate production, setup, and delivery of communications * Hold communication collaborators ...
Review communications with Fidelity legal/compliance, internal service team and the client. * Coordinate production, setup, and delivery of communications * Hold communication collaborators ...
Review communications with Fidelity legal/compliance, internal service team and the client. * Coordinate production, setup, and delivery of communications * Hold communication collaborators ...
Review communications with Fidelity legal/compliance, internal service team and the client. * Coordinate production, setup, and delivery of communications * Hold communication collaborators ...
Review communications with Fidelity legal/compliance, internal service team and the client. * Coordinate production, setup, and delivery of communications * Hold communication collaborators ...
Vice President, Associate General Counsel
Greenwood Village, CO · Hybrid
$140K/yr
The role will involve coordination and collaboration with colleagues in the Fidelity Digital Asset Management business group, Asset Management Legal team as well as across the larger Fidelity Legal ...
Vice President, Associate General Counsel
Greenwood Village, CO · Hybrid
$140K/yr
The role will involve coordination and collaboration with colleagues in the Fidelity Digital Asset Management business group, Asset Management Legal team as well as across the larger Fidelity Legal ...
Review communications with Fidelity legal/compliance, internal service team and the client. * Coordinate production, setup, and delivery of communications * Hold communication collaborators ...
Review communications with Fidelity legal/compliance, internal service team and the client. * Coordinate production, setup, and delivery of communications * Hold communication collaborators ...
Vice President, Associate General Counsel
Westlake, TX · Hybrid
$140K/yr
The role will involve coordination and collaboration with colleagues in the Fidelity Digital Asset Management business group, Asset Management Legal team as well as across the larger Fidelity Legal ...
Vice President, Associate General Counsel
Westlake, TX · Hybrid
$140K/yr
The role will involve coordination and collaboration with colleagues in the Fidelity Digital Asset Management business group, Asset Management Legal team as well as across the larger Fidelity Legal ...
Review communications with Fidelity legal/compliance, internal service team and the client. * Coordinate production, setup, and delivery of communications * Hold communication collaborators ...
Review communications with Fidelity legal/compliance, internal service team and the client. * Coordinate production, setup, and delivery of communications * Hold communication collaborators ...
Review communications with Fidelity legal/compliance, internal service team and the client. * Coordinate production, setup, and delivery of communications * Hold communication collaborators ...
Review communications with Fidelity legal/compliance, internal service team and the client. * Coordinate production, setup, and delivery of communications * Hold communication collaborators ...
Vice President, Associate General Counsel
Chicago, IL · Hybrid
$140K/yr
The role will involve coordination and collaboration with colleagues in the Fidelity Digital Asset Management business group, Asset Management Legal team as well as across the larger Fidelity Legal ...
Vice President, Associate General Counsel
Chicago, IL · Hybrid
$140K/yr
The role will involve coordination and collaboration with colleagues in the Fidelity Digital Asset Management business group, Asset Management Legal team as well as across the larger Fidelity Legal ...
Vice President, Associate General Counsel
Smithfield, RI · Hybrid
$140K/yr
The role will involve coordination and collaboration with colleagues in the Fidelity Digital Asset Management business group, Asset Management Legal team as well as across the larger Fidelity Legal ...
Vice President, Associate General Counsel
Smithfield, RI · Hybrid
$140K/yr
The role will involve coordination and collaboration with colleagues in the Fidelity Digital Asset Management business group, Asset Management Legal team as well as across the larger Fidelity Legal ...
Vice President, Associate General Counsel
Merrimack, NH · Hybrid
$140K/yr
The role will involve coordination and collaboration with colleagues in the Fidelity Digital Asset Management business group, Asset Management Legal team as well as across the larger Fidelity Legal ...
Vice President, Associate General Counsel
Merrimack, NH · Hybrid
$140K/yr
The role will involve coordination and collaboration with colleagues in the Fidelity Digital Asset Management business group, Asset Management Legal team as well as across the larger Fidelity Legal ...
Vice President, Associate General Counsel
Jersey City, NJ · Hybrid
$140K/yr
The role will involve coordination and collaboration with colleagues in the Fidelity Digital Asset Management business group, Asset Management Legal team as well as across the larger Fidelity Legal ...
Vice President, Associate General Counsel
Jersey City, NJ · Hybrid
$140K/yr
The role will involve coordination and collaboration with colleagues in the Fidelity Digital Asset Management business group, Asset Management Legal team as well as across the larger Fidelity Legal ...
Credit Risk Analyst
Jersey City, NJ · On-site
$67K - $127K/yr
The Team The Credit Risk Vendor Management Team sits within the Fidelity Legal, Risk and Compliance organization and is part of the Credit and Counterparty Center of Excellence. The team is ...
Credit Risk Analyst
Jersey City, NJ · On-site
$67K - $127K/yr
The Team The Credit Risk Vendor Management Team sits within the Fidelity Legal, Risk and Compliance organization and is part of the Credit and Counterparty Center of Excellence. The team is ...
Credit Risk Analyst
Smithfield, RI · On-site
$67K - $127K/yr
The Team The Credit Risk Vendor Management Team sits within the Fidelity Legal, Risk and Compliance organization and is part of the Credit and Counterparty Center of Excellence. The team is ...
Credit Risk Analyst
Smithfield, RI · On-site
$67K - $127K/yr
The Team The Credit Risk Vendor Management Team sits within the Fidelity Legal, Risk and Compliance organization and is part of the Credit and Counterparty Center of Excellence. The team is ...
Credit Risk Analyst
Jersey City, NJ · On-site
$67K - $127K/yr
The Team The Credit Risk Vendor Management Team sits within the Fidelity Legal, Risk and Compliance organization and is part of the Credit and Counterparty Center of Excellence. The team is ...
Credit Risk Analyst
Jersey City, NJ · On-site
$67K - $127K/yr
The Team The Credit Risk Vendor Management Team sits within the Fidelity Legal, Risk and Compliance organization and is part of the Credit and Counterparty Center of Excellence. The team is ...
Fidelity National Law Group, the in-house litigation department of Fidelity National Title Group, has an immediate opening for a legal assistant in our Fort Lauderdale office. In an office team ...
Fidelity National Law Group, the in-house litigation department of Fidelity National Title Group, has an immediate opening for a legal assistant in our Fort Lauderdale office. In an office team ...
Fidelity National Law Group, the in-house litigation department of Fidelity National Title Group, has an immediate opening for a legal assistant in our Fort Lauderdale office. In an office team ...
Fidelity National Law Group, the in-house litigation department of Fidelity National Title Group, has an immediate opening for a legal assistant in our Fort Lauderdale office. In an office team ...
Fidelity Legal information
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$21K - $27.3K
0% of jobs
$27.3K - $33.5K
7% of jobs
$33.5K - $39.8K
17% of jobs
$40.1K is the 25th percentile. Wages below this are outliers.
$39.8K - $46.1K
21% of jobs
The median wage is $48.1K / yr.
$46.1K - $52.4K
15% of jobs
$52.4K - $58.6K
9% of jobs
$61K is the 75th percentile. Wages above this are outliers.
$58.6K - $64.9K
15% of jobs
$64.9K - $71.2K
5% of jobs
$71.2K - $77.5K
5% of jobs
$77.5K - $83.7K
3% of jobs
$83.7K - $90K
2% of jobs
$21K
$55.4K
$90K
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Lead Analyst, Financial Crimes Digital Asset Surveillance
Fidelity InvestmentsMerrimack, NH • On-site
Full-time
Posted 13 days ago
Fidelity Investments rating
8.7
Based on 264 frontline employees who took The Breakroom Quiz
14th of 138 rated financial services
Job description
Note: Fidelity will not provide immigration sponsorship for this position.
The Role
Providing leadership and guidance to other surveillance personnel is paramount in this role. In addition, the role also requires candidates to build positive relationships with business partners in the following groups: Fidelity Digital Assets (FDA), Fidelity Personal Investments (FPI), Workplace Participant Services (WPS), National Financial (NF), IWS (Fidelity Institutional Wealth Services), Fidelity Family Office Services (FFOS), FMR Legal, Financial Crimes Compliance Program Office, Investigations, Credit/Market Risk, and others.
College degree or 4 years of experience in the financial services industry.
2 years of risk related experience.
Strong leadership capabilities with the ability to influence others and effect change.
Knowledge of digital assets, understanding how wallets work and being able to interpret blockchain transactions.
Experience with vendor tools Elliptic and Chainalysis.
ACAMS or other certifications.
Proven success with project management.
Adaptable to an evolving industry.
Excellent written and presentation skills.
Ability to handle several tasks in a fast-paced environment.
Knowledge of Fidelity systems including Green Meadow, FocusPoint, FBSI, XTRAC, CACTUS, FDOT, Salesforce etc.
Understanding of financial transactions, trading markets and operations.
FINRA Series 7.
Knowledge and/or prior experience with IWS, NF, FFOS, PI is a plus.
Previous AML or compliance background.
Proactively identify areas of high-risk exposure and develop efficient and effective solutions to minimize those risks.
Exercise good judgment and demonstrate outstanding decision making skills to prevent or mitigate risk.
Passion for collaboration, and building strong working partnerships.
Ability to balance customer service with sound business judgment.
Strong time management, prioritization, and organizational skills.
Proficient PC skills [Microsoft Excel, Microsoft Word, etc.].
Understand corporate entity structures and offshore accounts.
Conduct and coordinate ad-hoc research requests.
Presenting findings to all levels of management.
The Team
The Financial Crimes Digital Asset Surveillance group within Fidelity Legal Risk and Compliance plays a vital role in helping the firm meet its overall AML obligations through the Bank Secrecy Act. There are thousands of transactions that occur every day across all of Fidelity's business units. The Financial Crimes Surveillance team analyzes these transactions using internal and vendor applications in an effort to detect, stop, and call out suspicious activity. We also review high risk customers and entities based on the Customer Due Diligence (CDD) rule from Fincen (Financial Crimes Enforcement Network).
Certifications:Category:CompliancePlease be advised that Fidelity's business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.
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