SIE Tutor
Wheaton, IL · Remote
$18 - $40/hr
... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...
SIE Tutor
Wheaton, IL · Remote
$18 - $40/hr
... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...
SIE Tutor
Miami Beach, FL · Remote
$18 - $40/hr
... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...
SIE Tutor
Miami Beach, FL · Remote
$18 - $40/hr
... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...
SIE Tutor
Wilmington, NC · Remote
$18 - $40/hr
... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...
SIE Tutor
Wilmington, NC · Remote
$18 - $40/hr
... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...
SIE Tutor
Detroit, MI · Remote
$18 - $40/hr
... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...
SIE Tutor
Detroit, MI · Remote
$18 - $40/hr
... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...
SIE Tutor
Glen Cove, NY · Remote
$18 - $40/hr
... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...
SIE Tutor
Glen Cove, NY · Remote
$18 - $40/hr
... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...
SIE Tutor
Ithaca, NY · Remote
$18 - $40/hr
... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...
SIE Tutor
Ithaca, NY · Remote
$18 - $40/hr
... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...
SIE Tutor
Fort Lauderdale, FL · Remote
$18 - $40/hr
... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...
SIE Tutor
Fort Lauderdale, FL · Remote
$18 - $40/hr
... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...
SIE Tutor
Hialeah, FL · Remote
$18 - $40/hr
... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...
SIE Tutor
Hialeah, FL · Remote
$18 - $40/hr
... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...
SIE Tutor
Stamford, CT · Remote
$18 - $40/hr
... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...
SIE Tutor
Stamford, CT · Remote
$18 - $40/hr
... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...
SIE Tutor
Pearland, TX · Remote
$18 - $40/hr
... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...
SIE Tutor
Pearland, TX · Remote
$18 - $40/hr
... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...
SIE Tutor
Mount Vernon, NY · Remote
$18 - $40/hr
... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...
SIE Tutor
Mount Vernon, NY · Remote
$18 - $40/hr
... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...
SIE Tutor
Charleston, SC · Remote
$18 - $40/hr
... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...
SIE Tutor
Charleston, SC · Remote
$18 - $40/hr
... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...
SIE Tutor
Paramus, NJ · Remote
$18 - $40/hr
... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...
SIE Tutor
Paramus, NJ · Remote
$18 - $40/hr
... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...
SIE Tutor
Fort Wayne, IN · Remote
$18 - $40/hr
... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...
SIE Tutor
Fort Wayne, IN · Remote
$18 - $40/hr
... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and ...
Entry Level Compliance Finra information
See salary details
$27K - $32.2K
8% of jobs
$35.9K is the 25th percentile. Wages below this are outliers.
$32.2K - $37.4K
23% of jobs
$37.4K - $42.5K
12% of jobs
The median wage is $44.3K / yr.
$42.5K - $47.7K
20% of jobs
$47.7K - $52.9K
11% of jobs
$53.8K is the 75th percentile. Wages above this are outliers.
$52.9K - $58.1K
7% of jobs
$58.1K - $63.3K
5% of jobs
$63.3K - $68.5K
4% of jobs
$68.5K - $73.6K
3% of jobs
$73.6K - $78.8K
4% of jobs
$78.8K - $84K
2% of jobs
$27K
$49.5K
$84K
How much do entry level compliance finra jobs pay per year?
As of Aug 7, 2026, the average yearly pay for entry level compliance finra in the United States is $49,486.00, according to ZipRecruiter salary data. Most workers in this role earn between $36,000.00 and $57,000.00 per year, depending on experience, location, and employer.
What does an entry level compliance FINRA professional do?
Entry Level Compliance professionals focused on FINRA regulations typically spend their days reviewing and monitoring firm activities to ensure adherence to industry standards. This involves tasks such as assisting with internal audits, maintaining accurate records, preparing reports for regulatory filings, and supporting the compliance team in investigating potential violations. You may also help update and communicate new FINRA policies to staff and participate in training sessions. Collaboration with other departments like legal, operations, and risk management is common to ensure a well-rounded compliance approach.
What skills and qualifications are needed for an entry level compliance FINRA professional?
To thrive as an Entry Level Compliance professional in a FINRA-regulated setting, you need a foundational understanding of financial regulations, attention to detail, and a bachelor’s degree in finance, business, or a related field. Familiarity with compliance management systems, Microsoft Excel, and sometimes FINRA’s Firm Gateway platform is typically expected. Strong analytical thinking, integrity, and effective communication skills set candidates apart in this role. These competencies are crucial for ensuring regulatory adherence, minimizing risk, and supporting the firm's ethical and operational standards.
What is an entry level compliance FINRA role?
Entry level compliance roles at FINRA (Financial Industry Regulatory Authority) involve monitoring and enforcing rules that govern brokerage firms and their registered representatives. Employees in these roles typically review firm activities, conduct audits, and ensure adherence to regulations to protect investors. They may also assist with investigations, gather and analyze data, and prepare reports on compliance issues. These positions are ideal for recent graduates or those new to the financial regulatory field, offering opportunities to learn about regulatory processes and gain valuable industry experience.
More about Entry Level Compliance Finra jobs
What cities are hiring for Entry Level Compliance Finra jobs? Cities with the most Entry Level Compliance Finra job openings:
What are the most commonly searched types of Compliance Finra jobs? The most popular types of Compliance Finra jobs are:
What states have the most Entry Level Compliance Finra jobs? States with the most job openings for Entry Level Compliance Finra jobs include:
What job categories do people searching Entry Level Compliance Finra jobs look for? The top searched job categories for Entry Level Compliance Finra jobs are:
Varsity Tutors rating
5.7
Based on 16 frontline employees who took The Breakroom Quiz
14th of 23 rated private schools and tutoring
Job description
About the Job
The Varsity Tutors Live Learning Platform has thousands of students looking for online SIE tutors nationally. As a tutor on the Varsity Tutors Platform, you'll have the flexibility to set your own schedule, earn competitive rates, and make a real impact on students' academic success and understanding. All from the comfort of your home.
Why Join Our Platform?
What We Look For In a SIE Tutor
Ways To Connect With Students
About Varsity Tutors And 1-on-1 Online Tutoring
Our mission is to transform the way people learn by leveraging advanced technology, AI, and the latest in learning science to create personalized learning experiences. Through 1-on-1 Online Tutoring, students receive customized instruction that helps them achieve their learning goals. Our platform is designed to match students with the right tutors, fostering better outcomes and a passion for learning.
Please note: Varsity Tutors does not contract in: Alaska, California, Colorado, Delaware, Hawaii, Maine, New Hampshire, North Dakota, Vermont, West Virginia or Puerto Rico.
The Varsity Tutors Live Learning Platform has thousands of students looking for online SIE tutors nationally. As a tutor on the Varsity Tutors Platform, you'll have the flexibility to set your own schedule, earn competitive rates, and make a real impact on students' academic success and understanding. All from the comfort of your home.
Why Join Our Platform?
- Earn incrementally higher pay for each session with the same student, reaching up to $40/hour.
- Get paid up to twice per week, ensuring fast and reliable compensation for the tutoring sessions you conduct and invoice.
- Set your own hours and tutor as much as you'd like.
- Tutor remotely using our purpose-built Live Learning Platform. No commuting required.
- Get matched with students best-suited to your teaching style and expertise.
- Our AI-powered Tutor Copilot enhances your sessions with real-time instructional support, lesson generation, and engagement features, helping you save prep time and focus on impactful teaching.
- We handle the logistics—you just invoice for your tutoring sessions, and we take care of payments.
What We Look For In a SIE Tutor
- Advanced Test Mastery: Deep knowledge of SIE examination content including knowledge of capital markets, understanding of products and risks, understanding of trading and customer accounts, and knowledge of regulatory frameworks. Ability to explain equity and debt securities, mutual funds, variable annuities, options basics, and SEC and FINRA regulations while preparing candidates for the Securities Industry Essentials qualification examination.
- Strategic Test-Taking & Problem-Solving: Skilled at teaching securities product comparison, regulatory framework application, and account type analysis for SIE examination. Guides students through distinguishing security types, evaluating investment risks, understanding margin account rules, applying suitability concepts, and navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and connecting product features to appropriate customer recommendations.
- Curriculum Awareness & Adaptive Instruction: Familiar with SIE examination content outline and common challenges such as distinguishing between similar securities products, memorizing regulatory requirements, and understanding options terminology. Adapts instruction using practice examinations, securities comparison charts, and scenario-based questions to support entry-level financial services professionals preparing for the SIE as a prerequisite to Series registration examinations.
- Effective Teaching Methods: Ability to identify concepts students commonly struggle with, explain material using multiple approaches, and adapt instruction to meet individual learning needs and styles.
- Strong communication skills and a friendly, engaging teaching style.
- Ability to adapt to different learning styles and student needs.
Ways To Connect With Students
- 1-on-1 Online Tutoring - Provide personalized instruction to individual students.
- Instant Tutoring - Accept on-demand tutoring requests whenever you're available.
About Varsity Tutors And 1-on-1 Online Tutoring
Our mission is to transform the way people learn by leveraging advanced technology, AI, and the latest in learning science to create personalized learning experiences. Through 1-on-1 Online Tutoring, students receive customized instruction that helps them achieve their learning goals. Our platform is designed to match students with the right tutors, fostering better outcomes and a passion for learning.
Please note: Varsity Tutors does not contract in: Alaska, California, Colorado, Delaware, Hawaii, Maine, New Hampshire, North Dakota, Vermont, West Virginia or Puerto Rico.
What Varsity Tutors employees say
Pay
Benefits
Hours and flexibility
Workplace
Get the full story on Breakroom
About Varsity Tutors
Sourced by ZipRecruiter
Industry
Education
Company size
501 - 1,000 Employees
Headquarters location
St. Louis, MO, US
Year founded
2007