Compliance Advisor (RP)
Smithfield, RI · On-site
High level of personal integrity and professionalism The Team We support Fidelity's 401k plan sponsors in the creation and distribution of Fidelity's participant programs and delivery of ...
Smithfield, RI · On-site
High level of personal integrity and professionalism The Team We support Fidelity's 401k plan sponsors in the creation and distribution of Fidelity's participant programs and delivery of ...
Smithfield, RI · On-site
High level of personal integrity and professionalism The Team We support Fidelity's 401k plan sponsors in the creation and distribution of Fidelity's participant programs and delivery of ...
Albuquerque, NM · On-site
High level of personal integrity and professionalism The Team We support Fidelity's 401k plan sponsors in the creation and distribution of Fidelity's participant programs and delivery of ...
Albuquerque, NM · On-site
High level of personal integrity and professionalism The Team We support Fidelity's 401k plan sponsors in the creation and distribution of Fidelity's participant programs and delivery of ...
Covington, KY · On-site
High level of personal integrity and professionalism The Team We support Fidelity's 401k plan sponsors in the creation and distribution of Fidelity's participant programs and delivery of ...
Covington, KY · On-site
High level of personal integrity and professionalism The Team We support Fidelity's 401k plan sponsors in the creation and distribution of Fidelity's participant programs and delivery of ...
Westlake, TX · On-site
High level of personal integrity and professionalism The Team We support Fidelity's 401k plan sponsors in the creation and distribution of Fidelity's participant programs and delivery of ...
Westlake, TX · On-site
High level of personal integrity and professionalism The Team We support Fidelity's 401k plan sponsors in the creation and distribution of Fidelity's participant programs and delivery of ...
Hampton, NH · On-site
$80K - $108K/yr
... company) -Fidelity 401k -Dayforce HRIS The Total Rewards Manager is responsible in the implementation and ongoing administration of our total rewards strategy, including employee benefits ...
Hampton, NH · On-site
$80K - $108K/yr
... company) -Fidelity 401k -Dayforce HRIS The Total Rewards Manager is responsible in the implementation and ongoing administration of our total rewards strategy, including employee benefits ...
... Fidelity 401K with Match FSA Parental Leave Envision offers a full benefits package that includes health, dental, vision benefits, disability and life insurance and a Fidelity 401k plan. Plans ...
... Fidelity 401K with Match FSA Parental Leave Envision offers a full benefits package that includes health, dental, vision benefits, disability and life insurance and a Fidelity 401k plan. Plans ...
Columbus, IN · On-site
$28.67 - $42.64/hr
Participation in the Fidelity 401(K) plan. Qualifications: * Associate's degree in Physical Therapist Assistant from an accredited program * Active registered PTA license in the state which you ...
Columbus, IN · On-site
$28.67 - $42.64/hr
Participation in the Fidelity 401(K) plan. Qualifications: * Associate's degree in Physical Therapist Assistant from an accredited program * Active registered PTA license in the state which you ...
Nashville, TN · On-site
$525K/yr
Health | Dental | Vision | Fidelity 401K with Match| FSA | Parental Leave * Envision offers a full benefits package that includes health, dental, vision benefits, disability and life insurance and a ...
Nashville, TN · On-site
$525K/yr
Health | Dental | Vision | Fidelity 401K with Match| FSA | Parental Leave * Envision offers a full benefits package that includes health, dental, vision benefits, disability and life insurance and a ...
$28.67 - $42.64/hr
Participation in the Fidelity 401(K) plan. Qualifications: * Associate's degree in Physical Therapist Assistant from an accredited program * Active registered PTA license in the state which you ...
New
$28.67 - $42.64/hr
Participation in the Fidelity 401(K) plan. Qualifications: * Associate's degree in Physical Therapist Assistant from an accredited program * Active registered PTA license in the state which you ...
New
Madisonville, KY · On-site
$28.67 - $42.64/hr
Participation in the Fidelity 401(K) plan. Qualifications: * Associates of applied science (AAS) degree in occupational therapy assistant studies or a related field. * Active registered OTA license ...
Madisonville, KY · On-site
$28.67 - $42.64/hr
Participation in the Fidelity 401(K) plan. Qualifications: * Associates of applied science (AAS) degree in occupational therapy assistant studies or a related field. * Active registered OTA license ...
Colorado Springs, CO · On-site
$72K - $89K/yr
Fidelity 401K program with company match * Professional development CEU stipend and free CEU opportunities * Mental Health Support and Employee Assistance Program * Career advancement opportunities ...
Colorado Springs, CO · On-site
$72K - $89K/yr
Fidelity 401K program with company match * Professional development CEU stipend and free CEU opportunities * Mental Health Support and Employee Assistance Program * Career advancement opportunities ...
Lexington, KY · On-site
$28.67 - $42.64/hr
Participation in the Fidelity 401(K) plan. Qualifications: * Associate's degree in Physical Therapist Assistant from an accredited program * Active registered PTA license in the state which you ...
Lexington, KY · On-site
$28.67 - $42.64/hr
Participation in the Fidelity 401(K) plan. Qualifications: * Associate's degree in Physical Therapist Assistant from an accredited program * Active registered PTA license in the state which you ...
Bardstown, KY · On-site
$28.67 - $42.64/hr
Participation in the Fidelity 401(K) plan. Qualifications: * Associate's degree in Physical Therapist Assistant from an accredited program * Active registered PTA license in the state which you ...
Bardstown, KY · On-site
$28.67 - $42.64/hr
Participation in the Fidelity 401(K) plan. Qualifications: * Associate's degree in Physical Therapist Assistant from an accredited program * Active registered PTA license in the state which you ...
... Fidelity 401K with Match| FSA | Parental Leave Envision offers a full benefits package that includes health, dental, vision benefits, disability and life insurance and a Fidelity 401k plan. Plans ...
... Fidelity 401K with Match| FSA | Parental Leave Envision offers a full benefits package that includes health, dental, vision benefits, disability and life insurance and a Fidelity 401k plan. Plans ...
Columbus, IN · On-site
$17.23 - $86/hr
Participation in the Fidelity 401(K) plan. At CommonSpirit Health at Home, we are proud to be an Equal Opportunity Employer, promoting diversity, equity, and inclusion in every aspect of our ...
Columbus, IN · On-site
$17.23 - $86/hr
Participation in the Fidelity 401(K) plan. At CommonSpirit Health at Home, we are proud to be an Equal Opportunity Employer, promoting diversity, equity, and inclusion in every aspect of our ...
Louisville, KY · On-site
$28.66 - $56/hr
Participation in the Fidelity 401(K) plan. Qualifications: * Associate's degree in Physical Therapist Assistant from an accredited program * Active registered PTA license in the state which you ...
Louisville, KY · On-site
$28.66 - $56/hr
Participation in the Fidelity 401(K) plan. Qualifications: * Associate's degree in Physical Therapist Assistant from an accredited program * Active registered PTA license in the state which you ...
Zanesville, OH · On-site
$40.95 - $60.91/hr
Participation in the Fidelity 401(K) plan. Employment Type: Full Time
Zanesville, OH · On-site
$40.95 - $60.91/hr
Participation in the Fidelity 401(K) plan. Employment Type: Full Time
Salt Lake City, UT · On-site
$79K - $153K/yr
Fidelity will not provide immigration sponsorship for this position The Role The Managing Director ... 401K industry. * Your retirement plan record keeping and administration experience. * Your ...
Salt Lake City, UT · On-site
$79K - $153K/yr
Fidelity will not provide immigration sponsorship for this position The Role The Managing Director ... 401K industry. * Your retirement plan record keeping and administration experience. * Your ...
Westlake, TX · On-site
$79K - $153K/yr
Fidelity will not provide immigration sponsorship for this position The Role The Managing Director ... 401K industry. * Your retirement plan record keeping and administration experience. * Your ...
Westlake, TX · On-site
$79K - $153K/yr
Fidelity will not provide immigration sponsorship for this position The Role The Managing Director ... 401K industry. * Your retirement plan record keeping and administration experience. * Your ...
Albuquerque, NM · On-site
$79K - $153K/yr
Fidelity will not provide immigration sponsorship for this position The Role The Managing Director ... 401K industry. * Your retirement plan record keeping and administration experience. * Your ...
Albuquerque, NM · On-site
$79K - $153K/yr
Fidelity will not provide immigration sponsorship for this position The Role The Managing Director ... 401K industry. * Your retirement plan record keeping and administration experience. * Your ...
$34K - $53.6K
9% of jobs
$73.2K is the 25th percentile. Wages below this are outliers.
$53.6K - $73.2K
16% of jobs
$73.2K - $92.8K
15% of jobs
The median wage is $96.8K / yr.
$92.8K - $112.4K
51% of jobs
$112.4K - $132K
5% of jobs
$132K - $151.5K
2% of jobs
$151.5K - $171.1K
0% of jobs
$171.1K - $190.7K
0% of jobs
$190.7K - $210.3K
0% of jobs
$210.3K - $229.9K
0% of jobs
$229.9K - $249.5K
2% of jobs
$34K
$103.9K
$249.5K
Fidelity 401K Representatives frequently face challenges such as explaining complicated retirement plans to customers with varying financial backgrounds and managing high call or client volumes during peak seasons. Effective training, ongoing education on retirement regulations, and robust team support structures help representatives stay knowledgeable and confident in their guidance. Additionally, Fidelity emphasizes the use of user-friendly technology and resources to streamline client interactions and improve clarity. By leveraging collaboration with other specialists and regularly accessing updated tools, representatives can overcome these challenges and deliver high-quality customer service.
To thrive as a Fidelity 401K Representative, you need a solid understanding of retirement planning, investment products, and financial regulations, typically supported by a bachelor's degree in finance or a related field. Familiarity with Fidelity's proprietary systems, 401(k) recordkeeping platforms, and relevant FINRA licenses such as Series 6 or 7 is often required. Strong interpersonal skills, active listening, and the ability to explain complex financial concepts clearly help you build trust with clients. These skills are essential to effectively guide customers through retirement planning options and ensure regulatory compliance in a client-focused environment.
A Fidelity 401K job typically refers to a role at Fidelity Investments that involves managing, supporting, or providing customer service for 401(k) retirement plans. Employees in these roles may assist clients with account management, investment options, and retirement planning. They often work in customer service, financial advisory, or technical support positions to ensure clients understand and maximize their retirement benefits.

Full-time
Retirement
Posted 20 days ago
8.7
Based on 266 frontline employees who took The Breakroom Quiz
17th of 148 rated financial services
Note: Fidelity will not provide immigration sponsorship for this position.
The Role
The Registered Principal associate (RP) reviews outbound communication and marketing materials to ensure compliance with applicable laws, rules and regulations and Fidelity policies. The RP is responsible for executing timely review and identification of any non-compliant materials and consulting with compliance and content owners to ensure complaint communications are distributed to customers.
The Expertise and Skills You Bring
Series 7, 63, 24 required
4-year college degree preferred
Directly related experience including communications, marketing or compliance experience preferred
Knowledge of ERISA, IRS/DOL, FINRA and SEC regulations, plan design, communication and operational procedures
Strong ability to understand and communicate sophisticated regulatory requirements
Effective communicator who is skilled at interactions with employees at all levels
Ability to multi-task and prioritize work according to changing deliverables
Ability to identify potential risks and issues and use good judgement to raise concerns
High level of personal integrity and professionalism
The Team
We support Fidelity's 401k plan sponsors in the creation and distribution of Fidelity's participant programs and delivery of communication and education. You will work internally with key business partners like Communications Consultants, Communications Project Managers, Marketing, and Compliance to ensure all distributed communications comply with applicable laws, rules and regulations and Fidelity policies.
Fidelity's Onsite Working Model
Fidelity is transitioning to a full-time onsite working model through a phased rollout across regions and roles. Currently, some roles and locations require 100% onsite presence, while others require less. Onsite expectations are likely to evolve as the rollout continues. This transition does not apply to fully remote roles.
Please be advised that Fidelity's business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.
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