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Entry Level Insurance Regulatory Compliance Jobs

KabaFusion

Paralegal, Regulatory Compliance

Cerritos, CA · On-site

$33.65 - $41.14/hr

... city regulatory licensing, compliance policies and procedures for the healthcare industry ... Review/renewal of surety bonds and coordinate the issuance of the certificates of insurance. 13.

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Entry Level Insurance Regulatory Compliance information

See salary details

$41K

$92.8K

$135K

How much do entry level insurance regulatory compliance jobs pay per year?

As of Aug 19, 2026, the average yearly pay for entry level insurance regulatory compliance in the United States is $92,819.00, according to ZipRecruiter salary data. Most workers in this role earn between $70,000.00 and $115,000.00 per year, depending on experience, location, and employer.

What is the difference between Entry Level Insurance Regulatory Compliance vs Entry Level Insurance Underwriting?

AspectEntry Level Insurance Regulatory ComplianceEntry Level Insurance Underwriting
Required CertificationsNone typically required, but knowledge of regulations helpsNone required, but familiarity with insurance policies is beneficial
Work EnvironmentOffice-based, compliance departments, regulatory agenciesOffice-based, insurance companies, agencies
Employer & Industry UsageInsurance companies, regulatory bodies, consulting firmsInsurance companies, brokers, agencies
Common Search & Comparison IntentUnderstanding compliance roles, regulatory job differencesEntry-level underwriting roles, policy assessment

While both roles are entry-level positions within the insurance industry, Insurance Regulatory Compliance focuses on ensuring companies adhere to laws and regulations, often involving policy review and regulatory reporting. Insurance Underwriting involves evaluating risks and determining policy terms. The roles differ in focus but share a common industry environment and require familiarity with insurance principles.

What are the most commonly searched types of Insurance Regulatory Compliance jobs?

The most popular types of Insurance Regulatory Compliance jobs are:

What job categories do people searching Entry Level Insurance Regulatory Compliance jobs look for?

The top searched job categories for Entry Level Insurance Regulatory Compliance jobs are:

Entry Level Insurance Regulatory Compliance jobs near you
Infographic showing various Entry Level Insurance Regulatory Compliance job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 73% Full Time, 21% Part Time, and 5% Contract. Highlights an 89% Physical, 1% Hybrid, and 10% Remote job distribution, with an average salary of $92,819 per year, or $44.6 per hour.

Regulatory Compliance Exam Specialist

Westlake Financial Services - Corporate

Las Vegas, NV • On-site

Full-time

Medical, Dental, Vision, Life, Retirement, PTO

Posted 12 days ago

Job description

Regulatory Compliance Exam Specialist
Las Vegas, NV | On-site

Job Description
The candidate will be a point of contact for state and federal regulatory examinations and will assist regulators on all requests pertaining to an examination. In addition, the individual will be responsible for developing and implementing appropriate corrective actions to address deficiencies cited in federal regulatory and state examination reports. Further, the individual will be responsible for ensuring that all deadlines and requests are met as these are extremely time sensitive.


Responsibilities:

  • Help provide responses to state and federal requests for information.
  • Help to coordinate state and federal regulatory examinations from agencies such as the CFPB, DOJ, FTC, SEC, NY DFS, DBO, TX OCCC and others.
  • Develop and implement necessary corrective actions to resolve cited exceptions that result from state and federal regulatory examinations
  • Schedule follow up internal audits to monitor and maintain the effectiveness of the corrective action taken to ensure future compliance
  • Provide written responses to exception reports and ongoing audit results to state and federal regulators
  • Prepare internal reports and summaries on incidents of non-compliance with relevant legal, regulatory and policy requirements
  • Develop and present Root Cause Analysis along with Corrective Action Plans to the compliance board and board of directors
  • Work closely with the Chief Compliance Officer and Regulatory Compliance Counsel to ensure that cited exceptions are in fact valid before developing and implementing a remediation/corrective action.
  • Work with and partner with business units to develop, design, document, and maintain monitoring policies and procedures for the objective of ensuring compliance with relevant legal and regulatory requirements governing compliance finance.


REQUIREMENTS:

  • Basic knowledge of multi-state regulatory requirements for auto finance
  • Basic knowledge of Consumer Financial Protection Laws.
  • Strong communication skills (verbal, writing) including the ability to communicate professionally with state and federal regulators and upper management.
  • Superior interpersonal skills and teamwork awareness
  • Demonstrated understanding of learning & development principles
  • Must be able to handle multi-tasking of projects and manage priorities in fast paced environment; and
  • Detail Oriented.

EDUCATION AND/OR EXPERIENCE:

  • Bachelor’s Degree from an accredited College or University in Business related discipline;
  • Preferred to have at least three years previous experience in the auto finance industry


MACHINES, OFFICE EQUIPTMENT & SOFTWARE:

  • Daybreak or other retail consumer servicing systems preferred;
  • Web navigation and/or web-based application;
  • Personal computer: Microsoft Word, Excel, and Outlook, PowerPoint, Vision; and
  • Copier, Faxing & other general office supplies.

    Benefits

    What do we offer?

    • Medical, Dental, and Vision benefits 
    • Life Insurance and Long-term disability plans 
    • Flexible Spending Account 
    • 401K matching 
    • Employee Stock Ownership Program in a $18.2 Billion Company, plus company matching 
    • Wellness Programs 
    • Metro Tap Card and Metro-link Reimbursement (for Los Angeles, CA employees only) 
    • Career Path Opportunities 
    • Discounts on Parks, Museums, Movie Tickets, and Attractions 
    • Annual Flu Shot
    • Paid Vacations Days 
    • Paid Sick days 
    • Paid holidays 
    • HGym (available in our Los Angeles, CA & Dallas,TX office) 
    • Rental Car Discounts, Dell Member Purchase Program 
    • UKG Wallet 

    Acknowledgement

    We will consider for employment all qualified Applicants, including those with Criminal Histories, in a manner consistent with the requirements of applicable state and local laws, including the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance.

    We are an equal opportunity employer and do not unlawfully discriminate in employment. No question on this application is used for the purpose of limiting or excluding any applicant from consideration for employment on a basis prohibited by local, state, or federal law. Equal access to employment, services, and programs is available to all persons. Those applicants requiring reasonable accommodation to the application and/or interview process should notify a representative

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